Purchases and Sales Made in Q3 2023 in Lpl Financial Holdings Inc. (LPLA)
This table provides information about the institutional ownership of Lpl Financial Holdings Inc. (LPLA) during Q3 2023. The information is specifically focused on institutions that hold shares of LPL Financial Holdings Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
SELL
|
- |
-65- 3.12% |
$14.2K - $16.1K
|
2.02K
$677K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-67- 38.73% |
$14.6K - $16.6K
|
106
$35.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-69- 2.46% |
$15.1K - $17.1K
|
2.73K
$918K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-86- 2.95% |
$18.8K - $21.3K
|
2.83K
$950K
|
|
|
Nov 13, 2023
Q3 2023
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-94- 6.48% |
$20.5K - $23.3K
|
1.36K
$455K
|
|
|
Nov 08, 2023
Q3 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-99- 2.3% |
$21.6K - $24.5K
|
4.21K
$1.41M
|
|
|
Oct 10, 2023
Q3 2023
|
Hutchens & Kramer Investment Management Group, LLC
Carmel, IN |
SELL
|
- |
-99- 9.78% |
$21.6K - $24.5K
|
913
$307K
|
|
|
Nov 22, 2023
Q3 2023
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-100- 1.03% |
$21.8K - $24.8K
|
9.65K
$3.24M
|
|
|
Nov 13, 2023
Q3 2023
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-106- 8.98% |
$23.2K - $26.2K
|
1.08K
$361K
|
|
|
Oct 25, 2023
Q3 2023
|
New York State Teachers Retirement System
|
SELL
|
- |
-112- 1.58% |
$24.5K - $27.7K
|
6.99K
$2.35M
|
|
|
Nov 02, 2023
Q3 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-113- 11.18% |
$24.7K - $28K
|
898
$302K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-132- 0.68% |
$28.8K - $32.7K
|
19.4K
$6.52M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-132- 0.8% |
$28.8K - $32.7K
|
16.3K
$5.47M
|
|
|
Oct 04, 2023
Q3 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-140- 4.17% |
$30.6K - $34.7K
|
3.22K
$1.08M
|
|
|
Oct 11, 2023
Q3 2023
|
Sterling Group Wealth Management, LLC
Pasadena, CA |
SELL
|
- |
-140- 2.0% |
$30.6K - $34.7K
|
6.85K
$2.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-144- 9.21% |
$31.5K - $35.6K
|
1.42K
$477K
|
|
|
Nov 13, 2023
Q3 2023
|
Future Fund LLC
Chicago, IL |
SELL
|
- |
-155- 9.63% |
$33.9K - $38.4K
|
1.45K
$488K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-164- 8.45% |
$35.8K - $40.6K
|
1.78K
$597K
|
|
|
Nov 07, 2023
Q3 2023
|
First County Bank /Ct/
Stamford, CT |
SELL
|
- |
-165- 10.25% |
$36.1K - $40.8K
|
1.44K
$485K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-165- 14.97% |
$36.1K - $40.8K
|
937
$315K
|
|
|
Oct 19, 2023
Q3 2023
|
Hms Capital Management, LLC
|
SELL
|
- |
-171- 14.12% |
$37.4K - $42.3K
|
1.04K
$349K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-176- 36.44% |
$38.5K - $43.6K
|
307
$103K
|
|
|
Nov 13, 2023
Q3 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-210- 3.17% |
$45.9K - $52K
|
6.41K
$2.15M
|
|
|
Oct 13, 2023
Q3 2023
|
Foster Victor Wealth Advisors, LLC
|
SELL
|
- |
-216- 0.51% |
$47.2K - $53.5K
|
42.4K
$14.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-216- 5.37% |
$47.2K - $53.5K
|
3.81K
$1.28M
|
|
|
Nov 09, 2023
Q3 2023
|
Richard Pzena
Pzena Investment Management LLC
|
SELL
|
- |
-218- 14.58% |
$47.6K - $54K
|
1.28K
$429K
|
|
|
Nov 13, 2023
Q3 2023
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-218- 6.08% |
$47.6K - $54K
|
3.37K
$1.13M
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-234- 0.78% |
$51.1K - $57.9K
|
29.7K
$9.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-234- 2.31% |
$51.1K - $57.9K
|
9.9K
$3.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-241- 12.31% |
$52.7K - $59.7K
|
1.72K
$576K
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-244- 7.62% |
$53.3K - $60.4K
|
2.96K
$994K
|
|
|
Nov 14, 2023
Q3 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-267- 6.53% |
$58.3K - $66.1K
|
3.82K
$1.28M
|
|
|
Nov 06, 2023
Q3 2023
|
Arizona State Retirement System
|
SELL
|
- |
-268- 1.25% |
$58.6K - $66.3K
|
21.2K
$7.12M
|
|
|
Nov 14, 2023
Q3 2023
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-278- 51.39% |
$60.7K - $68.8K
|
263
$88.3K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-283- 6.28% |
$61.8K - $70K
|
4.22K
$1.42M
|
|
|
Oct 27, 2023
Q3 2023
|
State Of Michigan Retirement System
|
SELL
|
- |
-300- 17.65% |
$65.5K - $74.3K
|
1.4K
$470K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-304- 14.25% |
$66.4K - $75.2K
|
1.83K
$615K
|
|
|
Oct 10, 2023
Q3 2023
|
Lvw Advisors, LLC
|
SELL
|
- |
-338- 9.65% |
$73.8K - $83.7K
|
3.16K
$1.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-406- 8.88% |
$88.7K - $100K
|
4.17K
$1.4M
|
|
|
Oct 26, 2023
Q3 2023
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-410- 4.88% |
$89.6K - $101K
|
7.99K
$2.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-412- 0.21% |
$90K - $102K
|
195K
$65.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-421- 9.73% |
$92K - $104K
|
3.91K
$1.31M
|
|
|
Nov 02, 2023
Q3 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-429- 8.55% |
$93.7K - $106K
|
4.59K
$1.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-451- 5.66% |
$98.5K - $112K
|
7.52K
$2.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-509- 3.99% |
$111K - $126K
|
12.3K
$4.12M
|
|
|
Oct 26, 2023
Q3 2023
|
Ifm Investors Pty LTD
|
SELL
|
- |
-536- 3.27% |
$117K - $133K
|
15.8K
$5.32M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-540- 11.35% |
$118K - $134K
|
4.22K
$1.42M
|
|
|
Oct 31, 2023
Q3 2023
|
James Investment Research Inc
|
SELL
|
- |
-561- 2.74% |
$123K - $139K
|
19.9K
$6.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Lighthouse Investment Partners, LLC
Palm Beach Gardens, FL |
SELL
|
- |
-570- 39.75% |
$125K - $141K
|
864
$290K
|
|
|
Apr 29, 2024
Q3 2023
|
Oversea Chinese Banking Corp LTD
Great Eastern Centre, U0 |
SELL
|
- |
-655- 19.25% |
$143K - $162K
|
2.75K
$923K
|