The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADMA Biologics, Inc. | common | 000899104 | 19,909,650 | 6,015,000 | SH | SOLE | 6,015,000 | 0 | 0 | |||
Accelerate Diagnostics, Inc. | common | 00430H102 | 280,661 | 400,944 | SH | SOLE | 400,944 | 0 | 0 | |||
Aehr Test Systems | common | 00760J108 | 41,216,677 | 1,328,713 | SH | SOLE | 1,328,713 | 0 | 0 | |||
Aerovironment, Inc. | common | 008073108 | 3,685,465 | 40,208 | SH | SOLE | 40,208 | 0 | 0 | |||
AirSculpt Technologies, Inc. | common | 009496100 | 2,547,796 | 505,515 | SH | SOLE | 505,515 | 0 | 0 | |||
Akoustis Technologies, Inc. | common | 00973N102 | 1,201,200 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | |||
American Public Education, Inc | common | 02913V103 | 1,084,379 | 200,070 | SH | SOLE | 200,070 | 0 | 0 | |||
American Superconductor Corp | common | 030111207 | 12,453,150 | 2,536,283 | SH | SOLE | 2,536,283 | 0 | 0 | |||
Apollo Endosurgery, Inc. | common | 03767D108 | 4,828,669 | 486,761 | SH | SOLE | 486,761 | 0 | 0 | |||
AppHarvest, Inc. | common | 03783T103 | 2,523,667 | 4,121,619 | SH | SOLE | 4,121,619 | 0 | 0 | |||
Applied DNA Sciences, Inc. | common | 03815U300 | 849,511 | 751,780 | SH | SOLE | 751,780 | 0 | 0 | |||
Aspen Aerogels, Inc. | common | 04523Y105 | 12,075,377 | 1,620,856 | SH | SOLE | 1,620,856 | 0 | 0 | |||
Atomera Incorporated | common | 04965B100 | 1,127,707 | 177,034 | SH | SOLE | 177,034 | 0 | 0 | |||
Aurinia Pharmaceuticals Inc. | common | 05156V102 | 805,560 | 73,500 | SH | SOLE | 73,500 | 0 | 0 | |||
Avid Bioservices, Inc. | common | 05368M106 | 18,437,816 | 982,826 | SH | SOLE | 982,826 | 0 | 0 | |||
Backblaze, Inc. | common | 05637B105 | 5,513,353 | 1,091,753 | SH | SOLE | 1,091,753 | 0 | 0 | |||
Bellus Health, Inc. (Canada) | common | 07987C204 | 2,736,000 | 380,000 | SH | SOLE | 380,000 | 0 | 0 | |||
BioLife Solutions, Inc. | common | 09062W204 | 1,087,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
Biolase, Inc. | common | 090911405 | 545,126 | 1,938,571 | SH | SOLE | 1,938,571 | 0 | 0 | |||
Bitfarms, Ltd. (Canada) - U.S. | common | 09173B107 | 187,199 | 192,989 | SH | SOLE | 192,989 | 0 | 0 | |||
BlackSky Technology, Inc. (Res | common | 09263B108 | 3,092,095 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | |||
CEVA, Inc. | common | 157210105 | 13,060,313 | 429,192 | SH | SOLE | 429,192 | 0 | 0 | |||
Century Casinos, Inc. | common | 156492100 | 12,050,791 | 1,644,037 | SH | SOLE | 1,644,037 | 0 | 0 | |||
Citi Trends, Inc. | common | 17306X102 | 3,182,579 | 167,328 | SH | SOLE | 167,328 | 0 | 0 | |||
DHI Group, Inc. | common | 23331S100 | 2,254,280 | 581,000 | SH | SOLE | 581,000 | 0 | 0 | |||
DZS, Inc. | common | 268211109 | 8,699,119 | 1,102,550 | SH | SOLE | 1,102,550 | 0 | 0 | |||
Destination XL Group, Inc. | common | 25065K104 | 51,790,126 | 9,399,297 | SH | SOLE | 9,399,297 | 0 | 0 | |||
DoubleDown Interactive Co Ltd | common | 25862B109 | 217,624 | 27,203 | SH | SOLE | 27,203 | 0 | 0 | |||
EMCORE Corporation (F4) | common | 290846203 | 7,520,986 | 6,539,988 | SH | SOLE | 6,539,988 | 0 | 0 | |||
Eco Wave Power Global AB (Swe | common | 27900N103 | 478,299 | 170,821 | SH | SOLE | 170,821 | 0 | 0 | |||
Edgio, Inc. | common | 53261M104 | 736,304 | 930,735 | SH | SOLE | 930,735 | 0 | 0 | |||
ElectroCore, Inc. | common | 28531P202 | 2,473,146 | 449,663 | SH | SOLE | 449,663 | 0 | 0 | |||
Enthusiast Gaming Holdings, In | common | 29385B109 | 530,986 | 897,100 | SH | SOLE | 897,100 | 0 | 0 | |||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 610,903 | 158,676 | SH | SOLE | 158,676 | 0 | 0 | |||
