Latest Institutional Transactions on Global X Fds Global X Lithium (LIT)
This table provides information on the latest institutional transactions involving Global X Fds Global X Lithium (LIT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2021
Q2 2021
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-600Closed |
$34.8K - $43.5K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-329Closed |
$19.1K - $23.8K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-100Closed |
$5.8K - $7.25K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
2.86KNew |
$166K - $207K
|
2.86K
$113K
|
|
|
Aug 02, 2021
Q2 2021
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
68New |
$3.95K - $4.93K
|
68
$2.68K
|
|
|
Jul 28, 2021
Q2 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-4.17KClosed |
$242K - $302K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Exane Derivatives
|
SELL
|
- |
-41- 93.18% |
$2.38K - $2.97K
|
3
$118
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-150Closed |
$8.71K - $10.9K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Columbus Macro, LLC
|
SELL
|
- |
-11.2KClosed |
$647K - $808K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Grandview Asset Management LLC
|
SELL
|
- |
-19Closed |
$1.1K - $1.38K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-140Closed |
$8.13K - $10.1K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-500Closed |
$27.6K - $37.2K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-58Closed |
$3.2K - $4.31K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-2Closed |
$110 - $149
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-5.7KClosed |
$314K - $424K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-760Closed |
$41.9K - $56.5K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-2KClosed |
$110K - $149K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Simmons Bank
|
SELL
|
- |
-20.7KClosed |
$1.14M - $1.54M
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
200New |
$11K - $14.9K
|
200
$7.87K
|
|
|
Apr 26, 2021
Q1 2021
|
Mc Adam, LLC
|
SELL
|
- |
-5.67KClosed |
$313K - $421K
|
0
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Quattro Financial Advisors LLC
|
BUY
|
- |
10KNew |
$552K - $743K
|
10K
$394K
|
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-450- 77.32% |
$24.8K - $33.4K
|
132
$5.2K
|
|
|
Apr 13, 2021
Q1 2021
|
E Fund Management (Hong Kong) Co., Ltd.
|
SELL
|
- |
-5.03KClosed |
$277K - $374K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-405Closed |
$16.2K - $25.2K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Resources Management Corp
West Hartford, CT |
BUY
|
- |
200New |
$8.01K - $12.5K
|
200
$7.87K
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-13Closed |
$521 - $810
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-200Closed |
$8.01K - $12.5K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-9.46KClosed |
$379K - $590K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
1KNew |
$40.1K - $62.3K
|
1K
$39.4K
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-491Closed |
$19.7K - $30.6K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-12Closed |
$382 - $490
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-25.1KClosed |
$801K - $1.03M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-150- 2.79% |
$3.05K - $4.91K
|
5.23K
$206K
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-112Closed |
$2.28K - $3.67K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-520Closed |
$10.6K - $17K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 08, 2020
Q1 2020
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-600Closed |
$10.9K - $20.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 14, 2020
Q4 2019
|
Belmont Capital, LLC
|
BUY
|
- |
33New |
$776 - $913
|
33
$1.3K
|
|
| Q3 2019 | |||||||
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-20Closed |
$485 - $504
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Proffitt & Goodson Inc
|
SELL
|
- |
-95Closed |
$2.3K - $2.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-7.89KClosed |
N/A
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-31.9KClosed |
N/A
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
N/A
|
0
$0
|
|
| Q1 2019 | |||||||
|
Sep 02, 2021
Q1 2019
|
Cwm, LLC
|
BUY
|
CALL |
500New |
N/A
|
500
$19.7K
|
|
|
May 14, 2019
Q1 2019
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-10.8KClosed |
N/A
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Patten Group, Inc.
|
SELL
|
- |
-9Closed |
N/A
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Karp Capital Management Corp
|
SELL
|
- |
-500Closed |
N/A
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
1+ 6.67% |
N/A
|
16
$630
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Natixis
Paris, I0 |
SELL
|
- |
-6.51KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-892Closed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-100Closed |
N/A
|
0
$0
|
|