The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
RIVERNORTH SPECIALTY FIN COR COM 76882B108 2,683 180,943 SH   SOLE   180,943 0 0
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 3,494 351,900 SH   SOLE   351,900 0 0
NEW IRELAND FD INC COM 645673104 1,315 156,400 SH   SOLE   156,400 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 4,338 699,600 SH   SOLE   699,600 0 0
DIVIDEND & INCOME FD INC COM NEW 25538A204 3,490 383,558 SH   SOLE   383,558 0 0
RMR MORTGAGE TR COM 76970B101 2,795 308,439 SH   SOLE   308,439 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 3,450 560,000 SH   SOLE   560,000 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 4,439 396,000 SH   SOLE   396,000 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 4,967 1,232,602 SH   SOLE   1,232,602 0 0
FIRST EAGLE SENIOR LOAN FUND COM NEW 32010E100 2,384 192,242 SH   SOLE   192,242 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 2,355 233,447 SH   SOLE   233,447 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 11,809 559,149 SH   SOLE   559,149 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 3,875 464,610 SH   SOLE   464,610 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 3,497 331,170 SH   SOLE   331,170 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 8,947 1,609,100 SH   SOLE   1,609,100 0 0
SWISS HELVETIA FD INC COM 870875101 2,618 316,203 SH   SOLE   316,203 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1,594 148,877 SH   SOLE   148,877 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 4,904 282,625 SH   SOLE   282,625 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 2,323 280,761 SH   SOLE   280,761 0 0
EAGLE CAP GROWTH FD INC COM 269451100 545 76,800 SH   SOLE   76,800 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 436 121,019 SH   SOLE   121,019 0 0
NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 7,427 857,667 SH   SOLE   857,667 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 7,532 353,947 SH   SOLE   353,947 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 9,828 1,144,100 SH   SOLE   1,144,100 0 0
GDL FUND COM SH BEN IT 361570104 1,868 222,913 SH   SOLE   222,913 0 0
CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 4,059 279,268 SH   SOLE   279,268 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 3,450 397,899 SH   SOLE   397,899 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 5,613 319,311 SH   SOLE   319,311 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 3,495 564,558 SH   SOLE   564,558 0 0
TAIWAN FD INC COM 874036106 2,142 93,000 SH   SOLE   93,000 0 0
CHINA FD INC COM 169373107 3,185 126,504 SH   SOLE   126,504 0 0
CENTRAL SECS CORP COM 155123102 8,611 297,040 SH   SOLE   297,040 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 1,984 208,613 SH   SOLE   208,613 0 0
NUVEEN NEW JERSEY MUN VALUE SHS 670702109 207 15,005 SH   SOLE   15,005 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 4,006 809,200 SH   SOLE   809,200 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 1,654 129,004 SH   SOLE   129,004 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 1,037 52,798 SH   SOLE   52,798 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 571 44,100 SH   SOLE   44,100 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 4,062 441,000 SH   SOLE   441,000 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 3,647 612,969 SH   SOLE   612,969 0 0
GENERAL AMERN INVS INC COM 368802104 5,316 156,585 SH   SOLE   156,585 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 10,599 653,830 SH   SOLE   653,830 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 754 60,899 SH   SOLE   60,899 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 1,817 194,522 SH   SOLE   194,522 0 0
