Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
IMH
|
Thomas B Akin
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 5,011 Reduced 0.41% |
$6,865
$1.37 p/Share
|
Oct 14
2020 |
|
LOVE
|
Andrew R Heyer
Director |
SELL
Open market or private sale
|
Indirect | 106,079 Reduced 1.5% |
$3,827,331
$36.08 p/Share
|
Oct 14
2020 |
|
CFB
|
David L. O'Toole
CHIEF INVESTMENT OFFICER |
SELL
Open market or private sale
|
Direct | 500 Reduced 1.62% |
$4,855
$9.71 p/Share
|
Oct 14
2020 |
|
LEGH
|
Curtis Drew Hodgson
Director |
SELL
Open market or private sale
|
Indirect | 8,017 Reduced 0.26% |
$127,069
$15.85 p/Share
|
Oct 14
2020 |
|
BUDZ
|
Nicole M Breen
Secretary/Treasurer |
BUY
Open market or private sale
|
Indirect | 5,000 Added 0.02% |
$1,050
$0.21 p/Share
|
Oct 14
2020 |
|
BUDZ
|
Nicole M Breen
Secretary/Treasurer |
SELL
Open market or private sale
|
Indirect | 1,557 Reduced 0.01% |
$343
$0.22 p/Share
|
Oct 14
2020 |
|
BTN
|
Fundamental Global Investors, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 3,163 Added 0.32% |
$4,998
$1.58 p/Share
|
Oct 14
2020 |
|
GOSS
|
Waage Christian
EVP, Tech Ops and Admin |
BUY
Open market or private purchase
|
Indirect | 2,500 Added 26.44% |
$23,825
$9.53 p/Share
|
Oct 14
2020 |
|
GOSS
|
Faheem Hasnain
President & CEO |
BUY
Open market or private purchase
|
Indirect | 96,520 Added 2.7% |
$999,947
$10.36 p/Share
|
Oct 14
2020 |
|
GOSS
|
Bryan Giraudo
COO/CFO |
BUY
Open market or private purchase
|
Indirect | 3,000 Added 29.64% |
$30,030
$10.01 p/Share
|
Oct 14
2020 |
|
LOOP
|
Daniel Solomita
President and CEO |
BUY
Open market or private purchase
|
Direct | 10,000 Added 4.55% |
$73,100
$7.31 p/Share
|
Oct 14
2020 |
|
LOOP
|
Nelson Gentiletti
COO and CFO |
BUY
Open market or private purchase
|
Direct | 5,000 Added 29.27% |
$36,500
$7.3 p/Share
|
Oct 14
2020 |
|
RVP
|
Thomas J Shaw
PRESIDENT AND CEO |
BUY
Open market or private purchase
|
Direct | 500 Added 0.0% |
$4,445
$8.89 p/Share
|
Oct 14
2020 |
|
GBDC
|
David Golub
Chief Executive Officer |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,180
$13.59 p/Share
|
Oct 14
2020 |
|
GBDC
|
Lawrence E Golub
Chairman |
BUY
Open market or private purchase
|
Indirect | 2,000 Added 0.11% |
$27,180
$13.59 p/Share
|
Oct 14
2020 |
|
TIPT
|
Michael Gene Barnes
Executive Chairman |
BUY
Open market or private purchase
|
Direct | 3,052 Added 0.04% |
$15,779
$5.17 p/Share
|
Oct 14
2020 |
|
EFT
|
Saba Capital Management, L.P.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 15,266 Added 0.36% |
$193,115
$12.65 p/Share
|
Oct 14
2020 |
|
LNDC
|
Nelson Obus
Director |
BUY
Open market or private purchase
|
Indirect | 8,638 Added 0.3% |
$89,144
$10.32 p/Share
|
Oct 14
2020 |
|
EXMWW
|
Willis C Lee
Co-President & COO |
BUY
Open market or private purchase
|
Direct | 1,600 Added 0.71% |
$1,328
$0.83 p/Share
|
Oct 14
2020 |
|
STTK
|
Redmile Group, LLC
Director |
BUY
Open market or private purchase
|
Indirect | 3,441,176 Added 7.57% |
$67,343,813
$19.57 p/Share
|
Oct 14
2020 |
|
TPL
|
Horizon Kinetics Asset Management LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 15 Added 0.01% |
$6,975
$465.01 p/Share
|
Oct 14
2020 |
|
ORI
|
Charles J Kovaleski
Director |
BUY
Open market or private purchase
|
Direct | 200 Added 2.01% |
$3,126
$15.63 p/Share
|
Oct 14
2020 |
|
RCG
|
Murray Stahl
President and CEO |
BUY
Open market or private purchase
|
Indirect | 675 Added 0.47% |
$918
$1.36 p/Share
|
Oct 14
2020 |
|
DNIF
|
Thomas Bassett Winmill
See "Explanation of Responses" |
BUY
Open market or private purchase
|
Direct | 5,000 Added 19.04% |
$48,050
$9.61 p/Share
|
Oct 14
2020 |
|
FRAF
|
Ronald L Cekovich
SVP |
BUY
Open market or private purchase
|
Direct | 4 Added 0.05% |
$92
$23.05 p/Share
|
Oct 14
2020 |
|
FRAF
|
Karen K Carmack
SVP, Chief HR Officer |
BUY
Open market or private purchase
|
Direct | 1 Added 0.07% |
$23
$23.05 p/Share
|
Oct 14
2020 |
|
NDP
|
