Insider Transactions in Q1 2021 at Lpl Financial Holdings Inc. (LPLA)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 30
2021
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Mar 30
2021
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.02%
|
-
|
|
Mar 30
2021
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
24
+0.07%
|
-
|
|
Mar 30
2021
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
4
+0.06%
|
-
|
|
Mar 30
2021
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
17
+0.01%
|
-
|
|
Mar 30
2021
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
33
+0.03%
|
-
|
|
Mar 30
2021
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
10
+0.07%
|
-
|
|
Mar 08
2021
|
Richard Steinmeier Managing Director |
SELL
Open market or private sale
|
Direct |
1,406
-5.78%
|
$191,216
$136.67 P/Share
|
|
Mar 01
2021
|
Matthew Enyedi Managing Director |
SELL
Open market or private sale
|
Direct |
476
-8.37%
|
$64,736
$136.41 P/Share
|
|
Feb 26
2021
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
2,558
-1.24%
|
$332,540
$130.23 P/Share
|
|
Feb 26
2021
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
1,512
-2.25%
|
$196,560
$130.89 P/Share
|
|
Feb 26
2021
|
John Andrew Kalbaugh Managing Director |
SELL
Open market or private sale
|
Direct |
926
-3.25%
|
$120,380
$130.23 P/Share
|
|
Feb 26
2021
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
943
-3.72%
|
$122,590
$130.23 P/Share
|
|
Feb 26
2021
|
Scott Seese Managing Director |
SELL
Open market or private sale
|
Direct |
907
-3.42%
|
$117,910
$130.23 P/Share
|
|
Feb 26
2021
|
Dayton Semerjian Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,863
-12.44%
|
$244,053
$131.54 P/Share
|
|
Feb 25
2021
|
Dan H. Arnold President & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
14,743
+6.66%
|
-
|
|
Feb 25
2021
|
Dan H. Arnold President & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,291
-1.18%
|
$302,412
$132.1 P/Share
|
|
Feb 25
2021
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Grant, award, or other acquisition
|
Direct |
3,767
+21.32%
|
-
|
|
Feb 25
2021
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Payment of exercise price or tax liability
|
Direct |
1,488
-12.8%
|
$196,416
$132.1 P/Share
|
|
Feb 25
2021
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Bona fide gift
|
Direct |
1,500
-11.43%
|
-
|
|
Feb 25
2021
|
Matthew Enyedi Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,965
+25.68%
|
-
|
|
Feb 25
2021
|
Matthew Enyedi Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
388
-9.44%
|
$51,216
$132.1 P/Share
|
|
Feb 25
2021
|
Edward Fandrey Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
28,175
+48.29%
|
-
|
|
Feb 25
2021
|
John Andrew Kalbaugh Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
4,914
+14.73%
|
-
|
|
Feb 25
2021
|
John Andrew Kalbaugh Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
3,008
-11.33%
|
$397,056
$132.1 P/Share
|
|
Feb 25
2021
|
Sallie R. Larsen Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,031
+10.07%
|
-
|
|
Feb 25
2021
|
Sallie R. Larsen Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
591
-3.54%
|
$78,012
$132.1 P/Share
|
|
Feb 25
2021
|
Michelle Oroschakoff Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,539
+9.11%
|
-
|
|
Feb 25
2021
|
Michelle Oroschakoff Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
929
-3.92%
|
$122,628
$132.1 P/Share
|
|
Feb 25
2021
|
Scott Seese Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,948
+10.01%
|
-
|
|
Feb 25
2021
|
Scott Seese Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
1,307
-5.26%
|
$172,524
$132.1 P/Share
|
|
Feb 25
2021
|
Dayton Semerjian Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,866
+16.07%
|
-
|
|
Feb 25
2021
|
Dayton Semerjian Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
453
-3.61%
|
$59,796
$132.1 P/Share
|
|
Feb 25
2021
|
Brent Simonich Principal Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
2,027
+33.99%
|
-
|
|
Feb 25
2021
|
Richard Steinmeier Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
4,259
+14.91%
|
-
|
|
Feb 25
2021
|
Richard Steinmeier Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
788
-3.78%
|
$104,016
$132.1 P/Share
|
|
Feb 25
2021
|
George Burton White Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,457
+6.09%
|
-
|
|
Feb 25
2021
|
George Burton White Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
915
-2.52%
|
$120,780
$132.1 P/Share
|
|
Feb 24
2021
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
25,294
-3.0%
|
$3,414,690
$135.92 P/Share
|
|
Feb 24
2021
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
8,847
-40.26%
|
$1,185,498
$134.94 P/Share
|
|
Feb 24
2021
|
John Andrew Kalbaugh Managing Director |
SELL
Open market or private sale
|
Direct |
4,669
-14.96%
|
$625,646
$134.94 P/Share
|
|
Feb 24
2021
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
4,489
-21.19%
|
$601,526
$134.94 P/Share
|
|
Feb 24
2021
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
513
-2.12%
|
$68,742
$134.94 P/Share
|
|
Feb 24
2021
|
Scott Seese Managing Director |
SELL
Open market or private sale
|
Direct |
4,661
-15.79%
|
$624,574
$134.94 P/Share
|
|
Feb 23
2021
|
Dan H. Arnold President & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
24,876
-10.18%
|
$3,358,260
$135.41 P/Share
|
|
Feb 23
2021
|
Dan H. Arnold President & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
50,170
+17.04%
|
-
|
|
Feb 23
2021
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Payment of exercise price or tax liability
|
Direct |
6,544
-22.95%
|
$883,440
$135.41 P/Share
|
|
Feb 23
2021
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Grant, award, or other acquisition
|
Direct |
13,682
+32.42%
|
-
|
|
Feb 23
2021
|
Matthew Enyedi Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
134
-3.16%
|
$18,090
$135.41 P/Share
|
|
Feb 23
2021
|
John Andrew Kalbaugh Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
3,810
-10.88%
|
$514,350
$135.41 P/Share
|