The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 4,000 370,375 SH   SOLE   370,375 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B200 5,655 189,000 SH   SOLE   189,000 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 6,241 688,900 SH   SOLE   688,900 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 3,223 540,700 SH   SOLE   540,700 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 1,949 66,048 SH   SOLE   66,048 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 1,962 147,000 SH   SOLE   147,000 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K200 1,113 55,000 SH   SOLE   55,000 0 0
RMR MORTGAGE TR COM 76970B101 3,606 302,305 SH   SOLE   302,305 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 9,330 1,232,502 SH   SOLE   1,232,502 0 0
NEW IRELAND FD INC COM 645673104 1,122 92,063 SH   SOLE   92,063 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 6,877 278,761 SH   SOLE   278,761 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 4,908 331,170 SH   SOLE   331,170 0 0
EAGLE CAP GROWTH FD INC COM 269451100 827 90,401 SH   SOLE   90,401 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 8,188 284,517 SH   SOLE   284,517 0 0
SWISS HELVETIA FD INC COM 870875101 3,035 311,903 SH   SOLE   311,903 0 0
CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 9,268 446,000 SH   SOLE   446,000 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 6,812 295,271 SH   SOLE   295,271 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 2,258 148,877 SH   SOLE   148,877 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 6,118 1,223,585 SH   SOLE   1,223,585 0 0
GABELLI GLOBAL SMALL & MID C COM 36249W104 3,071 191,947 SH   SOLE   191,947 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 8,683 1,418,799 SH   SOLE   1,418,799 0 0
NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 10,397 755,600 SH   SOLE   755,600 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 2,407 273,234 SH   SOLE   273,234 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 15,023 1,377,000 SH   SOLE   1,377,000 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 9,458 413,549 SH   SOLE   413,549 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 7,477 346,647 SH   SOLE   346,647 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 641 102,275 SH   SOLE   102,275 0 0
GDL FD COM SH BEN IT 361570104 1,937 213,513 SH   SOLE   213,513 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 3,506 388,706 SH   SOLE   388,706 0 0
NEUBERGER BERMAN N Y MUN FD COM 64124K102 854 64,148 SH   SOLE   64,148 0 0
PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 7,057 564,558 SH   SOLE   564,558 0 0
TAIWAN FD INC COM 874036106 3,286 93,000 SH   SOLE   93,000 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 2,784 206,220 SH   SOLE   206,220 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 944 65,100 SH   SOLE   65,100 0 0
ANGEL OAK DYNAMIC FINL STRAT COM BEN INT 03462A102 950 47,000 SH   SOLE   47,000 0 0
CENTRAL SECS CORP COM 155123102 12,444 294,940 SH   SOLE   294,940 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 3,139 136,000 SH   SOLE   136,000 0 0
ROYCE MICRO-CAP TR INC COM 780915104 5,121 413,000 SH   SOLE   413,000 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 1,693 147,902 SH   SOLE   147,902 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 1,460 52,035 SH   SOLE   52,035 0 0
EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 808 57,800 SH   SOLE   57,800 0 0
CHINA FD INC COM 169373107 2,545 83,434 SH   SOLE   83,434 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 1,357 63,342 SH   SOLE   63,342 0 0
DTF TAX-FREE INCOME INC COM 23334J107 720 48,000 SH   SOLE   48,000 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 3,538 165,000 SH   SOLE   165,000 0 0
