Purchases and Sales Made in Q3 2023 in Kkr Income Opportunities Fund (KIO)
This table provides information about the institutional ownership of Kkr Income Opportunities Fund (KIO) during Q3 2023. The information is specifically focused on institutions that hold shares of KKR Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
70.6K+ 5.9% |
$820K - $879K
|
1.27M
$16.7M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
61.3KNew |
$713K - $764K
|
61.3K
$810K
|
|
|
Nov 08, 2023
Q3 2023
|
Westchester Capital Management, LLC
Valhalla, NY |
BUY
|
- |
58KNew |
$674K - $722K
|
58K
$766K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
56.7K+ 12.32% |
$659K - $706K
|
517K
$6.82M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
32.5KNew |
$378K - $405K
|
32.5K
$430K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
32.3K+ 279.85% |
$375K - $402K
|
43.8K
$579K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
30.6KNew |
$355K - $381K
|
30.6K
$404K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
27.2K+ 17.94% |
$316K - $338K
|
179K
$2.36M
|
|
|
Feb 14, 2024
Q3 2023
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
27KNew |
$314K - $336K
|
27K
$357K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
25.4K+ 20.85% |
$295K - $316K
|
147K
$1.94M
|
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
16KNew |
$186K - $199K
|
16K
$211K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.2K+ 29.2% |
$141K - $151K
|
53.8K
$710K
|
|
|
Nov 13, 2023
Q3 2023
|
Fwl Investment Management, LLC
|
BUY
|
- |
4.22KNew |
$49K - $52.5K
|
4.22K
$55.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
4.12K+ 26.94% |
$47.8K - $51.2K
|
19.4K
$256K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.35K+ 4.58% |
$38.9K - $41.7K
|
76.3K
$1.01M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.04K+ 29.63% |
$35.3K - $37.9K
|
13.3K
$176K
|
|
|
Nov 22, 2023
Q3 2023
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
1.5K+ 8.18% |
$17.4K - $18.7K
|
19.8K
$262K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
1.43K+ 2.0% |
$16.6K - $17.8K
|
72.9K
$963K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
931+ 756.91% |
$10.8K - $11.6K
|
1.05K
$13.9K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
352+ 1.47% |
$4.09K - $4.38K
|
24.2K
$320K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
280New |
$3.25K - $3.49K
|
280
$3.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
86+ 0.07% |
$999 - $1.07K
|
125K
$1.65M
|
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-131- 0.8% |
$1.52K - $1.63K
|
16.2K
$214K
|
|
|
Oct 30, 2023
Q3 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-650- 0.7% |
$7.55K - $8.09K
|
92.5K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1K- 33.33% |
$11.6K - $12.5K
|
2K
$26.4K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.97K- 13.1% |
$22.9K - $24.5K
|
13.1K
$172K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.65K- 2.89% |
$30.8K - $33K
|
89.3K
$1.18M
|
|
|
Nov 03, 2023
Q3 2023
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-2.85K- 2.71% |
$33.1K - $35.4K
|
102K
$1.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.45K- 2.87% |
$40.1K - $43K
|
117K
$1.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.48K- 7.81% |
$40.4K - $43.3K
|
41.1K
$542K
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-5.41K- 2.33% |
$62.8K - $67.3K
|
226K
$2.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8.27K- 14.62% |
$96.1K - $103K
|
48.3K
$638K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11K- 8.14% |
$128K - $137K
|
125K
$1.64M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11.9K- 37.66% |
$138K - $148K
|
19.7K
$260K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-15.6K- 43.58% |
$181K - $194K
|
20.2K
$266K
|
|
|
Nov 13, 2023
Q3 2023
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-18.2K- 41.93% |
$211K - $226K
|
25.2K
$332K
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-24.2K- 31.21% |
$281K - $301K
|
53.3K
$704K
|
|
|
Nov 13, 2023
Q3 2023
|
Robinson Capital Management, LLC
|
SELL
|
- |
-28.9K- 71.76% |
$335K - $359K
|
11.4K
$150K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-86.5K- 11.7% |
$1M - $1.08M
|
653K
$8.62M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-87.2K- 8.15% |
$1.01M - $1.09M
|
983K
$13M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-95.4K- 82.23% |
$1.11M - $1.19M
|
20.6K
$272K
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-97.4K- 78.56% |
$1.13M - $1.21M
|
26.6K
$351K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-104K- 78.81% |
$1.21M - $1.3M
|
28.1K
$370K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-108K- 14.22% |
$1.26M - $1.35M
|
654K
$8.63M
|