Insider Transactions in Q4 2020 at Lpl Financial Holdings Inc. (LPLA)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 11
2020
|
John Andrew Kalbaugh Managing Director |
SELL
Bona fide gift
|
Direct |
3,048
-8.46%
|
-
|
|
Dec 03
2020
|
George Burton White Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
860
+2.67%
|
$29,240
$34.61 P/Share
|
|
Nov 30
2020
|
Edward C Bernard Director |
BUY
Grant, award, or other acquisition
|
Direct |
10
+0.05%
|
-
|
|
Nov 30
2020
|
Paulett Eberhart Director |
BUY
Grant, award, or other acquisition
|
Direct |
14
+0.03%
|
-
|
|
Nov 30
2020
|
William Francis Glavin Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
41
+0.12%
|
-
|
|
Nov 30
2020
|
Allison Mnookin Director |
BUY
Grant, award, or other acquisition
|
Direct |
7
+0.1%
|
-
|
|
Nov 30
2020
|
James S Putnam Director |
BUY
Grant, award, or other acquisition
|
Direct |
29
+0.02%
|
-
|
|
Nov 30
2020
|
Richard P Schifter Director |
BUY
Grant, award, or other acquisition
|
Direct |
56
+0.06%
|
-
|
|
Nov 30
2020
|
Corey E. Thomas Director |
BUY
Grant, award, or other acquisition
|
Direct |
17
+0.11%
|
-
|
|
Nov 24
2020
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
5,225
-23.04%
|
$496,375
$95.0 P/Share
|
|
Nov 24
2020
|
Sallie R. Larsen Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
5,225
+18.72%
|
$161,975
$31.61 P/Share
|
|
Nov 16
2020
|
Sallie R. Larsen Managing Director |
SELL
Open market or private sale
|
Direct |
6,300
-26.52%
|
$573,300
$91.22 P/Share
|
|
Nov 12
2020
|
Michelle Oroschakoff Managing Director |
SELL
Open market or private sale
|
Direct |
4,000
-16.77%
|
$344,000
$86.79 P/Share
|
|
Nov 12
2020
|
Michelle Oroschakoff Managing Director |
BUY
Exercise of conversion of derivative security
|
Direct |
4,000
+14.36%
|
$216,000
$54.81 P/Share
|
|
Nov 09
2020
|
Dan H. Arnold President & CEO |
SELL
Open market or private sale
|
Direct |
12,892
-5.73%
|
$1,095,820
$85.0 P/Share
|
|
Nov 09
2020
|
Dan H. Arnold President & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
12,892
+2.77%
|
$644,600
$50.18 P/Share
|
|
Nov 09
2020
|
Matthew J Audette CFO and Head of Business Ops |
SELL
Open market or private sale
|
Direct |
12,500
-9.38%
|
$1,087,500
$87.18 P/Share
|
|
Nov 09
2020
|
Richard Steinmeier Managing Director |
SELL
Open market or private sale
|
Direct |
3,984
-16.05%
|
$342,624
$86.0 P/Share
|