Latest Institutional Transactions on Nuveen Preferred & Income Securities Fund (JPS)
This table provides information on the latest institutional transactions involving Nuveen Preferred & Income Securities Fund (JPS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2020
Q4 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-47.6KClosed |
$471K - $490K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
New Square Capital LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-10KClosed |
$94.5K - $99.7K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Destination Wealth Management
|
SELL
|
- |
-9.04KClosed |
$85.4K - $90.1K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-407Closed |
$3.85K - $4.06K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-10KClosed |
$94.5K - $99.7K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Aspire Private Capital, LLC
|
SELL
|
- |
-683Closed |
$6.45K - $6.81K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-2.22K- 10.36% |
$20.9K - $22.1K
|
19.2K
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-562Closed |
$5.31K - $5.6K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Vantage Investment Partners, LLC
|
SELL
|
- |
-12.3KClosed |
$116K - $122K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Horan Securities, Inc.
|
SELL
|
- |
-500Closed |
$4.73K - $4.99K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-9.74KClosed |
$92.1K - $97.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 08, 2019
Q2 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.49KClosed |
$13.5K - $14.2K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-18.7KClosed |
$169K - $178K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-2.19KClosed |
$19.8K - $20.8K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-131Closed |
$1.18K - $1.24K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 12, 2019
Q1 2019
|
First National Corp
|
SELL
|
- |
-2.13KClosed |
$17.6K - $19.5K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-24KClosed |
$198K - $220K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-40KClosed |
$330K - $367K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-81.8KClosed |
$674K - $750K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-19.1KClosed |
$157K - $175K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-265Closed |
$2.19K - $2.43K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Pfg Advisors
|
SELL
|
- |
-10.5KClosed |
$86.9K - $96.6K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Creative Financial Designs Inc
|
SELL
|
- |
-100Closed |
$825 - $917
|
0
$0
|
|
|
Apr 17, 2019
Q1 2019
|
Country Trust Bank
|
SELL
|
- |
-2.5KClosed |
$20.6K - $22.9K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-350Closed |
$2.89K - $3.21K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Edge Wealth Management LLC
|
SELL
|
- |
-48.1KClosed |
$397K - $441K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 20, 2019
Q4 2018
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-11.1KClosed |
$82.8K - $96.4K
|
0
$0
|
|
|
Feb 15, 2019
Q4 2018
|
Covington Capital Management
|
SELL
|
- |
-918Closed |
$6.85K - $7.98K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10KClosed |
$74.6K - $86.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-353KClosed |
$2.63M - $3.07M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
SELL
|
- |
-23.3KClosed |
$174K - $203K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-13.5KClosed |
$101K - $117K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-1.65KClosed |
$12.3K - $14.4K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-1.88KClosed |
$14K - $16.3K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-922Closed |
$6.88K - $8.01K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-9.3KClosed |
$69.4K - $80.8K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-13.1KClosed |
$97.7K - $114K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
16KNew |
$119K - $139K
|
16K
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-727Closed |
$5.42K - $6.32K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-158Closed |
$1.18K - $1.37K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Ota Financial Group L.P.
|
SELL
|
- |
-135KClosed |
$1.01M - $1.18M
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
V Wealth Advisors LLC
|
SELL
|
- |
-10.6KClosed |
$79.1K - $92.1K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-12.3KClosed |
$91.7K - $107K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-240Closed |
$1.79K - $2.09K
|
0
$0
|
|
|
Jan 10, 2019
Q4 2018
|
Robinson Capital Management, LLC
|
SELL
|
- |
-109KClosed |
$816K - $951K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
25.1KNew |
$217K - $227K
|
25.1K
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Scotia Capital Inc.
|
SELL
|
- |
-74.7KClosed |
$644K - $673K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-28.3KClosed |
$244K - $255K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-43.2KClosed |
$372K - $389K
|
0
$0
|
|