Purchases and Sales Made in Q3 2021 in Nuveen Preferred & Income Term Fund (JPI)
This table provides information about the institutional ownership of Nuveen Preferred & Income Term Fund (JPI) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Term Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
350KNew |
$8.69M - $9.26M
|
350K
$7.2M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
59.3KNew |
$1.47M - $1.57M
|
59.3K
$1.22M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
51.3KNew |
$1.27M - $1.36M
|
51.3K
$1.05M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
44.1K+ 66.95% |
$1.09M - $1.17M
|
110K
$2.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
36.4K+ 10.68% |
$903K - $963K
|
378K
$7.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
35.9K+ 35.47% |
$891K - $949K
|
137K
$2.82M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
30KNew |
$744K - $793K
|
30K
$616K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.6KNew |
$536K - $571K
|
21.6K
$444K
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
20.1KNew |
$498K - $531K
|
20.1K
$413K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
19.1KNew |
$473K - $505K
|
19.1K
$392K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.7KNew |
$464K - $494K
|
18.7K
$384K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
15.4K+ 66.81% |
$383K - $408K
|
38.5K
$792K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.1KNew |
$324K - $345K
|
13.1K
$268K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13K+ 34.34% |
$323K - $344K
|
51K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.68K+ 31.45% |
$166K - $176K
|
27.9K
$573K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.91K+ 1.92% |
$122K - $130K
|
260K
$5.35M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
2.28KNew |
$56.5K - $60.3K
|
2.28K
$46.8K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.05K+ 19.4% |
$50.9K - $54.2K
|
12.6K
$259K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.72KNew |
$42.6K - $45.4K
|
1.72K
$35.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.46K+ 3.51% |
$36.2K - $38.6K
|
43K
$884K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
1.3KNew |
$32.3K - $34.4K
|
1.3K
$26.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
492+ 1.85% |
$12.2K - $13K
|
27.1K
$556K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
204+ 0.99% |
$5.06K - $5.39K
|
20.8K
$428K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
126+ 0.57% |
$3.12K - $3.33K
|
22.2K
$456K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
65+ 0.24% |
$1.61K - $1.72K
|
26.8K
$550K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
28+ 0.1% |
$694 - $740
|
27.2K
$558K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
17+ 0.11% |
$422 - $449
|
15.3K
$315K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4+ 0.25% |
$99.2 - $106
|
1.59K
$32.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.04% |
$24.8 - $26.4
|
2.81K
$57.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-181Closed |
$4.49K - $4.78K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-882- 89.0% |
$21.9K - $23.3K
|
109
$2.24K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-918- 10.05% |
$22.8K - $24.3K
|
8.22K
$169K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.29K- 1.87% |
$31.9K - $34K
|
67.5K
$1.39M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.44K- 13.33% |
$35.8K - $38.1K
|
9.38K
$193K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-2.17K- 2.43% |
$53.7K - $57.2K
|
87.1K
$1.79M
|
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-2.74K- 0.58% |
$68K - $72.5K
|
466K
$9.58M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.81K- 7.61% |
$69.7K - $74.3K
|
34.1K
$700K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.33K- 7.98% |
$82.5K - $88K
|
38.4K
$789K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.14K- 2.15% |
$103K - $109K
|
188K
$3.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-7.44K- 33.0% |
$185K - $197K
|
15.1K
$310K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-8.03KClosed |
$199K - $212K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Royal Fund Management, LLC
|
SELL
|
- |
-9.54KClosed |
$236K - $252K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-14.3K- 23.02% |
$355K - $378K
|
47.8K
$983K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-27.8K- 13.37% |
$688K - $734K
|
180K
$3.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-42.2K- 15.5% |
$1.05M - $1.12M
|
230K
$4.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-56.5K- 57.86% |
$1.4M - $1.49M
|
41.1K
$844K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-190K- 77.57% |
$4.71M - $5.02M
|
54.9K
$1.13M
|