Purchases and Sales Made in Q3 2021 in Kkr Income Opportunities Fund (KIO)
This table provides information about the institutional ownership of Kkr Income Opportunities Fund (KIO) during Q3 2021. The information is specifically focused on institutions that hold shares of KKR Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
655KNew |
$10.6M - $10.9M
|
655K
$8.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
146K+ 66.13% |
$2.36M - $2.44M
|
367K
$4.85M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
94.1K+ 400.65% |
$1.52M - $1.57M
|
118K
$1.55M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
35KNew |
$566K - $585K
|
35K
$462K
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
32.4K+ 71.53% |
$524K - $542K
|
77.8K
$1.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
30.5K+ 6.05% |
$493K - $509K
|
534K
$7.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
27.3K+ 35.83% |
$441K - $456K
|
104K
$1.37M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
21.7K+ 32.92% |
$350K - $362K
|
87.5K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.2K+ 62.44% |
$262K - $271K
|
42.1K
$556K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13.4KNew |
$216K - $224K
|
13.4K
$177K
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
11.8KNew |
$190K - $197K
|
11.8K
$155K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
7.04K+ 34.45% |
$114K - $118K
|
27.5K
$363K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.91K+ 4.23% |
$47K - $48.6K
|
71.7K
$946K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.8K+ 14.69% |
$29.1K - $30.1K
|
14.1K
$185K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.41K+ 2.45% |
$22.7K - $23.5K
|
58.7K
$775K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
183+ 1.38% |
$2.96K - $3.06K
|
13.4K
$177K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
77+ 0.08% |
$1.24K - $1.29K
|
95.1K
$1.25M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
52+ 0.95% |
$840 - $869
|
5.51K
$72.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
27+ 1.9% |
$436 - $451
|
1.45K
$19.2K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-79- 0.21% |
$1.28K - $1.32K
|
37.2K
$491K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-133- 0.34% |
$2.15K - $2.22K
|
38.8K
$513K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-300- 1.28% |
$4.85K - $5.01K
|
23.1K
$305K
|
|
|
Oct 19, 2021
Q3 2021
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-494- 1.18% |
$7.98K - $8.25K
|
41.5K
$547K
|
|
|
Nov 15, 2021
Q3 2021
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-813- 1.27% |
$13.1K - $13.6K
|
63K
$832K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1KClosed |
$16.2K - $16.7K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-3.15K- 3.01% |
$51K - $52.7K
|
102K
$1.34M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.55K- 22.59% |
$57.3K - $59.3K
|
12.2K
$160K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4.46K- 27.48% |
$72.1K - $74.5K
|
11.8K
$155K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5K- 5.24% |
$80.8K - $83.6K
|
90.5K
$1.19M
|
|
|
Oct 18, 2021
Q3 2021
|
Sage Rhino Capital LLC
|
SELL
|
- |
-5.73K- 2.22% |
$92.7K - $95.8K
|
252K
$3.33M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.72K- 22.05% |
$141K - $146K
|
30.8K
$407K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.91K- 7.06% |
$160K - $166K
|
130K
$1.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.2K- 9.5% |
$165K - $171K
|
97.4K
$1.29M
|
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-11.8KClosed |
$190K - $197K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
SELL
|
- |
-14.7K- 39.53% |
$238K - $246K
|
22.6K
$298K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17K- 53.96% |
$274K - $284K
|
14.5K
$191K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-20.7K- 5.75% |
$335K - $346K
|
339K
$4.48M
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-39.2KClosed |
$633K - $655K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-47.7K- 61.47% |
$770K - $796K
|
29.9K
$394K
|