Purchases and Sales Made in Q3 2021 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-69- 0.29% |
$677 - $694
|
23.9K
$190K
|
|
|
Oct 27, 2021
Q3 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-333- 0.79% |
$3.27K - $3.35K
|
41.7K
$331K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-369- 0.84% |
$3.62K - $3.71K
|
43.6K
$346K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500- 1.51% |
$4.91K - $5.03K
|
32.6K
$259K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-606- 0.23% |
$5.94K - $6.1K
|
258K
$2.05M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-791- 0.94% |
$7.76K - $7.96K
|
83.5K
$663K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-843- 5.42% |
$8.27K - $8.48K
|
14.7K
$117K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-922Closed |
$9.04K - $9.28K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.25KClosed |
$12.3K - $12.6K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.29K- 0.21% |
$12.6K - $12.9K
|
598K
$4.75M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.6K- 9.16% |
$15.7K - $16.1K
|
15.9K
$126K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1.75K- 2.18% |
$17.2K - $17.6K
|
78.6K
$624K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.88K- 75.0% |
$18.4K - $18.9K
|
625
$4.96K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.21KClosed |
$21.7K - $22.2K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-2.83K- 5.93% |
$27.8K - $28.5K
|
44.9K
$357K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.87K- 8.62% |
$28.1K - $28.9K
|
30.4K
$241K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.35K- 88.3% |
$42.7K - $43.8K
|
577
$4.58K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.36K- 3.37% |
$52.5K - $53.9K
|
153K
$1.22M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-5.83K- 5.22% |
$57.1K - $58.6K
|
106K
$840K
|
|
|
Nov 09, 2021
Q3 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-10KClosed |
$98.3K - $101K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-10.1KClosed |
$99K - $101K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-10.3KClosed |
$101K - $104K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-11.1K- 93.28% |
$109K - $112K
|
800
$6.35K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-12.6K- 3.86% |
$124K - $127K
|
315K
$2.5M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-12.7K- 8.09% |
$124K - $127K
|
144K
$1.14M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-12.7K- 63.5% |
$125K - $128K
|
7.3K
$58K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-16K- 9.06% |
$157K - $161K
|
161K
$1.28M
|
|
|
Oct 27, 2021
Q3 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-17.5KClosed |
$171K - $176K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-21.2K- 2.69% |
$208K - $214K
|
768K
$6.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-31.9K- 2.78% |
$313K - $321K
|
1.12M
$8.86M
|
|
|
Oct 13, 2021
Q3 2021
|
Edge Wealth Management LLC
|
SELL
|
- |
-37KClosed |
$363K - $372K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-70.4KClosed |
$691K - $708K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-70.5KClosed |
$691K - $709K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-104K- 97.47% |
$1.02M - $1.04M
|
2.69K
$21.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-121K- 9.9% |
$1.19M - $1.22M
|
1.1M
$8.75M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-241K- 92.34% |
$2.36M - $2.42M
|
20K
$159K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-475K- 99.97% |
$4.66M - $4.78M
|
158
$1.25K
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.08M- 26.55% |
$10.6M - $10.9M
|
3M
$23.8M
|