Purchases and Sales Made in Q3 2021 in Lazard Global Total Return & Income Fund Inc (LGI)
This table provides information about the institutional ownership of Lazard Global Total Return & Income Fund Inc (LGI) during Q3 2021. The information is specifically focused on institutions that hold shares of LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
303KNew |
$6.07M - $6.7M
|
303K
$5.01M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
129KNew |
$2.59M - $2.87M
|
129K
$2.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
75.8K+ 297.4% |
$1.52M - $1.68M
|
101K
$1.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
54.7K+ 466.02% |
$1.1M - $1.21M
|
66.5K
$1.1M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
30.8K+ 95.59% |
$617K - $682K
|
63K
$1.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
28.6K+ 52.0% |
$572K - $632K
|
83.5K
$1.38M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.2KNew |
$365K - $403K
|
18.2K
$301K
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
15.4KNew |
$308K - $340K
|
15.4K
$254K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
14.6K+ 108.93% |
$292K - $323K
|
28K
$462K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
12KNew |
$241K - $267K
|
12K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.34K+ 13.23% |
$167K - $184K
|
71.3K
$1.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
5.21K+ 21.72% |
$104K - $115K
|
29.2K
$483K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
4.2KNew |
$84.1K - $92.9K
|
4.2K
$69.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.94K+ 4.14% |
$78.9K - $87.2K
|
99.1K
$1.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
3.87K+ 8.13% |
$77.5K - $85.6K
|
51.5K
$851K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.08K+ 7.54% |
$61.7K - $68.2K
|
43.9K
$726K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.94K+ 32.42% |
$58.8K - $65K
|
12K
$198K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2K+ 0.73% |
$40K - $44.2K
|
277K
$4.58M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
630+ 1.46% |
$12.6K - $13.9K
|
43.9K
$725K
|
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
BUY
|
- |
500+ 33.33% |
$10K - $11.1K
|
2K
$33.1K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
418+ 1.65% |
$8.37K - $9.25K
|
25.8K
$427K
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
68+ 1.38% |
$1.36K - $1.5K
|
4.99K
$82.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26+ 0.03% |
$521 - $575
|
98.7K
$1.63M
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 0.91% |
$20 - $22.1
|
111
$1.83K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
1+ 0.01% |
$20 - $22.1
|
19.3K
$319K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-30- 0.09% |
$601 - $664
|
31.7K
$523K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-121- 1.87% |
$2.42K - $2.68K
|
6.36K
$105K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.6K- 4.99% |
$52.1K - $57.6K
|
49.6K
$819K
|
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-5.44KClosed |
$109K - $120K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.39K- 2.97% |
$188K - $208K
|
306K
$5.07M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.9K- 2.06% |
$217K - $240K
|
517K
$8.55M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-11.4KClosed |
$228K - $252K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11.7K- 38.36% |
$235K - $260K
|
18.9K
$312K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-21.4K- 8.05% |
$430K - $475K
|
245K
$4.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-47.2KClosed |
$945K - $1.04M
|
0
$0
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-54.7K- 82.33% |
$1.1M - $1.21M
|
11.7K
$194K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-110K- 45.36% |
$2.2M - $2.43M
|
132K
$2.18M
|