Purchases and Sales Made in Q3 2021 in Nuveen Core Equity Alpha Fund (JCE)
This table provides information about the institutional ownership of Nuveen Core Equity Alpha Fund (JCE) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Core Equity Alpha Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
106KNew |
$1.75M - $1.87M
|
106K
$1.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
23.2KNew |
$383K - $408K
|
23.2K
$365K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
20KNew |
$330K - $352K
|
20K
$315K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
16.3K+ 9.75% |
$269K - $287K
|
184K
$2.89M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.3K+ 3.97% |
$202K - $216K
|
321K
$5.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
7.21K+ 2.42% |
$119K - $127K
|
305K
$4.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6.1K+ 3.27% |
$101K - $107K
|
192K
$3.03M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
5.26KNew |
$86.7K - $92.5K
|
5.26K
$82.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.71K+ 23.22% |
$77.7K - $82.8K
|
25K
$393K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.86K+ 2.17% |
$63.7K - $67.9K
|
182K
$2.86M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.1K+ 2.16% |
$51.1K - $54.5K
|
146K
$2.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.88K+ 3.1% |
$47.5K - $50.6K
|
95.9K
$1.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
1.92KNew |
$31.7K - $33.8K
|
1.92K
$30.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1K+ 16.39% |
$16.5K - $17.6K
|
7.1K
$112K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
806+ 7.05% |
$13.3K - $14.2K
|
12.2K
$193K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
706+ 1.02% |
$11.6K - $12.4K
|
70K
$1.1M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
120+ 0.81% |
$1.98K - $2.11K
|
15K
$236K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
55+ 1.85% |
$907 - $967
|
3.03K
$47.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
21+ 0.12% |
$346 - $369
|
18.1K
$286K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-58- 0.21% |
$956 - $1.02K
|
27.5K
$432K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-95- 11.54% |
$1.57K - $1.67K
|
728
$11.5K
|
|
|
Dec 19, 2023
Q3 2021
|
West Paces Advisors Inc.
Atlanta, GA |
SELL
|
- |
-325Closed |
$5.36K - $5.71K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-385- 4.25% |
$6.35K - $6.77K
|
8.68K
$137K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.05KClosed |
$33.8K - $36K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.38K- 20.4% |
$39.2K - $41.8K
|
9.27K
$146K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.85K- 19.7% |
$96.4K - $103K
|
23.8K
$375K
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-41.1KClosed |
$677K - $722K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-42.3KClosed |
$697K - $743K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-122K- 32.18% |
$2.01M - $2.14M
|
257K
$4.04M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-167KClosed |
$2.75M - $2.93M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-193K- 25.71% |
$3.19M - $3.4M
|
559K
$8.79M
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-336K- 94.52% |
$5.54M - $5.91M
|
19.5K
$307K
|