Purchases and Sales Made in Q4 2021 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
955+ 1.14% |
$8.81K - $9.54K
|
84.5K
$672K
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
715+ 0.91% |
$6.59K - $7.14K
|
79.3K
$631K
|
|
Jan 14, 2022
Q4 2021
|
First Financial Corp
|
BUY
|
- |
600New |
$5.53K - $5.99K
|
600
$4.78K
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
500New |
$4.61K - $5K
|
500
$3.98K
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
500+ 2.25% |
$4.61K - $5K
|
22.7K
$181K
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
450+ 3.24% |
$4.15K - $4.5K
|
14.4K
$114K
|
|
Jan 18, 2022
Q4 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
350New |
$3.23K - $3.5K
|
350
$2.79K
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
BUY
|
- |
217+ 1.48% |
$2K - $2.17K
|
14.9K
$118K
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
191+ 0.91% |
$1.76K - $1.91K
|
21.2K
$169K
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
140New |
$1.29K - $1.4K
|
140
$1.11K
|
|
Jan 24, 2022
Q4 2021
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
120+ 0.84% |
$1.11K - $1.2K
|
14.4K
$115K
|
|
Jan 31, 2022
Q4 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
108+ 1.08% |
$996 - $1.08K
|
10.2K
$80.8K
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
30+ 0.17% |
$277 - $300
|
17.3K
$138K
|
|
Feb 08, 2022
Q4 2021
|
Financial Avengers, Inc.
Oakland, CA |
BUY
|
- |
14+ 1.59% |
$129 - $140
|
897
$7.14K
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-64- 0.54% |
$590 - $639
|
11.8K
$93.7K
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-81- 66.39% |
$747 - $809
|
41
$326
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-100- 0.42% |
$922 - $999
|
23.8K
$190K
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-577Closed |
$5.32K - $5.76K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-800- 0.76% |
$7.38K - $7.99K
|
105K
$836K
|
|
Feb 14, 2022
Q4 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-998Closed |
$9.2K - $9.97K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Investors Asset Management Of Georgia Inc
|
SELL
|
- |
-1K- 2.74% |
$9.22K - $9.99K
|
35.5K
$283K
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1K- 7.02% |
$9.22K - $9.99K
|
13.2K
$105K
|
|
Jan 18, 2022
Q4 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-1K- 7.19% |
$9.22K - $9.99K
|
12.9K
$103K
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.79K- 3.25% |
$16.5K - $17.9K
|
53.4K
$425K
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-2K- 4.46% |
$18.5K - $20K
|
42.9K
$341K
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.08K- 1.36% |
$19.2K - $20.8K
|
151K
$1.2M
|
|
Feb 14, 2022
Q4 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-2.13K- 5.1% |
$19.6K - $21.2K
|
39.6K
$315K
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-2.44K- 0.71% |
$22.5K - $24.4K
|
341K
$2.71M
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-2.79KClosed |
$25.7K - $27.9K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.26K- 0.86% |
$30.1K - $32.6K
|
378K
$3.01M
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.5K- 22.5% |
$41.5K - $45K
|
15.5K
$123K
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.92K- 1.91% |
$45.4K - $49.2K
|
253K
$2.02M
|
|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
SELL
|
- |
-5KClosed |
$46.1K - $50K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-5.43K- 19.86% |
$50.1K - $54.3K
|
21.9K
$174K
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-5.62KClosed |
$51.8K - $56.2K
|
0
$0
|
|
Jan 07, 2022
Q4 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-5.63K- 27.89% |
$51.9K - $56.3K
|
14.6K
$116K
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-6.05K- 3.72% |
$55.7K - $60.4K
|
156K
$1.24M
|
|
Feb 03, 2022
Q4 2021
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-6.3K- 21.8% |
$58.1K - $62.9K
|
22.6K
$180K
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-7KClosed |
$64.5K - $69.9K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-8KClosed |
$73.8K - $79.9K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-8.45KClosed |
$77.9K - $84.4K
|
0
$0
|
|
Jan 24, 2022
Q4 2021
|
Clean Yield Group
|
SELL
|
- |
-10K- 66.67% |
$92.2K - $99.9K
|
5K
$39.8K
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-10.1KClosed |
$93.3K - $101K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-11.4KClosed |
$105K - $114K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-12.9K- 8.09% |
$118K - $128K
|
146K
$1.16M
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-13.7K- 41.77% |
$126K - $137K
|
19.1K
$152K
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-13.9K- 50.69% |
$128K - $139K
|
13.5K
$108K
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-14.4K- 8.95% |
$133K - $144K
|
146K
$1.17M
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-14.5K- 10.15% |
$133K - $144K
|
128K
$1.02M
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-14.7KClosed |
$136K - $147K
|
0
$0
|