Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-131Closed |
$17.6K - $20.5K
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
14+ 8.38% |
$1.88K - $2.19K
|
181
$60.6K
|
|
| Q1 2021 | |||||||
|
May 21, 2021
Q1 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-44Closed |
$4.54K - $6.44K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Peddock Capital Advisors, LLC
|
SELL
|
- |
-122Closed |
$12.6K - $17.8K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-2.75KClosed |
$283K - $402K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-9Closed |
$928 - $1.32K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Gables Capital Management Inc.
|
BUY
|
- |
88+ 28.21% |
$9.07K - $12.9K
|
400
$134K
|
|
|
May 12, 2021
Q1 2021
|
Premier Asset Management LLC
Chicago, IL |
SELL
|
- |
-9.51KClosed |
$980K - $1.39M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-6KClosed |
$619K - $878K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Prescott Group Capital Management, L.L.C.
Tulsa, OK |
BUY
|
- |
4K+ 133.33% |
$412K - $585K
|
7K
$2.34M
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-17Closed |
$1.75K - $2.49K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-17.5KClosed |
$1.81M - $2.57M
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-70Closed |
$7.22K - $10.2K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-5Closed |
$516 - $731
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-1.28KClosed |
$132K - $187K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-85Closed |
$8.76K - $12.4K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-78Closed |
$8.04K - $11.4K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-7Closed |
$722 - $1.02K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-500Closed |
$51.6K - $73.1K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-12Closed |
$914 - $1.25K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Mangrove Partners
New York, NY |
SELL
|
- |
-66.9KClosed |
$5.09M - $6.97M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Parian Global Management LP
Pound Ridge, NY |
BUY
|
- |
130KNew |
$9.9M - $13.6M
|
130K
$43.5M
|
|
|
Feb 16, 2021
Q4 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-15.8KClosed |
$1.2M - $1.65M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
New Mountain Vantage Advisers, L.L.C.
New York, NY |
SELL
|
- |
-117KClosed |
$8.94M - $12.2M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10Closed |
$762 - $1.04K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-220Closed |
$16.8K - $22.9K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-2.97KClosed |
$226K - $310K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-300Closed |
$22.8K - $31.3K
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Provident Wealth Management, LLC
|
SELL
|
- |
-40Closed |
$3.05K - $4.17K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Mar 12, 2021
Q3 2020
|
Crestone Asset Management LLC
|
SELL
|
- |
-3.8KClosed |
$282K - $323K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Maltese Capital Management LLC
New York, NY |
SELL
|
- |
-28.1KClosed |
$2.08M - $2.39M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
SELL
|
- |
-77.2KClosed |
$5.72M - $6.57M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-3.24KClosed |
$240K - $276K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-47Closed |
$3.48K - $4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Ovata Capital Management LTD
|
SELL
|
- |
-360Closed |
$26.7K - $30.6K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-118Closed |
$8.75K - $10K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-3.03KClosed |
$225K - $258K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-3.86KClosed |
$286K - $328K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-5.11KClosed |
$379K - $435K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Bank Of The West
|
SELL
|
- |
-6KClosed |
$445K - $511K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Twin Capital Management Inc
|
SELL
|
- |
-29.2KClosed |
$2.17M - $2.49M
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Campbell Wealth Management
|
SELL
|
- |
-206Closed |
$15.3K - $17.5K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-3.65KClosed |
$271K - $311K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.88K- 98.79% |
$91.2K - $160K
|
23
$7.7K
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-47Closed |
$2.29K - $4.02K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-14Closed |
$681 - $1.2K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-8KClosed |
$389K - $684K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-28Closed |
$1.36K - $2.4K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Origin Asset Management LLP
London, X0 |
SELL
|
- |
-35.5KClosed |
$1.73M - $3.04M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-27.7KClosed |
$1.35M - $2.37M
|
0
$0
|
|