DELAWARE INVTS MINN MUN INCO COM 24610V103 989 70,000 SH   SOLE   70,000 0 0
NUVEEN SHORT DURATION CR OPP COM 67074X107 869 58,000 SH   SOLE   58,000 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 11,887 601,248 SH   SOLE   601,248 0 0
GENERAL AMERN INVS CO INC COM 368802104 5,643 129,957 SH   SOLE   129,957 0 0
RIVERNORTH SPECIALTY FIN COR COM 76882B108 448 22,532 SH   SOLE   22,532 0 0
TORTOISE PIPELINE & ENERGY F COM 89148H207 280 11,721 SH   SOLE   11,721 0 0
TEMPLETON EMERGING MKTS INCO COM 880192109 1,877 235,531 SH   SOLE   235,531 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 976 93,813 SH   SOLE   93,813 0 0
CUSHING NEXTGEN INFRA INCM F COM 231647207 543 11,226 SH   SOLE   11,226 0 0
MORGAN STANLEY EMKT DBT FD I COM 61744H105 813 87,000 SH   SOLE   87,000 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 986 73,522 SH   SOLE   73,522 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,511 407,018 SH   SOLE   407,018 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 857 68,000 SH   SOLE   68,000 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 4,066 917,913 SH   SOLE   917,913 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 795 50,826 SH   SOLE   50,826 0 0
BLACKSTONE LONG SHORT CR INC COM SHS BN INT 09257D102 525 34,700 SH   SOLE   34,700 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 3,055 343,603 SH   SOLE   343,603 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 659 41,793 SH   SOLE   41,793 0 0
IVY HIGH INCOME OPPORTUNITIE COM 465893105 579 41,193 SH   SOLE   41,193 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 1,101 121,636 SH   SOLE   121,636 0 0
INVESCO PA VALUE MUN INC TR COM 46132K109 747 55,837 SH   SOLE   55,837 0 0
VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 910 170,010 SH   SOLE   170,010 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 594 33,057 SH   SOLE   33,057 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2,213 86,000 SH   SOLE   86,000 0 0
GABELLI DIVID & INCOME TR COM 36242H104 4,341 165,002 SH   SOLE   165,002 0 0
GLOBAL X FDS GLB X MLP ENRG I 37954Y293 1,345 37,000 SH   SOLE   37,000 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 409 30,000 SH   SOLE   30,000 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 618 38,103 SH   SOLE   38,103 0 0
ALPS ETF TR MED BREAKTHGH 00162Q593 369 7,544 SH   SOLE   7,544 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 747 49,815 SH   SOLE   49,815 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 875 56,146 SH   SOLE   56,146 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 829 52,000 SH   SOLE   52,000 0 0
ROYCE VALUE TR INC COM 780910105 2,167 114,207 SH   SOLE   114,207 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 337 20,608 SH   SOLE   20,608 0 0
BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 3,094 107,000 SH   SOLE   107,000 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 323 18,888 SH   SOLE   18,888 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 543 39,000 SH   SOLE   39,000 0 0
KALA PHARMACEUTICALS INC COM 483119103 297 56,100 SH   SOLE   56,100 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 199 14,300 SH   SOLE   14,300 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 509 38,800 SH   SOLE   38,800 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 3,641 100,000 SH   SOLE   100,000 0 0
A-MARK PRECIOUS METALS INC COM 00181T107 302 6,500 SH   SOLE   6,500 0 0
LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 34 13,480 SH   SOLE   13,480 0 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 107 42,500 SH   SOLE   42,500 0 0
ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 2,511 19,090 SH   SOLE   19,090 0 0
ISHARES TR CORE DIV GRWTH 46434V621 6,542 129,908 SH   SOLE   129,908 0 0
FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 231 11,510 SH   SOLE   11,510 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 101 15,173 SH   SOLE   15,173 0 0
SIENTRA INC COM 82621J105 110 13,818 SH   SOLE   13,818 0 0
SHOCKWAVE MED INC COM 82489T104 1,538 8,106 SH   SOLE   8,106 0 0
FORMA THERAPEUTICS HLDGS INC SHS 34633R104 261 10,500 SH   SOLE   10,500 0 0
VERASTEM INC COM 92337C104 142 35,000 SH   SOLE   35,000 0 0
MEDIFAST INC COM 58470H101 608 2,150 SH   SOLE   2,150 0 0
ARVINAS INC COM 04335A105 611 7,930 SH   SOLE   7,930 0 0
SOLID BIOSCIENCES INC COM 83422E105 57 15,500 SH   SOLE   15,500 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 61 14,000 SH   SOLE   14,000 0 0
ENERGY FUELS INC COM NEW 292671708 101 16,758 SH   SOLE   16,758 0 0
1LIFE HEALTHCARE INC COM 68269G107 205 6,194 SH   SOLE   6,194 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 417 6,594 SH   SOLE   6,594 0 0
LAM RESEARCH CORP COM 512807108 2,980 4,580 SH   SOLE   4,580 0 0
NOVAGOLD RES INC COM NEW 66987E206 80 10,000 SH   SOLE   10,000 0 0
US BANCORP DEL COM NEW 902973304 2,123 37,266 SH   SOLE   37,266 0 0
ISHARES TR EAFE SML CP ETF 464288273 274 3,700 SH   SOLE   3,700 0 0
RINGCENTRAL INC CL A 76680R206 465 1,600 SH   SOLE   1,600 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 551 5,233 SH   SOLE   5,233 0 0
ANTHEM INC COM 036752103 1,631 4,272 SH   SOLE   4,272 0 0
HUBSPOT INC COM 443573100 466 800 SH   SOLE   800 0 0
ARK ETF TR INNOVATION ETF 00214Q104 404 3,090 SH   SOLE   3,090 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 597 3,764 SH   SOLE   3,764 0 0
NORTHROP GRUMMAN CORP COM 666807102 567 1,560 SH   SOLE   1,560 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 207 2,000 SH   SOLE   2,000 0 0
COINBASE GLOBAL INC COM CL A 19260Q107 279 1,101 SH   SOLE   1,101 0 0
SQUARE INC CL A 852234103 731 3,000 SH   SOLE   3,000 0 0
GENERAL DYNAMICS CORP COM 369550108 333 1,770 SH   SOLE   1,770 0 0
NIKE INC CL B 654106103 1,128 7,300 SH   SOLE   7,300 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 498 541 SH   SOLE   541 0 0
LOCKHEED MARTIN CORP COM 539830109 426 1,125 SH   SOLE   1,125 0 0
HUMANA INC COM 444859102 221 499 SH   SOLE   499 0 0
LOWES COS INC COM 548661107 524 2,700 SH   SOLE   2,700 0 0
STARBUCKS CORP COM 855244109 497 4,445 SH   SOLE   4,445 0 0
INTEL CORP COM 458140100 824 14,674 SH   SOLE   14,674 0 0
ILLINOIS TOOL WKS INC COM 452308109 224 1,000 SH   SOLE   1,000 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 223 4,100 SH   SOLE   4,100 0 0
TARGET CORP COM 87612E106 314 1,300 SH   SOLE   1,300 0 0
MICROSOFT CORP COM 594918104 5,094 18,804 SH   SOLE   18,804 0 0
3M CO COM 88579Y101 284 1,430 SH   SOLE   1,430 0 0
COSTCO WHSL CORP NEW COM 22160K105 430 1,086 SH   SOLE   1,086 0 0
HOME DEPOT INC COM 437076102 799 2,504 SH   SOLE   2,504 0 0
ALPHABET INC CAP STK CL A 02079K305 1,538 630 SH   SOLE   630 0 0
APPLE INC COM 037833100 4,672 34,110 SH   SOLE   34,110 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 613 2,205 SH   SOLE   2,205 0 0
AMAZON COM INC COM 023135106 2,835 824 SH   SOLE   824 0 0
DISNEY WALT CO COM 254687106 469 2,670 SH   SOLE   2,670 0 0
MASTERCARD INCORPORATED CL A 57636Q104 517 1,416 SH   SOLE   1,416 0 0
PAYPAL HLDGS INC COM 70450Y103 437 1,500 SH   SOLE   1,500 0 0
CHEVRON CORP NEW COM 166764100 254 2,429 SH   SOLE   2,429 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 350 2,000 SH   SOLE   2,000 0 0
WALMART INC COM 931142103 468 3,320 SH   SOLE   3,320 0 0
JPMORGAN CHASE & CO COM 46625H100 463 2,976 SH   SOLE   2,976 0 0
UNITEDHEALTH GROUP INC COM 91324P102 300 750 SH   SOLE   750 0 0
PROCTER AND GAMBLE CO COM 742718109 220 1,633 SH   SOLE   1,633 0 0
JOHNSON & JOHNSON COM 478160104 275 1,670 SH   SOLE   1,670 0 0
VISA INC COM CL A 92826C839 224 960 SH   SOLE   960 0 0