The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
180 DEGREE CAP CORP | COM | 68235B109 | 216 | 100,302 | SH | SOLE | NONE | 0 | 0 | 100,302 | |
ABBOTT LABS | COM | 002824100 | 329 | 3,793 | SH | SOLE | NONE | 0 | 0 | 3,793 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 161 | 37,800 | SH | SOLE | NONE | 0 | 0 | 37,800 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 472 | 2,241 | SH | SOLE | NONE | 0 | 0 | 2,241 | |
ADAM NAT RES FD INC | COM | 00548F105 | 202 | 12,301 | SH | SOLE | NONE | 0 | 0 | 12,301 | |
ADOBE INC | COM | 00724F101 | 203 | 614 | SH | SOLE | NONE | 0 | 0 | 614 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 341 | 255 | SH | SOLE | NONE | 0 | 0 | 255 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,070 | 799 | SH | SOLE | NONE | 0 | 0 | 799 | |
AMAZON COM INC | COM | 023135106 | 1,340 | 725 | SH | SOLE | NONE | 0 | 0 | 725 | |
ANALOG DEVICES INC | COM | 032654105 | 289 | 2,430 | SH | SOLE | NONE | 0 | 0 | 2,430 | |
APPLE INC | COM | 037833100 | 3,259 | 11,099 | SH | SOLE | NONE | 0 | 0 | 11,099 | |
ARES CAP CORP | COM | 04010L103 | 265 | 14,224 | SH | SOLE | NONE | 0 | 0 | 14,224 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 276 | 2,932 | SH | SOLE | NONE | 0 | 0 | 2,932 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 232 | 17,000 | SH | SOLE | NONE | 0 | 0 | 17,000 | |
AT&T INC | COM | 00206R102 | 330 | 8,442 | SH | SOLE | NONE | 0 | 0 | 8,442 | |
BANK AMER CORP | COM | 060505104 | 240 | 6,820 | SH | SOLE | NONE | 0 | 0 | 6,820 | |
BAXTER INTL INC | COM | 071813109 | 402 | 4,809 | SH | SOLE | NONE | 0 | 0 | 4,809 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 340 | 1 | SH | SOLE | NONE | 0 | 0 | 1 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 8,470 | 37,397 | SH | SOLE | NONE | 0 | 0 | 37,397 | |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 152 | 11,800 | SH | SOLE | NONE | 0 | 0 | 11,800 | |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 318 | 8,550 | SH | SOLE | NONE | 0 | 0 | 8,550 | |
BOEING CO | COM | 097023105 | 291 | 894 | SH | SOLE | NONE | 0 | 0 | 894 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 238 | 20,200 | SH | SOLE | NONE | 0 | 0 | 20,200 | |
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 221 | 27,500 | SH | SOLE | NONE | 0 | 0 | 27,500 | |
CENTRAL SECS CORP | COM | 155123102 | 225 | 6,790 | SH | SOLE | NONE | 0 | 0 | 6,790 | |
CHEVRON CORP NEW | COM | 166764100 | 214 | 1,776 | SH | SOLE | NONE | 0 | 0 | 1,776 | |
CISCO SYS INC | COM | 17275R102 | 368 | 7,668 | SH | SOLE | NONE | 0 | 0 | 7,668 | |
CITIGROUP INC | COM NEW | 172967424 | 489 | 6,117 | SH | SOLE | NONE | 0 | 0 | 6,117 | |
CME GROUP INC | COM | 12572Q105 | 281 | 1,400 | SH | SOLE | NONE | 0 | 0 | 1,400 | |
COCA COLA CO | COM | 191216100 | 372 | 6,726 | SH | SOLE | NONE | 0 | 0 | 6,726 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 604 | 6,676 | SH | SOLE | NONE | 0 | 0 | 6,676 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 458 | 3,166 | SH | SOLE | NONE | 0 | 0 | 3,166 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 230 | 17,100 | SH | SOLE | NONE | 0 | 0 | 17,100 | |
DUKE REALTY CORP | COM NEW | 264411505 | 388 | 11,200 | SH | SOLE | NONE | 0 | 0 | 11,200 | |