FIRST TR MLP & ENERGY INCOM COM 33739B104 1,257 270,837 SH   SOLE   270,837 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 3,477 581,449 SH   SOLE   581,449 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 729 93,813 SH   SOLE   93,813 0 0
TEMPLETON EMERGING MKTS INCO COM 880192109 1,679 226,531 SH   SOLE   226,531 0 0
ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 3,182 147,446 SH   SOLE   147,446 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 1,244 98,104 SH   SOLE   98,104 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 4,161 416,118 SH   SOLE   416,118 0 0
TEMPLETON DRAGON FD INC COM 88018T101 2,922 133,229 SH   SOLE   133,229 0 0
ANGEL OAK DYNAMIC FINL STRAT COM BEN INT 03462A102 284 15,968 SH   SOLE   15,968 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 3,552 172,241 SH   SOLE   172,241 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 638 76,000 SH   SOLE   76,000 0 0
DWS STRATEGIC MUN INCOME TR COM 23342Q101 434 40,029 SH   SOLE   40,029 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3,526 883,754 SH   SOLE   883,754 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 648 51,000 SH   SOLE   51,000 0 0
MACQUARIE / FIRST TR GLOBAL COM 55607W100 201 26,198 SH   SOLE   26,198 0 0
EATON VANCE SHORT DURATION D COM 27828V104 567 49,517 SH   SOLE   49,517 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 446 34,700 SH   SOLE   34,700 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 1,371 343,603 SH   SOLE   343,603 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 494 47,848 SH   SOLE   47,848 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 823 127,028 SH   SOLE   127,028 0 0
ROYCE MICRO-CAP TR INC COM 780915104 725 94,556 SH   SOLE   94,556 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 140 12,018 SH   SOLE   12,018 0 0
ALLIANZGI CONV & INCOME FD I COM 018825109 699 170,010 SH   SOLE   170,010 0 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 454 215,000 SH   SOLE   215,000 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 105 43,000 SH   SOLE   43,000 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 623 51,646 SH   SOLE   51,646 0 0
GABELLI DIVID & INCOME TR COM 36242H104 3,028 165,002 SH   SOLE   165,002 0 0
SOLITON INC COM 834251100 288 37,723 SH   SOLE   37,723 0 0
ALPS ETF TR MED BREAKTHGH 00162Q593 306 7,440 SH   SOLE   7,440 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 273 30,510 SH   SOLE   30,510 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 516 38,103 SH   SOLE   38,103 0 0
DELAWARE INVTS MINN MUN INCO COM 24610V103 238 18,300 SH   SOLE   18,300 0 0
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 523 37,900 SH   SOLE   37,900 0 0
INVESCO SR INCOME TR COM 46131H107 874 238,792 SH   SOLE   238,792 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 76 21,800 SH   SOLE   21,800 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 678 50,146 SH   SOLE   50,146 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 308 18,300 SH   SOLE   18,300 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 296 19,708 SH   SOLE   19,708 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 395 46,584 SH   SOLE   46,584 0 0
WESTERN ASSET INTER MUNI FD COM 958435109 134 14,797 SH   SOLE   14,797 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 435 32,963 SH   SOLE   32,963 0 0
LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 64 26,730 SH   SOLE   26,730 0 0
NUVEEN GEORGIA QLTY MUN INC COM 67072B107 126 10,300 SH   SOLE   10,300 0 0
BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 192 71,000 SH   SOLE   71,000 0 0
TRI CONTL CORP COM 895436103 1,298 50,072 SH   SOLE   50,072 0 0
A-MARK PRECIOUS METALS INC COM 00181T107 219 6,500 SH   SOLE   6,500 0 0
INDIA FD INC COM 454089103 399 24,181 SH   SOLE   24,181 0 0
KALA PHARMACEUTICALS INC COM 483119103 377 50,300 SH   SOLE   50,300 0 0
ORBCOMM INC COM 68555P100 216 63,393 SH   SOLE   63,393 0 0