Everspin Technology, Inc. | common | 30041T104 | 13,662,501 | 2,006,241 | SH | SOLE | 2,006,241 | 0 | 0 | |||
Fennec Pharmaceuticals, Inc. | common | 31447P100 | 396,032 | 47,600 | SH | SOLE | 47,600 | 0 | 0 | |||
Franchise Group, Inc. | common | 35180X105 | 3,204,464 | 117,595 | SH | SOLE | 117,595 | 0 | 0 | |||
G Medical Innovations Holdings | common | G39946214 | 910,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | |||
Gaia, Inc. | common | 36269P104 | 2,435,869 | 879,375 | SH | SOLE | 879,375 | 0 | 0 | |||
Gambling.com Group Ltd. | common | 63R239101 | 10,277,304 | 1,037,064 | SH | SOLE | 1,037,064 | 0 | 0 | |||
Gee Group, Inc. | common | 36165A102 | 948,355 | 2,285,192 | SH | SOLE | 2,285,192 | 0 | 0 | |||
Genasys, Inc. (F4) | common | 36872P103 | 12,831,155 | 4,349,544 | SH | SOLE | 4,349,544 | 0 | 0 | |||
INVO Bioscience, Inc. | common | 44984F302 | 398,647 | 623,860 | SH | SOLE | 623,860 | 0 | 0 | |||
Ideal Power, Inc. | common | 451622203 | 1,706,286 | 163,281 | SH | SOLE | 163,281 | 0 | 0 | |||
Impinj, Inc. | common | 453204109 | 46,038,041 | 339,714 | SH | SOLE | 339,714 | 0 | 0 | |||
Infusystem Holdings, Inc. | common | 45685K102 | 15,500,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | |||
Karat Packaging, Inc. | common | 48563L101 | 1,004,535 | 75,359 | SH | SOLE | 75,359 | 0 | 0 | |||
Kopin Corporation | common | 500600101 | 9,031,875 | 8,286,124 | SH | SOLE | 8,286,124 | 0 | 0 | |||
Lantronix, Inc. | common | 516548203 | 3,306,789 | 761,933 | SH | SOLE | 761,933 | 0 | 0 | |||
LeMaitre Vascular, Inc. | common | 525558201 | 11,838,100 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | |||
Legacy Housing Corp. | common | 52472M101 | 1,862,815 | 81,846 | SH | SOLE | 81,846 | 0 | 0 | |||
Leonardo DRS, Inc. | common | 52661A108 | 11,104,758 | 856,188 | SH | SOLE | 856,188 | 0 | 0 | |||
LightPath Technologies, Inc. - | common | 532257805 | 2,573,250 | 1,825,000 | SH | SOLE | 1,825,000 | 0 | 0 | |||
LiqTech International, Inc. | common | 53632A102 | 1,141,923 | 2,430,141 | SH | SOLE | 2,430,141 | 0 | 0 | |||
LivePerson, Inc. | common | 538146101 | 5,330,887 | 1,208,818 | SH | SOLE | 1,208,818 | 0 | 0 | |||
LiveVox Holdings, Inc. | common | 538384009 | 85,136 | 27,552 | SH | SOLE | 27,552 | 0 | 0 | |||
Lovesac Company, The | common | 54738L109 | 13,065,574 | 452,096 | SH | SOLE | 452,096 | 0 | 0 | |||
Lulu's Fashion Lounge Holdings | common | 55003A108 | 357,552 | 150,232 | SH | SOLE | 150,232 | 0 | 0 | |||
MaxCyte, Inc. | common | 5777K1061 | 2,475,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
MediWound Ltd. | common | M68830112 | 1,902,855 | 142,857 | SH | SOLE | 142,857 | 0 | 0 | |||
Medicenna Therapeutics Corp. | common | 192775965 | 650,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | |||
Minerva Surgical, Inc. | common | 60343F106 | 509,165 | 2,319,660 | SH | SOLE | 2,319,660 | 0 | 0 | |||
Mobilicom Limited (Australia) | common | 60742B102 | 601,585 | 426,656 | SH | SOLE | 426,656 | 0 | 0 | |||
Movano, Inc. | common | 62459M107 | 1,985,572 | 1,614,286 | SH | SOLE | 1,614,286 | 0 | 0 | |||
Nano Dimension, Ltd. ADR (Isra | common | 63008G203 | 1,916,434 | 663,126 | SH | SOLE | 663,126 | 0 | 0 | |||
Natural Gas Services Group Inc | common | 63886Q109 | 7,930,792 | 769,233 | SH | SOLE | 769,233 | 0 | 0 | |||
NeoGames S.A. (Luxembourg) | common | L6673X107 | 3,442,800 | 226,500 | SH | SOLE | 226,500 | 0 | 0 | |||
NeuroOne Medical Technologies | common | 64130M100 | 885,499 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | |||