EAGLE GRWTH & INCOME OPPTY F | COM SHS BEN IN | 26958J105 | 225 | 13,200 | SH | SOLE | NONE | 0 | 0 | 13,200 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 158 | 12,326 | SH | SOLE | NONE | 0 | 0 | 12,326 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 11,061 | 266,407 | SH | SOLE | NONE | 0 | 0 | 266,407 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 6,620 | 157,630 | SH | SOLE | NONE | 0 | 0 | 157,630 | |
EXXON MOBIL CORP | COM | 30231G102 | 241 | 3,454 | SH | SOLE | NONE | 0 | 0 | 3,454 | |
FACEBOOK INC | CL A | 30303M102 | 430 | 2,094 | SH | SOLE | NONE | 0 | 0 | 2,094 | |
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 255 | 1,980 | SH | SOLE | NONE | 0 | 0 | 1,980 | |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 346 | 10,330 | SH | SOLE | NONE | 0 | 0 | 10,330 | |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 87 | 11,187 | SH | SOLE | NONE | 0 | 0 | 11,187 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 198 | 16,700 | SH | SOLE | NONE | 0 | 0 | 16,700 | |
GDL FUND | COM SH BEN IT | 361570104 | 206 | 22,200 | SH | SOLE | NONE | 0 | 0 | 22,200 | |
GENERAL AMERN INVS INC | COM | 368802104 | 232 | 6,139 | SH | SOLE | NONE | 0 | 0 | 6,139 | |
GENERAL ELECTRIC CO | COM | 369604103 | 180 | 16,152 | SH | SOLE | NONE | 0 | 0 | 16,152 | |
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 186 | 19,900 | SH | SOLE | NONE | 0 | 0 | 19,900 | |
HOME DEPOT INC | COM | 437076102 | 300 | 1,376 | SH | SOLE | NONE | 0 | 0 | 1,376 | |
HONEYWELL INTL INC | COM | 438516106 | 221 | 1,250 | SH | SOLE | NONE | 0 | 0 | 1,250 | |
INNOVATOR ETFS TR | S&P 500 PWR BU | 45782C540 | 352 | 13,150 | SH | SOLE | NONE | 0 | 0 | 13,150 | |
INNOVATOR ETFS TR | MSCI EAFE PWR | 45782C722 | 1,183 | 49,816 | SH | SOLE | NONE | 0 | 0 | 49,816 | |
INNOVATOR ETFS TR | S&P 500 PWRETF | 45782C797 | 48,254 | 1,914,840 | SH | SOLE | NONE | 0 | 0 | 1,914,840 | |
INNOVATOR ETFS TR | S&P 500 PWR | 45782C813 | 1,130 | 42,253 | SH | SOLE | NONE | 0 | 0 | 42,253 | |
INNOVATOR ETFS TR | S&P 500 PWR BU | 45782C870 | 361 | 13,841 | SH | SOLE | NONE | 0 | 0 | 13,841 | |
INTEL CORP | COM | 458140100 | 999 | 16,699 | SH | SOLE | NONE | 0 | 0 | 16,699 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 248 | 2,681 | SH | SOLE | NONE | 0 | 0 | 2,681 | |
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 295 | 19,625 | SH | SOLE | NONE | 0 | 0 | 19,625 | |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 3,261 | 142,885 | SH | SOLE | NONE | 0 | 0 | 142,885 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 385 | 1,809 | SH | SOLE | NONE | 0 | 0 | 1,809 | |
ISHARES INC | MSCI PAC JP ETF | 464286665 | 1,372 | 29,638 | SH | SOLE | NONE | 0 | 0 | 29,638 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 4,450 | 82,776 | SH | SOLE | NONE | 0 | 0 | 82,776 | |
ISHARES INC | ESG MSCI EM ETF | 46434G863 | 9,279 | 258,243 | SH | SOLE | NONE | 0 | 0 | 258,243 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 786 | 7,437 | SH | SOLE | NONE | 0 | 0 | 7,437 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,375 | 11,792 | SH | SOLE | NONE | 0 | 0 | 11,792 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 28,580 | 88,417 | SH | SOLE | NONE | 0 | 0 | 88,417 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,151 | 10,247 | SH | SOLE | NONE | 0 | 0 | 10,247 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 231 | 5,141 | SH | SOLE | NONE | 0 | 0 | 5,141 