Latest Institutional Transactions on Aberdeen Australia Equity Fund Inc (IAF)
This table provides information on the latest institutional transactions involving Aberdeen Australia Equity Fund Inc (IAF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
14.3K+ 43.39% |
$58.3K - $65.5K
|
47.2K
$196K
|
|
| Q1 2023 | |||||||
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
337New |
$1.43K - $1.73K
|
337
$1.4K
|
|
|
Apr 21, 2023
Q1 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
11.4KNew |
$48.3K - $58.6K
|
11.4K
$47.5K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
748New |
$2.96K - $3.55K
|
748
$3.11K
|
|
|
Feb 14, 2023
Q4 2022
|
Belvedere Trading LLC
|
BUY
|
- |
24.6KNew |
$97.3K - $117K
|
24.6K
$102K
|
|
| Q3 2022 | |||||||
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
638+ 3.05% |
$2.55K - $3.39K
|
21.6K
$89.7K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-3.51KClosed |
$15.9K - $22.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7Closed |
$31.8 - $44.2
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
14.9KNew |
$67.9K - $94.3K
|
14.9K
$62.2K
|
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-47.1KClosed |
$214K - $297K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-2.51KClosed |
$11.4K - $15.8K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 09, 2023
Q1 2022
|
Cornerstone Management, Inc.
Duluth, GA |
BUY
|
- |
4New |
$21.4 - $25.3
|
4
$16.6
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-3KClosed |
$16.1K - $19K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 15, 2022
Q4 2021
|
Mainstay Capital Management LLC
|
SELL
|
- |
-10.3KClosed |
$57.9K - $64.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17.9KClosed |
$101K - $114K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.14KClosed |
$29K - $32.5K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-2.1KClosed |
$11.8K - $13.3K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-6.2KClosed |
$35.2K - $41K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-14.7KClosed |
$83.8K - $97.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
134KNew |
$781K - $885K
|
134K
$556K
|
|
|
Jul 19, 2021
Q2 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-220Closed |
$1.28K - $1.46K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-20.6KClosed |
$108K - $121K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.29K- 99.92% |
$6.79K - $7.56K
|
1
$4.16
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
M&T Bank Corp
|
SELL
|
- |
-16.8KClosed |
$74.7K - $90.3K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-895Closed |
$3.98K - $4.82K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-507Closed |
$2.26K - $2.48K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-39.5KClosed |
$176K - $193K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-11.2KClosed |
$33.6K - $62.5K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-39.8KClosed |
$120K - $223K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-1.73KClosed |
$8.65K - $9.67K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-8KClosed |
$40K - $44.7K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1KClosed |
$5.02K - $5.62K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-15.2KClosed |
$76.3K - $85.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-3.6KClosed |
$18.8K - $19.8K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-9.2KClosed |
$48.1K - $50.6K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-600Closed |
$3.14K - $3.3K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-785Closed |
$4.11K - $4.32K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.1KClosed |
$51.8K - $62.3K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-17.7KClosed |
$82.7K - $99.4K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Duncker Streett & CO Inc
|
SELL
|
- |
-2.07KClosed |
$9.65K - $11.6K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-10KClosed |
$46.6K - $56K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.7KClosed |
$55.1K - $69.6K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-400Closed |
$2.27K - $2.5K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Rb Capital Management, LLC
|
SELL
|
- |
-17.7KClosed |
$101K - $111K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1KClosed |
$5.68K - $6.25K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Destination Wealth Management
|
SELL
|
- |
-2KClosed |
$11.4K - $12.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 27, 2018
Q2 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-519Closed |
$3.04K - $3.24K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Css LLC
Chicago, IL |
SELL
|
- |
-17KClosed |
$103K - $114K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-646Closed |
$3.9K - $4.35K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-11.8KClosed |
$71.5K - $79.6K
|
0
$0
|
|