Open Market Insiders Trades
This list includes insiders general transaction with codes filed in Form 4 from SEC:
- P - Open market or private purchase of non-derivative or derivative security
- S - Open market or private sale of non-derivative or derivative security
- V - Transaction voluntarily reported earlier than required
| Ticker | Insider | Transaction Type | Ownership Type | Shares Traded | Value / Price | Filing Date |
|---|---|---|---|---|---|---|
|
RTX
|
Akhil Johri
Special Advisor to Chmn/CEO |
SELL
Open market or private sale
|
Direct | 5,979 Reduced 32.63% |
$723,638
$121.03 p/Share
|
Dec 01
2017 |
|
AXP
|
James Peter Bush
Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct | 13,548 Reduced 13.82% |
$1,322,420
$97.61 p/Share
|
Dec 01
2017 |
|
PFG
|
Nora Mary Everett
President - RIS |
SELL
Open market or private sale
|
Direct | 17,290 Reduced 36.55% |
$1,213,066
$70.16 p/Share
|
Dec 01
2017 |
|
PFG
|
Karen E Shaff
EVP, Gen'l Counsel, Secretary |
SELL
Open market or private sale
|
Direct | 50,561 Reduced 42.04% |
$3,514,495
$69.51 p/Share
|
Dec 01
2017 |
|
SEIC
|
Dennis Mcgonigle
EVP, CFO |
SELL
Open market or private sale
|
Direct | 15,000 Reduced 2.53% |
$1,044,450
$69.63 p/Share
|
Dec 01
2017 |
|
BEN
|
Rupert H Johnson Jr
Vice Chairman |
SELL
Open market or private sale
|
Indirect | 150,000 Reduced 16.54% |
$6,442,500
$42.95 p/Share
|
Dec 01
2017 |
|
BEN
|
Rupert H Johnson Jr
Vice Chairman |
SELL
Open market or private sale
|
Direct | 250,000 Reduced 0.24% |
$10,737,500
$42.95 p/Share
|
Dec 01
2017 |
|
VC
|
Sachin Lawande
CEO and President |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 45.07% |
$654,700
$130.94 p/Share
|
Dec 01
2017 |
|
COF
|
Robert M. Alexander
Chief Information Officer |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 5.29% |
$460,900
$92.18 p/Share
|
Dec 01
2017 |
|
SQ
|
Mary G Meeker
Director |
SELL
Open market or private sale
|
Indirect | 51,422 Reduced 57.99% |
$1,966,892
$38.25 p/Share
|
Dec 01
2017 |
|
SPOK
|
Vincent D Kelly
President & CEO |
SELL
Open market or private sale
|
Indirect | 5,000 Reduced 1.46% |
$87,050
$17.41 p/Share
|
Dec 01
2017 |
|
EA
|
Andrew Wilson
Chairman & CEO |
SELL
Open market or private sale
|
Indirect | 10,058 Reduced 38.96% |
$1,064,036
$105.79 p/Share
|
Dec 01
2017 |
|
EA
|
Patrick Soderlund
Chief Design Officer |
SELL
Open market or private sale
|
Direct | 8,000 Reduced 11.45% |
$846,640
$105.83 p/Share
|
Dec 01
2017 |
|
EA
|
Laura Miele
President of EA Entertainment |
SELL
Open market or private sale
|
Direct | 750 Reduced 14.26% |
$79,403
$105.87 p/Share
|
Dec 01
2017 |
|
EA
|
Chris Bruzzo
Chief Experience Officer |
SELL
Open market or private sale
|
Direct | 1,500 Reduced 3.75% |
$159,105
$106.07 p/Share
|
Dec 01
2017 |
|
ALBO
|
Astrazeneca PLC
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 500,000 Reduced 49.6% |
$10,700,000
$21.4 p/Share
|
Dec 01
2017 |
|
SMMF
|
Scott C Jennings
EVP & COO |
SELL
Open market or private sale
|
Direct | 1,646 Reduced 32.07% |
$44,442
$27.0 p/Share
|
Dec 01
2017 |
|
SSB
|
John F Windley
President |
SELL
Open market or private sale
|
Direct | 800 Reduced 2.07% |
$73,600
$92.0 p/Share
|
Dec 01
2017 |
|
SSB
|
John F Windley
President |
BUY
Open market or private sale
|
Direct | 6,458 Added 17.1% |
$586,386
$90.8 p/Share
|
Dec 01
2017 |
|
CFG
|
Wendy A. Watson
Director |
SELL
Open market or private sale
|
Direct | 4,000 Reduced 23.64% |
$161,240
$40.31 p/Share
|
Dec 01
2017 |
|
CB
|
Timothy Alan Boroughs
Executive Vice President* |
SELL
Open market or private sale
|
Direct | 18,611 Reduced 9.25% |
$2,826,080
$151.85 p/Share
|
Dec 01
2017 |
|
L
|
Philip A Laskawy
Director |
SELL
Open market or private sale
|
Direct | 32 Reduced 100.0% |
$1,602
$50.07 p/Share
|
Dec 01
2017 |
|
L
|
Walter L Harris
Director |
SELL
Open market or private sale
|
Direct | 32 Reduced 0.37% |
$1,602
$50.07 p/Share
|
Dec 01
2017 |
|
L
|
Charles M Diker
Director |
SELL
Open market or private sale
|
Direct | 32 Reduced 0.57% |
$1,602
$50.07 p/Share
|
Dec 01
2017 |
|
L
|
Ann E Berman
Director |
SELL
Open market or private sale
|
Direct | 32 Reduced 100.0% |
$1,602
$50.07 p/Share
|
Dec 01
2017 |
|
NTRS
|
William L Morrison
Vice Chairman |
SELL
Open market or private sale
|
Direct | 30,000 Reduced 31.97% |
$2,894,400
$96.48 p/Share
|
Dec 01
2017 |
|
PNC
|
Steven C. Van Wyk
Executive Vice President |
SELL
Open market or private sale
|
Direct | 5,000 Reduced 24.79% |
$704,900
$140.98 p/Share
|
Dec 01
2017 |
|
ISIG
|
Biglari, Sardar
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 4,487 Reduced 0.19% |
$6,551
$1.46 p/Share
|
Dec 01
2017 |
|
BKEP
|
Msd Partners, L.P.