WESTERN ASSET EMERGING MKTS COM 95766A101 595 48,267 SH   SOLE   48,267 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 359 43,168 SH   SOLE   43,168 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 404 33,101 SH   SOLE   33,101 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 177 14,300 SH   SOLE   14,300 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 295 25,665 SH   SOLE   25,665 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 379 28,584 SH   SOLE   28,584 0 0
INVESCO PA VALUE MUN INC TR COM 46132K109 193 15,722 SH   SOLE   15,722 0 0
TEMPLETON EMERGING MKTS FD COM 880191101 163 10,600 SH   SOLE   10,600 0 0
SCPHARMACEUTICALS INC COM 810648105 132 17,685 SH   SOLE   17,685 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 436 38,800 SH   SOLE   38,800 0 0
NUVEEN MICH QUALITY MUN INCO COM 670979103 162 11,400 SH   SOLE   11,400 0 0
SOLID BIOSCIENCES INC COM 83422E105 50 24,500 SH   SOLE   24,500 0 0
ROYCE VALUE TR INC COM 780910105 511 40,392 SH   SOLE   40,392 0 0
ISHARES TR CORE DIV GRWTH 46434V621 5,145 129,298 SH   SOLE   129,298 0 0
ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 2,494 16,160 SH   SOLE   16,160 0 0
SIENTRA INC COM 82621J105 47 13,818 SH   SOLE   13,818 0 0
VERASTEM INC COM 92337C104 56 46,000 SH   SOLE   46,000 0 0
CREDIT SUISSE ASSET MGMT INC COM 224916106 42 14,173 SH   SOLE   14,173 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 189 35,263 SH   SOLE   35,263 0 0
ARVINAS INC COM 04335A105 229 9,700 SH   SOLE   9,700 0 0
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 185 31,249 SH   SOLE   31,249 0 0
MEDIFAST INC COM 58470H101 428 2,600 SH   SOLE   2,600 0 0
ENERGY FUELS INC COM NEW 292671708 32 19,284 SH   SOLE   19,284 0 0
GREENTREE HOSPITALITY GROUP SPONSORED ADS 39579V100 136 10,000 SH   SOLE   10,000 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 58 14,000 SH   SOLE   14,000 0 0
SHOCKWAVE MED INC COM 82489T104 306 4,035 SH   SOLE   4,035 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 710 11,952 SH   SOLE   11,952 0 0
NOVAGOLD RES INC COM NEW 66987E206 119 10,000 SH   SOLE   10,000 0 0
US BANCORP DEL COM NEW 902973304 1,365 38,066 SH   SOLE   38,066 0 0
ISHARES TR EAFE SML CP ETF 464288273 218 3,700 SH   SOLE   3,700 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 354 5,233 SH   SOLE   5,233 0 0
LAM RESEARCH CORP COM 512807108 907 2,735 SH   SOLE   2,735 0 0
NORTHROP GRUMMAN CORP COM 666807102 563 1,785 SH   SOLE   1,785 0 0
HUMANA INC COM 444859102 527 1,274 SH   SOLE   1,274 0 0
ANTHEM INC COM 036752103 610 2,272 SH   SOLE   2,272 0 0
GENERAL DYNAMICS CORP COM 369550108 277 2,000 SH   SOLE   2,000 0 0
NIKE INC CL B 654106103 960 7,650 SH   SOLE   7,650 0 0
LOCKHEED MARTIN CORP COM 539830109 546 1,425 SH   SOLE   1,425 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 384 541 SH   SOLE   541 0 0
STARBUCKS CORP COM 855244109 382 4,445 SH   SOLE   4,445 0 0
INTEL CORP COM 458140100 779 15,041 SH   SOLE   15,041 0 0
3M CO COM 88579Y101 237 1,480 SH   SOLE   1,480 0 0
COSTCO WHSL CORP NEW COM 22160K105 386 1,088 SH   SOLE   1,088 0 0
MICROSOFT CORP COM 594918104 3,600 17,117 SH   SOLE   17,117 0 0
ALPHABET INC CAP STK CL A 02079K305 774 528 SH   SOLE   528 0 0
APPLE INC COM 037833100 3,348 28,910 SH   SOLE   28,910 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 470 2,205 SH   SOLE   2,205 0 0
HOME DEPOT INC COM 437076102 426 1,533 SH   SOLE   1,533 0 0
AMAZON COM INC COM 023135106 2,217 704 SH   SOLE   704 0 0
MASTERCARD INCORPORATED CL A 57636Q104 448 1,325 SH   SOLE   1,325 0 0
WALMART INC COM 931142103 465 3,320 SH   SOLE   3,320 0 0
UNITEDHEALTH GROUP INC COM 91324P102 234 750 SH   SOLE   750 0 0
PROCTER AND GAMBLE CO COM 742718109 227 1,633 SH   SOLE   1,633 0 0
JOHNSON & JOHNSON COM 478160104 249 1,670 SH   SOLE   1,670 0 0