Purchases and Sales Made in Q3 2023 in Global X Fds Global X Lithium (LIT)
This table provides information about the institutional ownership of Global X Fds Global X Lithium (LIT) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS GLOBAL X LITHIUM .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-3.52K- 33.08% |
$189K - $242K
|
7.12K
$318K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.55K- 7.69% |
$191K - $244K
|
42.6K
$1.9M
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-3.67KClosed |
$197K - $253K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.96K- 14.36% |
$213K - $273K
|
23.6K
$1.05M
|
|
|
Oct 19, 2023
Q3 2023
|
Simplicity Wealth,Llc
|
SELL
|
- |
-4.55K- 34.42% |
$245K - $313K
|
8.67K
$387K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.81K- 29.7% |
$258K - $331K
|
11.4K
$508K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-4.85K- 23.69% |
$260K - $334K
|
15.6K
$697K
|
|
|
Oct 30, 2023
Q3 2023
|
Money Design Co.,Ltd.
|
SELL
|
- |
-5.08K- 5.35% |
$273K - $349K
|
89.8K
$4.01M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-5.2K- 33.19% |
$279K - $358K
|
10.5K
$467K
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-7.42K- 89.82% |
$399K - $511K
|
841
$37.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9.45K- 9.09% |
$508K - $650K
|
94.5K
$4.22M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-9.67K- 33.02% |
$520K - $666K
|
19.6K
$876K
|
|
|
Oct 12, 2023
Q3 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-9.83K- 72.12% |
$528K - $677K
|
3.8K
$170K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.7K- 2.99% |
$629K - $806K
|
380K
$17M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.8K- 13.48% |
$634K - $812K
|
75.7K
$3.38M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.2K- 45.12% |
$712K - $912K
|
16.1K
$719K
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-14.4K- 78.01% |
$776K - $995K
|
4.07K
$182K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.7K- 4.41% |
$843K - $1.08M
|
340K
$15.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15.9K- 31.02% |
$856K - $1.1M
|
35.4K
$1.58M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-18.6K- 24.4% |
$998K - $1.28M
|
57.5K
$2.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-20.5K- 2.08% |
$1.1M - $1.41M
|
962K
$43M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.8K- 35.24% |
$1.12M - $1.43M
|
38.3K
$1.71M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-25.6K- 13.06% |
$1.37M - $1.76M
|
170K
$7.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-26K- 6.28% |
$1.4M - $1.79M
|
388K
$17.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-31K- 30.58% |
$1.67M - $2.13M
|
70.3K
$3.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-32K- 45.6% |
$1.72M - $2.2M
|
38.2K
$1.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-32.2K- 63.74% |
$1.73M - $2.21M
|
18.3K
$816K
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-34.2K- 8.93% |
$1.84M - $2.35M
|
348K
$15.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-51.8K- 91.65% |
$2.79M - $3.57M
|
4.72K
$211K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-56.1K- 99.82% |
$3.01M - $3.86M
|
100
$4.47K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-69.2K- 7.56% |
$3.72M - $4.76M
|
847K
$37.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-93.9K- 47.22% |
$5.05M - $6.47M
|
105K
$4.69M
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-281K- 55.53% |
$15.1M - $19.4M
|
225K
$10.1M
|