Purchases and Sales Made in Q4 2021 in Nuveen Preferred & Income Securities Fund (JPS)
This table provides information about the institutional ownership of Nuveen Preferred & Income Securities Fund (JPS) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Securities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 11, 2022
Q4 2021
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-213Closed |
$1.97K - $2.12K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-222- 1.0% |
$2.05K - $2.21K
|
22K
$0
|
|
Jan 20, 2022
Q4 2021
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-286- 0.86% |
$2.64K - $2.84K
|
32.9K
$0
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-291- 1.46% |
$2.69K - $2.89K
|
19.6K
$0
|
|
Jan 28, 2022
Q4 2021
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-300- 2.02% |
$2.77K - $2.98K
|
14.5K
$0
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-300Closed |
$2.77K - $2.98K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-324- 2.68% |
$2.99K - $3.22K
|
11.8K
$0
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-375- 2.29% |
$3.46K - $3.73K
|
16K
$0
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-406- 0.47% |
$3.75K - $4.04K
|
85.6K
$0
|
|
Feb 02, 2022
Q4 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-500- 2.47% |
$4.62K - $4.97K
|
19.7K
$0
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-525- 2.75% |
$4.85K - $5.22K
|
18.5K
$0
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-561- 67.59% |
$5.18K - $5.58K
|
269
$0
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-600Closed |
$5.54K - $5.96K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-620- 4.63% |
$5.72K - $6.16K
|
12.8K
$0
|
|
Feb 08, 2022
Q4 2021
|
Duncker Streett & CO Inc
|
SELL
|
- |
-666- 1.78% |
$6.15K - $6.62K
|
36.7K
$0
|
|
Feb 14, 2022
Q4 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-705- 1.9% |
$6.51K - $7.01K
|
36.4K
$0
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-800- 5.07% |
$7.38K - $7.95K
|
15K
$0
|
|
Mar 08, 2022
Q4 2021
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-931- 7.14% |
$8.59K - $9.25K
|
12.1K
$0
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-1KClosed |
$9.23K - $9.94K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1K- 1.71% |
$9.23K - $9.94K
|
57.4K
$0
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.05K- 3.21% |
$9.66K - $10.4K
|
31.6K
$0
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.12K- 9.33% |
$10.3K - $11.1K
|
10.9K
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.12KClosed |
$10.3K - $11.1K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.15KClosed |
$10.6K - $11.4K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.21K- 2.99% |
$11.2K - $12.1K
|
39.3K
$0
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-1.24K- 8.52% |
$11.4K - $12.3K
|
13.3K
$0
|
|
Feb 03, 2022
Q4 2021
|
Greatmark Investment Partners, Inc.
|
SELL
|
- |
-1.39K- 0.37% |
$12.8K - $13.8K
|
370K
$0
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.46K- 19.62% |
$13.5K - $14.5K
|
5.98K
$0
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-1.5KClosed |
$13.8K - $14.9K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-1.56K- 10.41% |
$14.4K - $15.5K
|
13.4K
$0
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.6K- 2.91% |
$14.7K - $15.9K
|
53.2K
$0
|
|
Jan 02, 2024
Q4 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-1.65K- 10.39% |
$15.2K - $16.4K
|
14.2K
$0
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.86K- 3.74% |
$17.2K - $18.5K
|
47.8K
$0
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-1.88K- 5.66% |
$17.4K - $18.7K
|
31.4K
$0
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.01K- 1.25% |
$18.6K - $20K
|
159K
$0
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.06K- 38.52% |
$19K - $20.5K
|
3.28K
$0
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-2.24K- 3.5% |
$20.7K - $22.3K
|
61.7K
$0
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-2.27K- 9.88% |
$20.9K - $22.5K
|
20.7K
$0
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.43K- 2.66% |
$22.4K - $24.1K
|
88.8K
$0
|
|
Jan 28, 2022
Q4 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-2.5KClosed |
$23.1K - $24.9K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.69K- 7.64% |
$24.9K - $26.8K
|
32.5K
$0
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.7K- 16.13% |
$24.9K - $26.8K
|
14K
$0
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-2.89K- 9.58% |
$26.6K - $28.7K
|
27.3K
$0
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.1K- 13.11% |
$28.6K - $30.8K
|
20.5K
$0
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.35K- 3.27% |
$30.9K - $33.3K
|
98.9K
$0
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-3.46KClosed |
$31.9K - $34.4K
|
0
$0
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-4.81K- 24.46% |
$44.4K - $47.8K
|
14.8K
$0
|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-4.83K- 12.59% |
$44.6K - $48K
|
33.5K
$0
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-5.09K- 2.96% |
$46.9K - $50.6K
|
167K
$0
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-5.64KClosed |
$52.1K - $56.1K
|
0
$0
|