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 647 | 9,324 | SH | SOLE | NONE | 0 | 0 | 9,324 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 20,442 | 342,866 | SH | SOLE | NONE | 0 | 0 | 342,866 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 12,323 | 90,292 | SH | SOLE | NONE | 0 | 0 | 90,292 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,049 | 11,647 | SH | SOLE | NONE | 0 | 0 | 11,647 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 10,372 | 58,134 | SH | SOLE | NONE | 0 | 0 | 58,134 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 985 | 7,660 | SH | SOLE | NONE | 0 | 0 | 7,660 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 3,095 | 14,447 | SH | SOLE | NONE | 0 | 0 | 14,447 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,950 | 96,274 | SH | SOLE | NONE | 0 | 0 | 96,274 | |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 2,063 | 10,944 | SH | SOLE | NONE | 0 | 0 | 10,944 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,993 | 23,766 | SH | SOLE | NONE | 0 | 0 | 23,766 | |
ISHARES TR | EUROPE ETF | 464287861 | 2,539 | 54,057 | SH | SOLE | NONE | 0 | 0 | 54,057 | |
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 369 | 3,456 | SH | SOLE | NONE | 0 | 0 | 3,456 | |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,509 | 20,535 | SH | SOLE | NONE | 0 | 0 | 20,535 | |
ISHARES TR | MSCI ACWI EX US | 464288240 | 590 | 12,008 | SH | SOLE | NONE | 0 | 0 | 12,008 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 31,328 | 933,202 | SH | SOLE | NONE | 0 | 0 | 933,202 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 245 | 4,566 | SH | SOLE | NONE | 0 | 0 | 4,566 | |
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 9,730 | 130,532 | SH | SOLE | NONE | 0 | 0 | 130,532 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 1,740 | 28,113 | SH | SOLE | NONE | 0 | 0 | 28,113 | |
ISHARES TR | EDGE MSCI MINM | 46435G433 | 12,003 | 338,394 | SH | SOLE | NONE | 0 | 0 | 338,394 | |
JOHNSON & JOHNSON | COM | 478160104 | 696 | 4,769 | SH | SOLE | NONE | 0 | 0 | 4,769 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 882 | 6,329 | SH | SOLE | NONE | 0 | 0 | 6,329 | |
LOWES COS INC | COM | 548661107 | 354 | 2,953 | SH | SOLE | NONE | 0 | 0 | 2,953 | |
MCDONALDS CORP | COM | 580135101 | 289 | 1,461 | SH | SOLE | NONE | 0 | 0 | 1,461 | |
MEDTRONIC PLC | SHS | G5960L103 | 929 | 8,189 | SH | SOLE | NONE | 0 | 0 | 8,189 | |
METLIFE INC | COM | 59156R108 | 234 | 4,585 | SH | SOLE | NONE | 0 | 0 | 4,585 | |
MICROSOFT CORP | COM | 594918104 | 1,103 | 6,993 | SH | SOLE | NONE | 0 | 0 | 6,993 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 231 | 11,600 | SH | SOLE | NONE | 0 | 0 | 11,600 | |
NEW MTN FIN CORP | COM | 647551100 | 23,238 | 1,691,268 | SH | SOLE | NONE | 0 | 0 | 1,691,268 | |
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 224 | 12,633 | SH | SOLE | NONE | 0 | 0 | 12,633 | |
NIKE INC | CL B | 654106103 | 401 | 3,958 | SH | SOLE | NONE | 0 | 0 | 3,958 | |
PEPSICO INC | COM | 713448108 | 284 | 2,080 | SH | SOLE | NONE | 0 | 0 | 2,080 | |
PFIZER INC | COM | 717081103 | 340 | 8,687 | SH | SOLE | NONE | 0 | 0 | 8,687 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 426 | 5,007 | SH | SOLE | NONE | 0 | 0 | 5,007 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 170 | 15,489 | SH | SOLE | NONE | 0 | 0 | 15,489 | |
