Purchases and Sales Made in Q3 2022 in Nuveen Core Equity Alpha Fund (JCE)
This table provides information about the institutional ownership of Nuveen Core Equity Alpha Fund (JCE) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Core Equity Alpha Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
42.4K+ 15.76% |
$506K - $685K
|
312K
$4.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
31.4K+ 16.11% |
$375K - $507K
|
227K
$3.51M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
28.3KNew |
$337K - $456K
|
28.3K
$438K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
26.7K+ 13.86% |
$318K - $430K
|
219K
$3.39M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
20.1K+ 41.51% |
$239K - $324K
|
68.4K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
11.6KNew |
$138K - $187K
|
11.6K
$180K
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
11KNew |
$131K - $177K
|
11K
$170K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.29K+ 8.59% |
$111K - $150K
|
117K
$1.82M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.36K+ 1.91% |
$75.9K - $103K
|
340K
$5.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.01K+ 2.41% |
$35.8K - $48.5K
|
128K
$1.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.15K+ 9.19% |
$25.6K - $34.7K
|
25.5K
$396K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
823New |
$9.82K - $13.3K
|
823
$12.7K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
783New |
$9.34K - $12.6K
|
783
$12.1K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
505+ 3.23% |
$6.02K - $8.15K
|
16.2K
$250K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
199+ 68.38% |
$2.37K - $3.21K
|
490
$7.59K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
98+ 2.95% |
$1.17K - $1.58K
|
3.42K
$52.9K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-88- 0.42% |
$1.05K - $1.42K
|
20.8K
$322K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-139- 1.22% |
$1.66K - $2.24K
|
11.2K
$174K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-255- 2.52% |
$3.04K - $4.11K
|
9.87K
$153K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-299- 2.48% |
$3.57K - $4.82K
|
11.8K
$182K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-456- 1.28% |
$5.44K - $7.36K
|
35.2K
$545K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-706- 0.92% |
$8.42K - $11.4K
|
76K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.4K- 11.06% |
$16.7K - $22.5K
|
11.2K
$174K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.24K- 11.98% |
$38.7K - $52.3K
|
23.8K
$369K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.28K- 4.53% |
$63K - $85.1K
|
111K
$1.72M
|
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-9.38K- 37.52% |
$112K - $151K
|
15.6K
$242K
|
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-13.6K- 8.24% |
$163K - $220K
|
152K
$2.36M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-16K- 71.97% |
$191K - $258K
|
6.24K
$96.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-19K- 87.18% |
$226K - $306K
|
2.79K
$43.2K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-116K- 33.47% |
$1.38M - $1.87M
|
230K
$3.56M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-150K- 55.68% |
$1.79M - $2.42M
|
120K
$1.85M
|