Insider Transactions in Q1 2023 at Lpl Financial Holdings Inc. (LPLA)
Insider Transaction List (Q1 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 28
2023
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
31
+0.04%
|
-
|
|
Mar 28
2023
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
12
+0.06%
|
-
|
|
Mar 28
2023
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
17
+0.01%
|
-
|
|
Mar 28
2023
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
9
+0.02%
|
-
|
|
Mar 28
2023
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
24
+0.06%
|
-
|
|
Mar 28
2023
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
6
+0.03%
|
-
|
|
Mar 28
2023
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
8
+0.03%
|
-
|
|
Mar 13
2023
|
Richard P Schifter Director |
SELL
Other acquisition or disposition
|
Direct |
11,588
-22.13%
|
-
|
|
Feb 27
2023
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
4,439
-14.98%
|
$1,100,872
$248.13 P/Share
|
|
Feb 27
2023
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
4,809
-5.91%
|
$1,183,014
$246.11 P/Share
|
|
Feb 27
2023
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
7,111
-13.68%
|
$1,749,306
$246.12 P/Share
|
|
Feb 27
2023
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
38,444
-5.29%
|
$9,457,224
$246.17 P/Share
|
|
Feb 25
2023
|
Kabir Sethi Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
1,476
+9.8%
|
-
|
|
Feb 25
2023
|
Brent Simonich Principal Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,086
+13.82%
|
-
|
|
Feb 25
2023
|
Brent Simonich Principal Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
355
-5.88%
|
$87,685
$247.3 P/Share
|
|
Feb 25
2023
|
Richard Steinmeier Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
14,252
+16.93%
|
-
|
|
Feb 25
2023
|
Richard Steinmeier Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
7,379
-22.54%
|
$1,822,613
$247.3 P/Share
|
|
Feb 25
2023
|
Sallie R. Larsen Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
9,361
+12.87%
|
-
|
|
Feb 25
2023
|
Sallie R. Larsen Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
4,281
-13.64%
|
$1,057,407
$247.3 P/Share
|
|
Feb 25
2023
|
Michelle Oroschakoff Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
10,520
+13.25%
|
-
|
|
Feb 25
2023
|
Michelle Oroschakoff Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
5,186
-15.96%
|
$1,280,942
$247.3 P/Share
|
|
Feb 25
2023
|
Dayton Semerjian Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
6,323
-24.85%
|
$1,561,781
$247.3 P/Share
|
|
Feb 25
2023
|
Dayton Semerjian Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
11,068
+30.32%
|
-
|
|
Feb 25
2023
|
Aneri Jambusaria Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
776
+14.36%
|
-
|
|
Feb 25
2023
|
Aneri Jambusaria Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
276
-6.69%
|
$68,172
$247.3 P/Share
|
|
Feb 25
2023
|
Greg Gates Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
5,938
+10.29%
|
-
|
|
Feb 25
2023
|
Greg Gates Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
2,540
-9.94%
|
$627,380
$247.3 P/Share
|
|
Feb 25
2023
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Grant, award, or other acquisition
|
Direct |
15,876
+21.37%
|
-
|
|
Feb 25
2023
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Payment of exercise price or tax liability
|
Direct |
8,788
-32.83%
|
$2,170,636
$247.3 P/Share
|
|
Feb 25
2023
|
Matthew Enyedi Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
7,805
+23.74%
|
-
|
|
Feb 25
2023
|
Matthew Enyedi Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
3,477
-29.04%
|
$858,819
$247.3 P/Share
|
|
Feb 25
2023
|
Dan H. Arnold President & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
79,534
+14.58%
|
-
|
|
Feb 25
2023
|
Dan H. Arnold President & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
39,519
-17.87%
|
$9,761,193
$247.3 P/Share
|
|
Feb 17
2023
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
9,783
-8.09%
|
$2,426,184
$248.76 P/Share
|
|
Feb 16
2023
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
7,990
-19.44%
|
$1,981,520
$248.19 P/Share
|
|
Feb 13
2023
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
20,519
-17.67%
|
$4,945,079
$241.66 P/Share
|
|
Feb 13
2023
|
Sallie R. Larsen Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
20,519
+31.28%
|
$636,089
$31.6 P/Share
|
|
Feb 06
2023
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
20,810
-10.65%
|
$4,952,780
$238.69 P/Share
|
|
Feb 06
2023
|
Matthew J Audette CFO and Head of Business Ops |
BUY
Exercise of conversion of derivative security
|
Direct |
20,810
+38.33%
|
$395,390
$19.85 P/Share
|
|
Feb 01
2023
|
Albert J Ko Director |
BUY
Grant, award, or other acquisition
|
Direct |
173
+50.0%
|
-
|