Purchases and Sales Made in Q3 2021 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
17+ 0.53% |
$1.68K - $1.7K
|
3.2K
$304K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
8+ 11.59% |
$789 - $799
|
77
$7.32K
|
|
|
Nov 09, 2021
Q3 2021
|
Peregrine Asset Advisers, Inc.
Portland, OR |
BUY
|
- |
6+ 0.07% |
$592 - $599
|
8.34K
$792K
|
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
6+ 0.48% |
$592 - $599
|
1.25K
$119K
|
|
|
Oct 13, 2022
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5+ 0.19% |
$493 - $500
|
2.66K
$253K
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5+ 0.19% |
$493 - $500
|
2.66K
$253K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
3+ 0.61% |
$296 - $300
|
496
$47.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
3New |
$296 - $300
|
3
$285
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
3+ 1.06% |
$296 - $300
|
287
$27.3K
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
2+ 0.26% |
$197 - $200
|
786
$74.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
1New |
$98.6 - $99.9
|
1
$95
|
|
|
Nov 02, 2021
Q3 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
1+ 1.3% |
$98.6 - $99.9
|
78
$7.41K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 5.26% |
$98.6 - $99.9
|
20
$1.9K
|
|
|
Oct 07, 2021
Q3 2021
|
Pacifica Partners Inc.
|
BUY
|
- |
1+ 0.62% |
$98.6 - $99.9
|
163
$15.5K
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
BUY
|
- |
1+ 0.8% |
$98.6 - $99.9
|
126
$12K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
1+ 0.11% |
$98.6 - $99.9
|
875
$83.2K
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-2- 66.67% |
$197 - $200
|
1
$95
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-3- 2.7% |
$296 - $300
|
108
$10.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-4- 1.83% |
$394 - $400
|
215
$20.4K
|
|
|
Oct 20, 2021
Q3 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-4- 1.14% |
$394 - $400
|
346
$32.9K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-11- 0.86% |
$1.08K - $1.1K
|
1.27K
$121K
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-14Closed |
$1.38K - $1.4K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-14- 41.18% |
$1.38K - $1.4K
|
20
$1.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-16- 1.74% |
$1.58K - $1.6K
|
903
$85.8K
|
|
|
Jan 09, 2024
Q3 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-22Closed |
$2.17K - $2.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-25- 0.33% |
$2.46K - $2.5K
|
7.62K
$724K
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-32- 25.4% |
$3.15K - $3.2K
|
94
$8.93K
|
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-40Closed |
$3.94K - $4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-43- 66.15% |
$4.24K - $4.3K
|
22
$2.09K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-68- 4.32% |
$6.7K - $6.79K
|
1.51K
$143K
|
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-73Closed |
$7.2K - $7.29K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-75- 2.79% |
$7.39K - $7.49K
|
2.62K
$249K
|
|
|
Oct 19, 2021
Q3 2021
|
Jmg Financial Group, Ltd.
|
SELL
|
- |
-80- 0.3% |
$7.89K - $7.99K
|
26.4K
$2.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Ballast, Inc.
|
SELL
|
- |
-93- 0.67% |
$9.17K - $9.29K
|
13.7K
$1.3M
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
SELL
|
- |
-96- 0.72% |
$9.46K - $9.59K
|
13.3K
$1.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-96- 60.38% |
$9.46K - $9.59K
|
63
$5.99K
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-103- 2.66% |
$10.2K - $10.3K
|
3.76K
$358K
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-105- 4.55% |
$10.4K - $10.5K
|
2.2K
$209K
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-105- 3.2% |
$10.4K - $10.5K
|
3.17K
$302K
|
|
|
Nov 12, 2021
Q3 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-118- 4.46% |
$11.6K - $11.8K
|
2.53K
$240K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-119- 31.23% |
$11.7K - $11.9K
|
262
$24.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-121- 4.44% |
$11.9K - $12.1K
|
2.6K
$247K
|
|
|
Nov 18, 2021
Q3 2021
|
Personal Cfo Solutions, LLC
|
SELL
|
- |
-130- 3.6% |
$12.8K - $13K
|
3.48K
$331K
|
|
|
Nov 12, 2021
Q3 2021
|
Ckw Financial Group
|
SELL
|
- |
-143- 1.19% |
$14.1K - $14.3K
|
11.9K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-189- 1.04% |
$18.6K - $18.9K
|
18.1K
$1.72M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-210- 2.18% |
$20.7K - $21K
|
9.4K
$894K
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-212- 80.61% |
$20.9K - $21.2K
|
51
$4.85K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-250Closed |
$24.6K - $25K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-263- 2.27% |
$25.9K - $26.3K
|
11.3K
$1.08M
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-277Closed |
$27.3K - $27.7K
|
0
$0
|