Latest Institutional Transactions on Main Street Capital Corp (MAIN)
This table provides information on the latest institutional transactions involving Main Street Capital Corp (MAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 22, 2020
Q1 2020
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-5.88KClosed |
$92.5K - $264K
|
0
$0
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
CALL |
200New |
$3.15K - $9K
|
200
$11.3K
|
|
May 15, 2020
Q1 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-13.7KClosed |
$215K - $616K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-650Closed |
$10.2K - $29.3K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Guild Investment Management, Inc.
|
SELL
|
- |
-39.2KClosed |
$617K - $1.76M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-4.87KClosed |
$76.6K - $219K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-768Closed |
$12.1K - $34.6K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-6.19KClosed |
$97.4K - $278K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-4.54K- 23.14% |
$71.4K - $204K
|
15.1K
$850K
|
|
May 15, 2020
Q1 2020
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-571KClosed |
$8.98M - $25.7M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-28- 22.05% |
$441 - $1.26K
|
99
$5.58K
|
|
May 14, 2020
Q1 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-114Closed |
$1.79K - $5.13K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-11.5KClosed |
$181K - $518K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-4.72KClosed |
$74.3K - $212K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-4.85KClosed |
$76.4K - $218K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Wealthsource Partners, LLC
|
SELL
|
- |
-5.07KClosed |
$79.8K - $228K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-90Closed |
$1.42K - $4.05K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-5.03KClosed |
$79.1K - $226K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-5.06KClosed |
$79.7K - $228K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-10.6KClosed |
$166K - $475K
|
0
$0
|
|
May 01, 2020
Q1 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-200Closed |
$3.15K - $9K
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Opus Capital Group, LLC
|
SELL
|
- |
-4.74KClosed |
$74.7K - $213K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-15.5KClosed |
$244K - $698K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-250Closed |
$3.94K - $11.3K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-6KClosed |
$94.4K - $270K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Sequent Asset Management, LLC
|
SELL
|
- |
-4.68KClosed |
$73.7K - $211K
|
0
$0
|
|
Apr 15, 2020
Q1 2020
|
First Financial Corp
|
SELL
|
- |
-1KClosed |
$15.7K - $45K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 11, 2021
Q4 2019
|
Iag Wealth Partners, LLC
|
BUY
|
- |
300New |
$12.4K - $13.1K
|
300
$16.9K
|
|
Feb 14, 2020
Q4 2019
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-6.33KClosed |
$261K - $276K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-1.89KClosed |
$78.1K - $82.6K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-237KClosed |
$9.79M - $10.4M
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
First Manhattan CO
New York, NY |
BUY
|
- |
200New |
$8.25K - $8.74K
|
200
$11.3K
|
|
Feb 12, 2020
Q4 2019
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-81Closed |
$3.34K - $3.54K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-26.9KClosed |
$1.11M - $1.17M
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Sandy Spring Bank
|
SELL
|
- |
-107Closed |
$4.42K - $4.67K
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-307Closed |
$12.7K - $13.4K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-3KClosed |
$124K - $131K
|
0
$0
|
|
Jan 27, 2020
Q4 2019
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-27Closed |
$1.11K - $1.18K
|
0
$0
|
|
Jan 24, 2020
Q4 2019
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-5.18KClosed |
$214K - $226K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 95.0% |
$78.4K - $83K
|
3.9K
$220K
|
|
Jan 14, 2020
Q4 2019
|
Center Star Asset Management, LLC
|
SELL
|
- |
-1.16KClosed |
$47.8K - $50.6K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 09, 2023
Q3 2019
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-436Closed |
$17.8K - $19.3K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
47KNew |
$1.92M - $2.08M
|
47K
$2.65M
|
|
Nov 13, 2019
Q3 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-5KClosed |
$205K - $222K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-289Closed |
$11.8K - $12.8K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-20.2KClosed |
$825K - $894K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-200Closed |
$8.18K - $8.87K
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Baystate Wealth Management LLC
|
SELL
|
- |
-375Closed |
$15.3K - $16.6K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.4KClosed |
$57.4K - $62.2K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-100Closed |
$4.09K - $4.43K
|
0
$0
|