Latest Institutional Transactions on Global X Fds Global X Lithium (LIT)
This table provides information on the latest institutional transactions involving Global X Fds Global X Lithium (LIT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2020
Q4 2019
|
Belmont Capital, LLC
|
BUY
|
- |
33New |
$776 - $913
|
33
$1.48K
|
|
| Q3 2019 | |||||||
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-20Closed |
$485 - $504
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Proffitt & Goodson Inc
|
SELL
|
- |
-95Closed |
$2.3K - $2.4K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Optimum Investment Advisors
|
BUY
|
- |
1KNew |
$24.2K - $25.2K
|
1K
$45K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-7.89KClosed |
N/A
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-31.9KClosed |
N/A
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
Sep 02, 2021
Q1 2019
|
Cwm, LLC
|
BUY
|
CALL |
500New |
N/A
|
500
$22.5K
|
|
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-9Closed |
N/A
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-10.8KClosed |
N/A
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-500Closed |
N/A
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
1+ 6.67% |
N/A
|
16
$720
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Natixis
Paris, I0 |
SELL
|
- |
-6.51KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-892Closed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-100Closed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-650Closed |
N/A
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-1.49KClosed |
N/A
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-955Closed |
N/A
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-405Closed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-75Closed |
N/A
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.11KClosed |
N/A
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Cabot Wealth Management Inc
|
SELL
|
- |
-93.1KClosed |
N/A
|
0
$0
|
|
|
Oct 17, 2018
Q3 2018
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-103KClosed |
N/A
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-35Closed |
N/A
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
PUT |
-12.5KClosed |
N/A
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-7.5KClosed |
N/A
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Nikulski Financial, Inc.
|
SELL
|
- |
-6.7KClosed |
N/A
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Ing Groep Nv
|
SELL
|
- |
-16.3KClosed |
N/A
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Pictet Bank & Trust LTD
|
SELL
|
- |
-11KClosed |
N/A
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Waldron Private Wealth LLC
|
SELL
|
- |
-7.07KClosed |
N/A
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-10.2KClosed |
N/A
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Arcadia Investment Management Corp
|
SELL
|
- |
-4KClosed |
N/A
|
0
$0
|
|
|
Jul 09, 2018
Q2 2018
|
Davenport & CO LLC
|
SELL
|
- |
-25.1KClosed |
N/A
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
48.5KNew |
N/A
|
48.5K
$2.18M
|
|
|
May 08, 2018
Q1 2018
|
Ttp Investments, Inc.
|
SELL
|
- |
-9.95KClosed |
N/A
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Webster Bank, N. A.
|
SELL
|
- |
-272Closed |
N/A
|
0
$0
|
|
|
Apr 13, 2018
Q1 2018
|
Verde Servicos Internacionais S.A.
Sao Paulo, D5 |
SELL
|
- |
-7.5KClosed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 03, 2024
Q4 2017
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-235- 82.46% |
N/A
|
50
$2.25K
|
|
|
Feb 13, 2018
Q4 2017
|
Crosspoint Capital Strategies, LLC
Orinda, CA |
SELL
|
- |
-251Closed |
N/A
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Marvin & Palmer Associates Inc
Wilmington, DE |
BUY
|
- |
23.8KNew |
N/A
|
23.8K
$1.07M
|
|
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-12KClosed |
N/A
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-22.9KClosed |
N/A
|
0
$0
|
|
|
Jan 26, 2018
Q4 2017
|
Commerzbank Aktiengesellschaft
|
SELL
|
- |
-290KClosed |
N/A
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Corbenic Partners LLC
|
SELL
|
- |
-180Closed |
N/A
|
0
$0
|
|