Aristides Capital LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 600 Added 0.26% |
$6,498
$10.83 p/Share
|
Oct 14
2020 |
|
SPRB
|
Novo Holdings
> 10% Shareholder |
BUY
Open market or private purchase
|
Direct | 250,000 Added 4.77% |
$3,750,000
$15.0 p/Share
|
Oct 14
2020 |
|
CCL
|
Richard Glasier
Director |
BUY
Open market or private purchase
|
Indirect | 10,000 Added 29.59% |
$140,500
$14.05 p/Share
|
Oct 14
2020 |
|
CUK
|
Richard Glasier
Director |
BUY
Open market or private purchase
|
Indirect | 10,000 Added 29.59% |
$140,500
$14.05 p/Share
|
Oct 14
2020 |
|
EBC
|
Barbara Jane Heinemann
Executive VP |
BUY
Open market or private purchase
|
Direct | 20,000 Added 50.0% |
$200,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Barbara Jane Heinemann
Executive VP |
BUY
Open market or private purchase
|
Indirect | 82,000 Added 50.0% |
$820,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Nancy Huntington Stager
Executive VP |
BUY
Open market or private purchase
|
Direct | 5,000 Added 50.0% |
$50,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Nancy Huntington Stager
Executive VP |
BUY
Open market or private purchase
|
Indirect | 55,395 Added 50.0% |
$553,950
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Antonio Lopez |
BUY
Open market or private purchase
|
Indirect | 2,500 Added 50.0% |
$25,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Donald Michael Westermann
Chief Information Officer |
BUY
Open market or private purchase
|
Indirect | 20,000 Added 50.0% |
$200,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Daniel J Sullivan
Chief Credit Officer |
BUY
Open market or private purchase
|
Direct | 35,000 Added 50.0% |
$350,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Daniel J Sullivan
Chief Credit Officer |
BUY
Open market or private purchase
|
Indirect | 65,000 Added 50.0% |
$650,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Quincy Lee Miller |
BUY
Open market or private purchase
|
Indirect | 84,520 Added 50.0% |
$845,200
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Jan Allan Miller
Chief Cml Banking Officer |
BUY
Open market or private purchase
|
Indirect | 100,000 Added 50.0% |
$1,000,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
John Francis Koegel
CEO, Eastern Insurance Group |
BUY
Open market or private purchase
|
Direct | 36,000 Added 50.0% |
$360,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
John Francis Koegel
CEO, Eastern Insurance Group |
BUY
Open market or private purchase
|
Indirect | 14,000 Added 50.0% |
$140,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Kathleen Cloherty Henry
Executive VP, General Counsel |
BUY
Open market or private purchase
|
Indirect | 20,000 Added 50.0% |
$200,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
James Burke Fitzgerald
Chief Financial Officer |
BUY
Open market or private purchase
|
Direct | 132,231 Added 50.0% |
$1,322,310
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
James Burke Fitzgerald
Chief Financial Officer |
BUY
Open market or private purchase
|
Indirect | 17,769 Added 50.0% |
$177,690
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Steven Louis Antonakes
Executive VP |
BUY
Open market or private purchase
|
Direct | 13,500 Added 50.0% |
$135,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Steven Louis Antonakes
Executive VP |
BUY
Open market or private purchase
|
Indirect | 6,869 Added 50.0% |
$68,690
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
Paul Garvin Alexander
Chief Mkt & Comms Officer |
BUY
Open market or private purchase
|
Indirect | 25,000 Added 50.0% |
$250,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
David Andrew Ahlquist
SVP, Chief Accounting Officer |
BUY
Open market or private purchase
|
Direct | 10,000 Added 50.0% |
$100,000
$10.0 p/Share
|
Oct 14
2020 |
|
EBC
|
David Andrew Ahlquist
SVP, Chief Accounting Officer |
BUY
Open market or private purchase
|
Indirect | 20,000 Added 50.0% |
$200,000
$10.0 p/Share
|
Oct 14
2020 |