POLYONE CORP | COM | 73179P106 | 384 | 10,451 | SH | SOLE | NONE | 0 | 0 | 10,451 | |
PROCTER & GAMBLE CO | COM | 742718109 | 301 | 2,408 | SH | SOLE | NONE | 0 | 0 | 2,408 | |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 293 | 2,400 | SH | SOLE | NONE | 0 | 0 | 2,400 | |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 222 | 11,000 | SH | SOLE | NONE | 0 | 0 | 11,000 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 649 | 11,010 | SH | SOLE | NONE | 0 | 0 | 11,010 | |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 155 | 13,300 | SH | SOLE | NONE | 0 | 0 | 13,300 | |
S&P GLOBAL INC | COM | 78409V104 | 372 | 1,361 | SH | SOLE | NONE | 0 | 0 | 1,361 | |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 202 | 25,900 | SH | SOLE | NONE | 0 | 0 | 25,900 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 366 | 3,027 | SH | SOLE | NONE | 0 | 0 | 3,027 | |
SOLAR CAP LTD | COM | 83413U100 | 210 | 10,165 | SH | SOLE | NONE | 0 | 0 | 10,165 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,319 | 28,952 | SH | SOLE | NONE | 0 | 0 | 28,952 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 5,340 | 14,227 | SH | SOLE | NONE | 0 | 0 | 14,227 | |
SPDR SERIES TRUST | PORTFOLIO SM ETF | 78468R853 | 268 | 8,209 | SH | SOLE | NONE | 0 | 0 | 8,209 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 239 | 9,600 | SH | SOLE | NONE | 0 | 0 | 9,600 | |
TCG BDC INC | COM | 872280102 | 196 | 14,655 | SH | SOLE | NONE | 0 | 0 | 14,655 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 275 | 847 | SH | SOLE | NONE | 0 | 0 | 847 | |
TJX COS INC NEW | COM | 872540109 | 222 | 3,631 | SH | SOLE | NONE | 0 | 0 | 3,631 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 280 | 1,872 | SH | SOLE | NONE | 0 | 0 | 1,872 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 214 | 2,659 | SH | SOLE | NONE | 0 | 0 | 2,659 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 465 | 5,550 | SH | SOLE | NONE | 0 | 0 | 5,550 | |
VANGUARD GROUP | DIV APP ETF | 921908844 | 489 | 3,921 | SH | SOLE | NONE | 0 | 0 | 3,921 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 539 | 5,808 | SH | SOLE | NONE | 0 | 0 | 5,808 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 885 | 4,965 | SH | SOLE | NONE | 0 | 0 | 4,965 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 3,468 | 27,525 | SH | SOLE | NONE | 0 | 0 | 27,525 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 274 | 1,676 | SH | SOLE | NONE | 0 | 0 | 1,676 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 13,733 | 255,498 | SH | SOLE | NONE | 0 | 0 | 255,498 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,527 | 34,330 | SH | SOLE | NONE | 0 | 0 | 34,330 | |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 200 | 3,294 | SH | SOLE | NONE | 0 | 0 | 3,294 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 781 | 9,644 | SH | SOLE | NONE | 0 | 0 | 9,644 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 9,749 | 221,276 | SH | SOLE | NONE | 0 | 0 | 221,276 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 946 | 15,405 | SH | SOLE | NONE | 0 | 0 | 15,405 | |
VISA INC | COM CL A | 92826C839 | 215 | 1,144 | SH | SOLE | NONE | 0 | 0 | 1,144 | |
VOYA FINL INC | COM | 929089100 | 354 | 5,812 | SH | SOLE | NONE | 0 | 0 | 5,812 | |
VULCAN MATLS CO | COM | 929160109 | 304 | 2,113 | SH | SOLE | NONE | 0 | 0 | 2,113 |