Purchases and Sales Made in Q3 2023 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.68MNew |
$10.5M - $11.2M
|
1.68M
$13.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
601K+ 48.22% |
$3.76M - $3.98M
|
1.85M
$15M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
465K+ 37.03% |
$2.91M - $3.08M
|
1.72M
$14M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
461K+ 135.11% |
$2.89M - $3.05M
|
803K
$6.52M
|
|
|
Nov 08, 2023
Q3 2023
|
Forum Private Client Group LLC
|
BUY
|
- |
440KNew |
$2.75M - $2.91M
|
440K
$3.57M
|
|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
428KNew |
$2.68M - $2.84M
|
428K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
201K+ 1254.99% |
$1.26M - $1.33M
|
217K
$1.76M
|
|
|
Nov 13, 2023
Q3 2023
|
Jupiter Wealth Management LLC
Glendale, CO |
BUY
|
- |
183KNew |
$1.14M - $1.21M
|
183K
$1.48M
|
|
|
Nov 13, 2023
Q3 2023
|
Algebris (Uk) LTD
London, X0 |
BUY
|
- |
148K+ 338.88% |
$923K - $976K
|
191K
$1.55M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
102KNew |
$638K - $674K
|
102K
$827K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
94.8KNew |
$594K - $628K
|
94.8K
$770K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
91.3K+ 19.43% |
$571K - $604K
|
561K
$4.56M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
61.8K+ 23.1% |
$387K - $409K
|
329K
$2.67M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
58.9K+ 3.87% |
$369K - $390K
|
1.58M
$12.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
56.2K+ 26.99% |
$352K - $372K
|
264K
$2.15M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
47.2K+ 27.12% |
$295K - $312K
|
221K
$1.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
41.4KNew |
$259K - $274K
|
41.4K
$336K
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
35.2K+ 26.6% |
$220K - $233K
|
167K
$1.36M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
35.1K+ 4.54% |
$220K - $232K
|
809K
$6.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
26.7KNew |
$167K - $176K
|
26.7K
$216K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
25.9K+ 33.41% |
$162K - $171K
|
103K
$838K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
25KNew |
$157K - $166K
|
25K
$203K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
20.4KNew |
$128K - $135K
|
20.4K
$166K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
19.7K+ 12.19% |
$124K - $131K
|
182K
$1.47M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
16.4K+ 38.02% |
$103K - $108K
|
59.4K
$483K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
16.1KNew |
$100K - $106K
|
16.1K
$130K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
15KNew |
$93.9K - $99.3K
|
15K
$122K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
13.8KNew |
$86.4K - $91.4K
|
13.8K
$112K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
13.6KNew |
$85.3K - $90.2K
|
13.6K
$111K
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
12.8KNew |
$80.1K - $84.7K
|
12.8K
$104K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.7KNew |
$66.7K - $70.6K
|
10.7K
$86.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
9.1K+ 43.53% |
$57K - $60.2K
|
30K
$244K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
6.75KNew |
$42.3K - $44.7K
|
6.75K
$54.8K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
5.38KNew |
$33.7K - $35.6K
|
5.38K
$43.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.59K+ 31.96% |
$28.7K - $30.4K
|
19K
$154K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.34K+ 0.81% |
$14.6K - $15.5K
|
290K
$2.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.3K+ 32.86% |
$14.4K - $15.2K
|
9.3K
$75.5K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.3KNew |
$14.4K - $15.2K
|
2.3K
$18.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.29KNew |
$14.3K - $15.2K
|
2.29K
$18.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.29K+ 2.46% |
$14.3K - $15.2K
|
95.2K
$773K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2.17K+ 5.25% |
$13.6K - $14.4K
|
43.5K
$353K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
2.03K+ 8.15% |
$12.7K - $13.4K
|
26.9K
$219K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$12.5K - $13.2K
|
2K
$16.2K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
856+ 2.44% |
$5.36K - $5.67K
|
35.9K
$292K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
225+ 2.05% |
$1.41K - $1.49K
|
11.2K
$91K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
200+ 1.39% |
$1.25K - $1.32K
|
14.5K
$118K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
102+ 1.68% |
$639 - $675
|
6.16K
$50K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
100+ 0.61% |
$626 - $662
|
16.4K
$133K
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
87+ 0.14% |
$545 - $576
|
63K
$512K
|
|
|
Nov 14, 2023
Q3 2023
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
68+ 0.2% |
$426 - $450
|
34.8K
$283K
|