Purchases and Sales Made in Q1 2023 in Nuveen Mortgage & Income Fund (JLS)
This table provides information about the institutional ownership of Nuveen Mortgage & Income Fund (JLS) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Mortgage & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
36K+ 14.11% |
$567K - $634K
|
291K
$5.33M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
26.4K+ 20.99% |
$416K - $466K
|
152K
$2.79M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
26.3KNew |
$415K - $464K
|
26.3K
$482K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
6.96K+ 13.15% |
$110K - $123K
|
59.9K
$1.1M
|
|
|
May 08, 2023
Q1 2023
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
6.65K+ 33.8% |
$105K - $117K
|
26.3K
$482K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
3.89K+ 0.26% |
$61.2K - $68.5K
|
1.5M
$27.5M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.14K+ 48.84% |
$33.8K - $37.8K
|
6.53K
$120K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.87K+ 6.85% |
$29.5K - $32.9K
|
29.2K
$534K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.61KNew |
$25.3K - $28.3K
|
1.61K
$29.4K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.28K+ 5.18% |
$20.1K - $22.5K
|
25.9K
$475K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1K+ 3.77% |
$15.8K - $17.6K
|
27.5K
$503K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
967+ 3.09% |
$15.2K - $17K
|
32.2K
$590K
|
|
|
Apr 13, 2023
Q1 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
7+ 1.3% |
$110 - $123
|
544
$9.96K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 09, 2023
Q1 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-85- 0.31% |
$1.34K - $1.5K
|
27.1K
$497K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-422- 1.68% |
$6.65K - $7.44K
|
24.7K
$452K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-509- 2.47% |
$8.02K - $8.97K
|
20.1K
$368K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1K- 65.79% |
$15.8K - $17.6K
|
520
$9.52K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.04K- 6.11% |
$16.3K - $18.3K
|
15.9K
$292K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-4.61K- 47.21% |
$72.6K - $81.2K
|
5.15K
$94.3K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-10.6K- 2.1% |
$167K - $187K
|
493K
$9.03M
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-10.9K- 6.1% |
$171K - $191K
|
167K
$3.06M
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-15.4K- 39.81% |
$243K - $271K
|
23.3K
$426K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.5K- 18.82% |
$244K - $273K
|
66.9K
$1.23M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.2K- 50.8% |
$916K - $1.03M
|
56.4K
$1.03M
|