Purchases and Sales Made in Q4 2021 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
269KNew |
$2.68M - $2.81M
|
269K
$2.45M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
162K+ 24.25% |
$1.61M - $1.69M
|
829K
$7.58M
|
|
|
May 10, 2023
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
142KNew |
$1.42M - $1.49M
|
142K
$1.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
137K+ 7.9% |
$1.37M - $1.43M
|
1.87M
$17.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
125K+ 152.08% |
$1.24M - $1.3M
|
207K
$1.89M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
92.7K+ 10.22% |
$923K - $968K
|
999K
$9.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
86.7K+ 5.38% |
$864K - $906K
|
1.7M
$15.5M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
83.9KNew |
$835K - $877K
|
83.9K
$767K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
82.1KNew |
$818K - $858K
|
82.1K
$751K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
74.7K+ 138325.94% |
$744K - $781K
|
74.8K
$683K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
46.6K+ 6.87% |
$464K - $487K
|
725K
$6.63M
|
|
|
Feb 08, 2022
Q4 2021
|
Lloyd Park, LLC
Wilmette, IL |
BUY
|
- |
41.8KNew |
$417K - $437K
|
41.8K
$382K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
30.1K+ 20.17% |
$300K - $314K
|
179K
$1.64M
|
|
|
Jan 21, 2022
Q4 2021
|
Callan Capital, LLC
La Jolla, CA |
BUY
|
- |
30KNew |
$299K - $314K
|
30K
$274K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
29.3K+ 106.37% |
$292K - $306K
|
56.8K
$519K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
28.8KNew |
$287K - $301K
|
28.8K
$263K
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
25K+ 13.88% |
$249K - $261K
|
205K
$1.88M
|
|
|
Jan 28, 2022
Q4 2021
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
24.2KNew |
$241K - $253K
|
24.2K
$222K
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
23.4KNew |
$233K - $245K
|
23.4K
$214K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.6K+ 3.62% |
$195K - $205K
|
561K
$5.13M
|
|
|
Feb 11, 2022
Q4 2021
|
Investment Advisory Group, LLC
|
BUY
|
- |
19.4KNew |
$194K - $203K
|
19.4K
$178K
|
|
|
Feb 14, 2022
Q4 2021
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
18.2KNew |
$182K - $191K
|
18.2K
$167K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17.7K+ 1.41% |
$176K - $184K
|
1.27M
$11.6M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.1K+ 0.75% |
$131K - $137K
|
1.76M
$16.1M
|
|
|
Mar 09, 2022
Q4 2021
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
12.9KNew |
$129K - $135K
|
12.9K
$118K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
11.2K+ 3.69% |
$112K - $117K
|
315K
$2.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Ctc Capital Management, LLC
|
BUY
|
- |
10.7KNew |
$107K - $112K
|
10.7K
$97.8K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.6K+ 7.15% |
$106K - $111K
|
159K
$1.45M
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
10.6KNew |
$106K - $111K
|
10.6K
$96.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10KNew |
$100K - $105K
|
10K
$91.8K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10K+ 1.44% |
$99.8K - $105K
|
705K
$6.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.13K+ 1.02% |
$90.9K - $95.4K
|
903K
$8.26M
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
7.34KNew |
$73.1K - $76.7K
|
7.34K
$67.1K
|
|
|
Jan 26, 2022
Q4 2021
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
7.21KNew |
$71.8K - $75.3K
|
7.21K
$65.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.24K+ 1.91% |
$62.2K - $65.2K
|
333K
$3.05M
|
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
5.83K+ 11.5% |
$58K - $60.9K
|
56.5K
$516K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.66KNew |
$56.3K - $59.1K
|
5.66K
$51.7K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.2K+ 12.62% |
$51.8K - $54.3K
|
46.4K
$424K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.54K+ 122.89% |
$45.2K - $47.4K
|
8.23K
$75.2K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.75K+ 3.19% |
$37.4K - $39.2K
|
121K
$1.11M
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
3.6KNew |
$35.9K - $37.6K
|
3.6K
$32.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
2.32K+ 43.79% |
$23.1K - $24.2K
|
7.62K
$69.6K
|
|
|
Jan 18, 2022
Q4 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
2.3K+ 21.47% |
$22.9K - $24K
|
13K
$119K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.28K+ 8.17% |
$22.7K - $23.8K
|
30.2K
$276K
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
2K+ 17.86% |
$19.9K - $20.9K
|
13.2K
$121K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
2K+ 5.46% |
$19.9K - $20.9K
|
38.6K
$353K
|
|
|
Feb 09, 2022
Q4 2021
|
Congress Park Capital LLC
|
BUY
|
- |
1.5K+ 2.27% |
$14.9K - $15.7K
|
67.5K
$617K
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
1.5KNew |
$14.9K - $15.7K
|
1.5K
$13.7K
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
250+ 2.29% |
$2.49K - $2.61K
|
11.2K
$102K
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
239+ 2.31% |
$2.38K - $2.5K
|
10.6K
$96.9K
|