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 31,597 Reduced 0.97% |
$167,780
$5.31 p/Share
|
Dec 01
2017 |
|
MED
|
Welling Glenn W.
Director |
SELL
Open market or private sale
|
Indirect | 275,000 Reduced 50.86% |
$17,765,000
$64.6 p/Share
|
Dec 01
2017 |
|
CRSP
|
Celgene Corp /De/
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 87,991 Reduced 2.29% |
$1,680,628
$19.1 p/Share
|
Dec 01
2017 |
|
MS
|
Mitsubishi Ufj Financial Group Inc
> 10% Shareholder |
SELL
Open market or private sale
|
Indirect | 167 Reduced 0.0% |
$8,661
$51.86 p/Share
|
Dec 01
2017 |
|
NRE
|
Digital Bridge Group, Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 62,220 Added 1.09% |
$904,679
$14.54 p/Share
|
Dec 01
2017 |
|
RILY
|
Bryant R Riley
Chairman and Co-CEO |
BUY
Open market or private purchase
|
Indirect | 5,000 Added 7.46% |
$89,750
$17.95 p/Share
|
Dec 01
2017 |
|
RILY
|
Bryant R Riley
Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct | 26,072 Added 0.64% |
$464,082
$17.8 p/Share
|
Dec 01
2017 |
|
CHN
|
City Of London Investment Group PLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 7,000 Added 7.36% |
$149,660
$21.38 p/Share
|
Dec 01
2017 |
|
MSF
|
City Of London Investment Group PLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 5,185 Added 5.44% |
$89,804
$17.32 p/Share
|
Dec 01
2017 |
|
FRME
|
Gary Lehman
Director |
BUY
Open market or private purchase
|
Direct | 38 Added 0.1% |
$1,635
$43.02 p/Share
|
Dec 01
2017 |
|
FRME
|
Patrick A Sherman
Director |
BUY
Open market or private purchase
|
Direct | 11 Added 0.03% |
$473
$43.02 p/Share
|
Dec 01
2017 |
|
CINF
|
Dirk J Debbink |
BUY
Open market or private purchase
|
Direct | 134 Added 0.5% |
$9,986
$74.52 p/Share
|
Dec 01
2017 |
|
JOE
|
Fairholme Capital Management LLC
Director |
BUY
Open market or private purchase
|
Direct | 41,900 Added 9.35% |
$772,636
$18.44 p/Share
|
Dec 01
2017 |
|
JOE
|
Fairholme Capital Management LLC
Director |
BUY
Open market or private purchase
|
Indirect | 47,000 Added 9.53% |
$866,680
$18.44 p/Share
|
Dec 01
2017 |
|
AGFS
|
Dow Du Pont Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 27,896 Added 0.16% |
$164,586
$5.9 p/Share
|
Dec 01
2017 |
|
S
|
Softbank Group Corp
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 1,271,653 Added 0.04% |
$7,604,485
$5.98 p/Share
|
Dec 01
2017 |
|
ENSC
|
Hg Vora Capital Management, LLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 1,000,000 Added 20.67% |
$10,000,000
$10.0 p/Share
|
Dec 01
2017 |
|
AGFS
|
Dow Du Pont Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 27,896 Added 0.16% |
$168,492
$6.04 p/Share
|
Nov 30
2017 |
|
DCOM
|
Basswood Capital Management, L.L.C. |
BUY
Open market or private purchase
|
Indirect | 81,537 Added 8.79% |
$2,931,255
$35.95 p/Share
|
Nov 30
2017 |
|
S
|
Softbank Group Corp
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 930,639 Added 0.03% |
$5,574,527
$5.99 p/Share
|
Nov 30
2017 |
|
LDF
|
City Of London Investment Group PLC
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 11,500 Added 3.12% |
$127,190
$11.06 p/Share
|
Nov 30
2017 |
|
NRE
|
Digital Bridge Group, Inc.
> 10% Shareholder |
BUY
Open market or private purchase
|
Indirect | 37,408 Added 0.67% |
$544,286
$14.55 p/Share
|
Nov 30
2017 |