Open Market Insiders Trades

This list includes insiders general transaction with codes filed in Form 4 from SEC:

  • P - Open market or private purchase of non-derivative or derivative security
  • S - Open market or private sale of non-derivative or derivative security
  • V - Transaction voluntarily reported earlier than required
Read more about Transactions Codes.

Ticker Insider Transaction Type Ownership Type Shares Traded Value / Price Filing Date
DCOM
Basswood Capital Management, L.L.C.

BUY
Open market or private purchase
Indirect 81,537 Added 8.79%
$2,931,255 $35.95 p/Share
Nov 30
2017
S
Softbank Group Corp

> 10% Shareholder
BUY
Open market or private purchase
Indirect 930,639 Added 0.03%
$5,574,527 $5.99 p/Share
Nov 30
2017
LDF
City Of London Investment Group PLC

> 10% Shareholder
BUY
Open market or private purchase
Indirect 11,500 Added 3.12%
$127,190 $11.06 p/Share
Nov 30
2017
NRE
Digital Bridge Group, Inc.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 37,408 Added 0.67%
$544,286 $14.55 p/Share
Nov 30
2017
RILY
Bryant R Riley

Chairman and Co-CEO
BUY
Open market or private purchase
Indirect 7,500 Added 11.62%
$136,125 $18.15 p/Share
Nov 30
2017
SDOI
Standard General L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 4,700 Added 0.06%
$47,000 $10.0 p/Share
Nov 30
2017
SDOI
Standard General L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 6,958 Added 0.1%
$67,145 $9.65 p/Share
Nov 30
2017
SDOI
Standard General L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 808 Added 0.01%
$8,080 $10.0 p/Share
Nov 30
2017
LAB
Levin Capital Strategies, L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 76,629 Added 0.74%
$455,943 $5.95 p/Share
Nov 30
2017
APPN
Abdiel Capital Management, LLC

> 10% Shareholder
BUY
Open market or private purchase
Indirect 9,287 Added 0.1%
$199,949 $21.53 p/Share
Nov 30
2017
TARA
James E Flynn

Director
BUY
Open market or private purchase
Indirect 110,557 Added 35.9%
$193,475 $1.75 p/Share
Nov 30
2017
ATEX
Owl Creek Asset Management, L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 50,000 Added 2.17%
$1,590,000 $31.8 p/Share
Nov 30
2017
ATEX
Owl Creek Asset Management, L.P.

> 10% Shareholder
BUY
Open market or private purchase
Indirect 26,417 Added 1.15%
$842,966 $31.91 p/Share
Nov 30
2017
BTX
Awm Investment Company, Inc.

> 10% Shareholder
SELL
Open market or private sale
Indirect 5,000 Reduced 1.71%
$25,250 $5.05 p/Share
Nov 30
2017
SCHW
Walter W Bettinger

Co-Chairman
SELL
Open market or private sale
Direct 168,220 Reduced 37.74%
$8,259,602 $49.1 p/Share
Nov 30
2017
NTRS
Peter Cherecwich

Chief Operating Officer
SELL
Open market or private sale
Direct 5,128 Reduced 13.45%
$500,647 $97.63 p/Share
Nov 30
2017
WMT
S Robson Walton

> 10% Shareholder
SELL
Open market or private sale
Indirect 444,317 Reduced 0.25%
$43,325,352 $97.51 p/Share
Nov 30
2017
WMT
Alice L Walton

> 10% Shareholder
SELL
Open market or private sale
Indirect 444,317 Reduced 0.25%
$43,325,352 $97.51 p/Share
Nov 30
2017
WMT
Jim C Walton

> 10% Shareholder
SELL
Open market or private sale
Indirect 444,317 Reduced 0.25%
$43,325,352 $97.51 p/Share
Nov 30
2017
DJCO
John Patrick Et Al Guerin

Director
SELL
Open market or private sale
Indirect 23 Reduced 0.02%
$5,520 $240.0 p/Share
Nov 30
2017
SHAK
Green Equity Investors Vi, L.P.

Director
SELL
Open market or private sale
Direct 222,867 Reduced 12.75%
$9,099,660 $40.83 p/Share
Nov 30
2017
DCOM
Basswood Capital Management, L.L.C.