Noodles & Co. | common | 65540B105 | 3,208,003 | 661,444 | SH | SOLE | 661,444 | 0 | 0 | |||
Nuvation Bio, Inc. | common | 67080N101 | 2,531,500 | 1,525,000 | SH | SOLE | 1,525,000 | 0 | 0 | |||
OPKO Health, Inc. | common | 68375N103 | 1,460,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | |||
OncoCyte Corporation | common | 68235C107 | 2,400,369 | 6,773,051 | SH | SOLE | 6,773,051 | 0 | 0 | |||
OneWater Marine, Inc. - CL A | common | 68280L101 | 4,894,750 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | |||
Ooma, Inc. | common | 683416101 | 17,638,449 | 1,409,948 | SH | SOLE | 1,409,948 | 0 | 0 | |||
OptimizeRx Corporation | common | 68401U204 | 5,826,295 | 398,243 | SH | SOLE | 398,243 | 0 | 0 | |||
OrthoPediatrics Corporation | common | 68752L100 | 17,523,693 | 395,658 | SH | SOLE | 395,658 | 0 | 0 | |||
Orthofix Medical Inc. | common | 68752M108 | 7,685,285 | 458,823 | SH | SOLE | 458,823 | 0 | 0 | |||
Outbrain, Inc. | common | 69002R103 | 1,069,311 | 258,913 | SH | SOLE | 258,913 | 0 | 0 | |||
Pfsweb, Inc. | common | 717098206 | 6,466,000 | 1,525,000 | SH | SOLE | 1,525,000 | 0 | 0 | |||
PowerFleet, Inc. | common | 73931J109 | 5,419,249 | 1,579,956 | SH | SOLE | 1,579,956 | 0 | 0 | |||
Profire Energy, Inc. | common | 74316X101 | 2,585,045 | 2,084,714 | SH | SOLE | 2,084,714 | 0 | 0 | |||
PureTech Health PLC (Britain) | common | 999999999 | 3,688,512 | 1,350,014 | SH | SOLE | 1,350,014 | 0 | 0 | |||
PureTech Health PLC-ADR (Brita | common | 746237106 | 2,029,300 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | |||
Quantum Corp. | common | 747906501 | 672,196 | 584,518 | SH | SOLE | 584,518 | 0 | 0 | |||
QuickLogic Corporation | common | 74837P405 | 2,474,771 | 415,230 | SH | SOLE | 415,230 | 0 | 0 | |||
Quipt Home Medical Corp. | common | 74880P104 | 2,065,146 | 294,600 | SH | SOLE | 294,600 | 0 | 0 | |||
RADCOM, Ltd. (Israel) | common | M81865111 | 6,475,452 | 642,406 | SH | SOLE | 642,406 | 0 | 0 | |||
Repligen Corporation | common | 759916109 | 16,836,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
Reservoir Media, Inc. | common | 76119X105 | 3,976,509 | 609,894 | SH | SOLE | 609,894 | 0 | 0 | |||
Rocket Lab USA, Inc. | common | 773122106 | 816,080 | 202,000 | SH | SOLE | 202,000 | 0 | 0 | |||
SeqLL,Inc | common | 81734C106 | 203,161 | 507,903 | SH | SOLE | 507,903 | 0 | 0 | |||
Sequans Communications S.A. AD | common | 817323207 | 7,699,880 | 3,849,940 | SH | SOLE | 3,849,940 | 0 | 0 | |||
Shapeways Holdings, Inc. | common | 81947T102 | 799,626 | 2,329,913 | SH | SOLE | 2,329,913 | 0 | 0 | |||
Shotspotter, Inc. | common | 82536T107 | 4,224,462 | 107,438 | SH | SOLE | 107,438 | 0 | 0 | |||
Sigma Labs, Inc. | common | 826598500 | 307,025 | 697,785 | SH | SOLE | 697,785 | 0 | 0 | |||
Societal CDMO, Inc. | common | 75629F109 | 10,526,802 | 8,846,052 | SH | SOLE | 8,846,052 | 0 | 0 | |||
Spero Therapeutics, Inc. | common | 84833T103 | 1,885,580 | 1,300,400 | SH | SOLE | 1,300,400 | 0 | 0 | |||
Summit Therapeutics, Inc. | common | 86627T108 | 1,400,002 | 800,001 | SH | SOLE | 800,001 | 0 | 0 | |||
Synchronoss Technologies, Inc. | common | 87157B103 | 3,336,229 | 3,549,180 | SH | SOLE | 3,549,180 | 0 | 0 | |||
Tactile Systems Technology, In | common | 87357P100 | 6,568,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | |||
The Real Good Food Company, In | common | 75601G109 | 3,351,786 | 794,262 | SH | SOLE | 794,262 | 0 | 0 | |||
TravelCenters of America LLC | common | 89421B109 | 50,693,065 | 586,047 | SH | SOLE | 586,047 | 0 | 0 | |||
Turtle Beach Corporation | common | 900450206 | 6,347,219 | 633,455 | SH | SOLE | 633,455 | 0 | 0 | |||
