Latest Institutional Transactions on Japan Smaller Capitalization Fund Inc (JOF)
This table provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
70.5K+ 225.31% |
$529K - $582K
|
102K
$789K
|
|
|
Jan 31, 2025
Q4 2024
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
8.9K+ 2.35% |
$66.7K - $73.4K
|
387K
$3M
|
|
|
Jan 29, 2025
Q4 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-476K- 8.32% |
$3.57M - $3.92M
|
5.24M
$40.6M
|
|
|
Jan 28, 2025
Q4 2024
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-12.7K- 51.63% |
$95.3K - $105K
|
11.9K
$92.2K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
BUY
|
- |
98.2K+ 37.22% |
$736K - $810K
|
362K
$2.81M
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
4.2KNew |
$31.5K - $34.7K
|
4.2K
$32.6K
|
|
|
Jan 22, 2025
Q4 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-5.96K- 3.06% |
$44.7K - $49.2K
|
189K
$1.46M
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
690+ 0.93% |
$5.18K - $5.69K
|
74.9K
$580K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-41- 0.06% |
$308 - $338
|
72.9K
$565K
|
|
| Q3 2024 | |||||||
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.6KNew |
$89.8K - $104K
|
12.6K
$97.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-294K- 11.57% |
$2.1M - $2.43M
|
2.25M
$17.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.44K- 0.58% |
$10.3K - $11.9K
|
248K
$1.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-161- 7.12% |
$1.15K - $1.33K
|
2.1K
$16.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
27.4KNew |
$195K - $227K
|
27.4K
$212K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.61K+ 7.71% |
$11.5K - $13.3K
|
22.5K
$174K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-8.23K- 51.16% |
$58.6K - $68K
|
7.85K
$60.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
302K+ 1584.03% |
$2.15M - $2.5M
|
321K
$2.49M
|
|
|
Nov 14, 2024
Q3 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-323K- 6.58% |
$2.3M - $2.67M
|
4.58M
$35.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
2.52K+ 12.64% |
$17.9K - $20.8K
|
22.4K
$174K
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
137K+ 37.86% |
$974K - $1.13M
|
497K
$3.86M
|
|
|
Nov 14, 2024
Q3 2024
|
Raffles Associates LP
New York, NY |
BUY
|
- |
31K+ 16.06% |
$221K - $256K
|
224K
$1.74M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
167KNew |
$1.19M - $1.38M
|
167K
$1.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.8K+ 17.03% |
$76.9K - $89.2K
|
74.1K
$575K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
12.8KNew |
$91K - $106K
|
12.8K
$98.9K
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
75.3K+ 1.48% |
$537K - $623K
|
5.16M
$40M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
51.2KNew |
$365K - $424K
|
51.2K
$397K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.15K+ 1.34% |
$8.18K - $9.49K
|
86.7K
$672K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.57KClosed |
$18.3K - $21.3K
|
0
$0
|
|
|
Nov 13, 2024
Q3 2024
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.7K- 3.04% |
$12.1K - $14.1K
|
54.1K
$420K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-200- 4.22% |
$1.43K - $1.65K
|
4.54K
$35.2K
|
|
|
Nov 13, 2024
Q3 2024
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-29.5K- 2.71% |
$210K - $244K
|
1.06M
$8.21M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
37.2KNew |
$265K - $308K
|
37.2K
$288K
|
|
|
Nov 12, 2024
Q3 2024
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
3.08K+ 23.57% |
$21.9K - $25.4K
|
16.1K
$125K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
72+ 12.22% |
$513 - $595
|
661
$5.12K
|
|
|
Nov 08, 2024
Q3 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
60.9K+ 393.6% |
$434K - $503K
|
76.3K
$592K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
52.5K+ 60.1% |
$375K - $434K
|
140K
$1.08M
|
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-500- 0.73% |
$3.57K - $4.14K
|
68.2K
$529K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-9.4K- 10.73% |
$67K - $77.7K
|
78.2K
$606K
|
|
|
Nov 04, 2024
Q3 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-2K- 4.95% |
$14.3K - $16.5K
|
38.4K
$298K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
2KNew |
$14.3K - $16.5K
|
2K
$15.5K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.18K+ 32.23% |
$15.6K - $18.1K
|
8.96K
$69.4K
|
|
|
Oct 23, 2024
Q3 2024
|
Dakota Wealth Management
|
BUY
|
- |
150+ 0.76% |
$1.07K - $1.24K
|
19.8K
$153K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
33.4K+ 727.0% |
$238K - $277K
|
38K
$295K
|
|
|
Oct 21, 2024
Q3 2024
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
514+ 2.31% |
$3.66K - $4.25K
|
22.8K
$177K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11.6K- 6.46% |
$82.6K - $95.8K
|
168K
$1.3M
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-9.38K- 33.08% |
$70.2K - $74K
|
19K
$147K
|
|
|
Aug 13, 2024
Q2 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
331+ 27.0% |
$2.48K - $2.61K
|
1.56K
$12.1K
|
|
|
Aug 01, 2024
Q2 2024
|
Waterfront Wealth Inc.
|
SELL
|
- |
-2K- 13.33% |
$15K - $15.8K
|
13K
$101K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
18.4KNew |
$138K - $145K
|
18.4K
$143K
|
|