SELL
Open market or private sale
Indirect 81,537 Reduced 78.1%
$2,931,255 $35.95 p/Share
Nov 30
2017
ABT
Sharon J Bracken

Senior Vice President
SELL
Open market or private sale
Direct 2,188 Reduced 8.04%
$122,791 $56.12 p/Share
Nov 30
2017
AXS
Conrad D. Brooks

Chief Admin and Legal Officer
SELL
Open market or private sale
Direct 7,500 Reduced 55.44%
$392,325 $52.31 p/Share
Nov 30
2017
L
Mark S Schwartz

V.P., C.A.O. and Treasurer
SELL
Open market or private sale
Direct 6,489 Reduced 100.0%
$326,072 $50.25 p/Share
Nov 30
2017
L
Paul J Fribourg

Director
SELL
Open market or private sale
Direct 33 Reduced 100.0%
$1,660 $50.3 p/Share
Nov 30
2017
L
David B Edelson

Sr. Vice President & CFO
SELL
Open market or private sale
Direct 5,809 Reduced 100.0%
$291,902 $50.25 p/Share
Nov 30
2017
DAL
Edward H Bastian

Chief Executive Officer
SELL
Open market or private sale
Direct 20,000 Reduced 7.01%
$1,055,800 $52.79 p/Share
Nov 30
2017
BATL
Franklin Resources Inc

> 10% Shareholder
SELL
Open market or private sale
Indirect 171,900 Reduced 0.42%
$1,266,903 $7.37 p/Share
Nov 30
2017
SFNC
Christopher R Kirkland

Director
SELL
Open market or private sale
Indirect 50,000 Reduced 20.95%
$2,897,000 $57.94 p/Share
Nov 30
2017
SFNC
Christopher R Kirkland

Director
SELL
Open market or private sale
Direct 30,000 Reduced 17.97%
$1,738,500 $57.95 p/Share
Nov 30
2017
ARE
Joel S Marcus

Executive Chairman
SELL
Open market or private sale
Direct 13,000 Reduced 1.96%
$1,649,830 $126.91 p/Share
Nov 30
2017
NP
John P O'Donnell

President and CEO
SELL
Open market or private sale
Direct 1,807 Reduced 2.29%
$161,799 $89.54 p/Share
Nov 30
2017
R
Robert D Fatovic

EVP, CLO & Corp. Secretary
SELL
Open market or private sale
Direct 17,755 Reduced 57.92%
$1,463,722 $82.44 p/Share
Nov 30
2017
AAPL
Eduardo H Cue

Senior Vice President
SELL
Open market or private sale
Indirect 65,361 Reduced 72.78%
$11,216,601 $171.61 p/Share
Nov 30
2017
CVX
Pierre R Breber

VP & Chief Financial Officer
SELL
Open market or private sale
Direct 23,250 Reduced 55.12%
$2,766,750 $119.0 p/Share
Nov 30
2017
AFG
Carl H Lindner Iii

Co-CEO
SELL
Open market or private sale
Indirect 150,000 Reduced 4.18%
$15,706,500 $104.71 p/Share
Nov 30
2017
CFR
Jerry Salinas

GEVP and CFO
SELL
Open market or private sale
Direct 12,000 Reduced 49.62%
$1,196,280 $99.69 p/Share
Nov 30
2017
EFSC
Scott Richard Goodman

President
SELL
Open market or private sale
Direct 3,700 Reduced 8.82%
$169,645 $45.85 p/Share
Nov 30
2017
UFCS
James Noyce

SELL
Open market or private sale
Direct 1,323 Reduced 12.22%
$63,914 $48.31 p/Share
Nov 30
2017
ORI
R Scott Rager

Executive Vice Chairman
SELL
Open market or private sale
Direct 47,500 Reduced 95.0%
$997,500 $21.0 p/Share
Nov 30
2017
ORI
Karl W Mueller

SELL
Open market or private sale
Direct 19,052 Reduced 62.6%
$400,092 $21.0 p/Share
Nov 30
2017
ORI
Charles S Boone

SrVP &Chief Investment Officer
SELL
Open market or private sale
Direct 15,000 Reduced 65.93%
$314,400 $20.96 p/Share
Nov 30
2017
NTRS
Jana R Schreuder

COO
SELL
Open market or private sale
Direct 2,600 Reduced 5.63%
$257,452 $99.02 p/Share
Nov 30
2017
IQV
Cpp Investment Board Private Holdings, Inc.

> 10% Shareholder
SELL
Open market or private sale
Direct 4,998,538 Reduced 76.1%
$509,850,876 $102.0 p/Share
Nov 30
2017
IQV
Cpp Investment Board Private Holdings, Inc.

> 10% Shareholder
SELL
Open market or private sale
Indirect 2,499,269 Reduced 21.77%
$254,925,438 $102.0 p/Share
Nov 30
2017
HQY
Berkley Capital, LLC

SELL
Open market or private sale
Indirect 56,771 Reduced 0.88%
$2,970,827 $52.33 p/Share
Nov 30
2017
TARA
James E Flynn

Director
SELL
Open market or private sale
Indirect 110,557 Reduced 100.0%
$193,475 $1.75 p/Share
Nov 30
2017
W
Harbourvest Partners 2007 Direct Associates L.P.

SELL
Open market or private sale
Direct 262,190 Reduced 35.34%
-
Nov 30
2017