Twin Vee PowerCats Co. | common | 90177C101 | 1,599,169 | 949,062 | SH | SOLE | 949,062 | 0 | 0 | |||
Ultra Clean Holdings, Inc. | common | 90385V107 | 3,952,274 | 119,188 | SH | SOLE | 119,188 | 0 | 0 | |||
Universal Technical Institute | common | 913915104 | 8,233,777 | 1,115,688 | SH | SOLE | 1,115,688 | 0 | 0 | |||
Usio,Inc. | common | 917313108 | 2,236,860 | 1,285,552 | SH | SOLE | 1,285,552 | 0 | 0 | |||
VIQ Solutions, Inc. (Canada) | common | 91825V400 | 624,834 | 1,709,531 | SH | SOLE | 1,709,531 | 0 | 0 | |||
Vicor Corporation | common | 925815102 | 5,320,931 | 113,356 | SH | SOLE | 113,356 | 0 | 0 | |||
Viemed Healthcare, Inc. (Canad | common | 92663R105 | 8,266,659 | 854,875 | SH | SOLE | 854,875 | 0 | 0 | |||
Viemed Healthcare, Inc. (US) | common | 92663R105 | 1,518,079 | 157,151 | SH | SOLE | 157,151 | 0 | 0 | |||
Westport Fuel Systems, Inc. | common | 960908309 | 4,364,400 | 4,582,047 | SH | SOLE | 4,582,047 | 0 | 0 | |||
argenx SE - ADR (Netherlands) | common | 04016X101 | 18,629,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
eMagin Corporation | common | 29076N206 | 450,455 | 216,565 | SH | SOLE | 216,565 | 0 | 0 | |||
nLight, Inc. | common | 65487K100 | 4,997,179 | 490,882 | SH | SOLE | 490,882 | 0 | 0 | |||
urban-gro, Inc. | common | 91704K202 | 2,275,708 | 842,855 | SH | SOLE | 842,855 | 0 | 0 | |||
voxeljet AG, ADR (Germany) | common | 92912L106 | 3,614,081 | 1,716,903 | SH | SOLE | 1,716,903 | 0 | 0 | |||
Applied DNA Sciences, Inc. @4 | warrants | 999999999 | 125,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
Applied DNA Sciences, Inc. @4 | warrants | 999999999 | 2,090 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | |||
Biolase, Inc. Wts pre-funded @ | warrants | 999999999 | 1,891,620 | 6,975,000 | SH | SOLE | 6,975,000 | 0 | 0 | |||
BlackSky Tech R/R @2.2002 9/8/ | warrants | 999999999 | 863,558 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | |||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 2,652,270 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | |||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 3,610,060 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | |||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 116,523 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | |||
Kopin Corporation pre-funded @ | warrants | 999999999 | 6,480,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
Medicenna Therapeutics, Corp.@ | warrants | 999999999 | 159,600 | 1,330,000 | SH | SOLE | 1,330,000 | 0 | 0 | |||
Mobilicom Ltd. @5.00 8/31/27 A | warrants | 60742B110 | 65,358 | 363,100 | SH | SOLE | 363,100 | 0 | 0 | |||
Movano, Inc. wts @ 1.57 exp. 1 | warrants | 999999999 | 139,286 | 357,143 | SH | SOLE | 357,143 | 0 | 0 | |||
OncoCyte Corp. @1.53 4/19/27 4 | warrants | 999999999 | 525,328 | 3,752,345 | SH | SOLE | 3,752,345 | 0 | 0 | |||
Polished.com, Inc. 5/26/22-6/2 | warrants | 28252C117 | 167,111 | 1,689,700 | SH | SOLE | 1,689,700 | 0 | 0 | |||
Qualtek Services, Inc.-A Wt @1 | warrants | 74760R113 | 1,900 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
ReShape Lifesc @8=1.5cs or $0= | warrants | 999999999 | 173,700 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | |||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 5,511,000 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | |||
VIQ Solutions @1.39 1/21/23-7/ | warrants | 999999999 | 204,000 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | |||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 3,970,387 | 2,919,402 | SH | SOLE | 2,919,402 | 0 | 0 |