Purchases and Sales Made in Q3 2021 in Main Street Capital Corp (MAIN)
This table provides information about the institutional ownership of Main Street Capital Corp (MAIN) during Q3 2021. The information is specifically focused on institutions that hold shares of Main Street Capital CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
5+ 1.34% |
$201 - $214
|
378
$21.8K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
5+ 1.1% |
$201 - $214
|
460
$26.5K
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
5+ 0.02% |
$201 - $214
|
21K
$1.21M
|
|
|
Oct 27, 2021
Q3 2021
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
4+ 0.05% |
$161 - $171
|
7.98K
$459K
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
4+ 0.05% |
$161 - $171
|
7.82K
$450K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3+ 0.06% |
$121 - $128
|
5.12K
$294K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
2+ 2.06% |
$80.4 - $85.6
|
99
$5.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
1New |
$40.2 - $42.8
|
1
$57.5
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
1+ 2.5% |
$40.2 - $42.8
|
41
$2.36K
|
|
|
Oct 27, 2021
Q3 2021
|
Dearborn Partners LLC
|
SELL
|
- |
-6- 0.02% |
$241 - $257
|
35.6K
$2.05M
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-8- 1.57% |
$322 - $342
|
500
$28.8K
|
|
|
Nov 08, 2021
Q3 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-9- 0.14% |
$362 - $385
|
6.25K
$360K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-14- 0.05% |
$563 - $599
|
29.7K
$1.71M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-17- 0.31% |
$683 - $728
|
5.44K
$313K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-53- 0.27% |
$2.13K - $2.27K
|
19.5K
$1.12M
|
|
|
Oct 14, 2021
Q3 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-99- 1.74% |
$3.98K - $4.24K
|
5.6K
$322K
|
|
|
Nov 05, 2021
Q3 2021
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-133- 72.68% |
$5.35K - $5.69K
|
50
$2.88K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-145- 1.65% |
$5.83K - $6.21K
|
8.63K
$496K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-167- 0.82% |
$6.71K - $7.15K
|
20.3K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-178- 1.06% |
$7.16K - $7.62K
|
16.6K
$954K
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
SELL
|
- |
-179- 0.13% |
$7.2K - $7.66K
|
140K
$8.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-185- 3.12% |
$7.44K - $7.92K
|
5.74K
$330K
|
|
|
Oct 26, 2021
Q3 2021
|
High Tower Trust Services, Lta
|
SELL
|
- |
-195- 1.12% |
$7.84K - $8.35K
|
17.1K
$987K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-196Closed |
$7.88K - $8.39K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-258- 3.71% |
$10.4K - $11K
|
6.7K
$385K
|
|
|
Nov 12, 2021
Q3 2021
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$12.1K - $12.8K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-357- 21.76% |
$14.4K - $15.3K
|
1.28K
$73.9K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-376- 2.46% |
$15.1K - $16.1K
|
14.9K
$858K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-425- 5.58% |
$17.1K - $18.2K
|
7.19K
$413K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-429- 0.53% |
$17.2K - $18.4K
|
81.1K
$4.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-437- 13.42% |
$17.6K - $18.7K
|
2.82K
$162K
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-443- 28.54% |
$17.8K - $19K
|
1.11K
$63.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-454Closed |
$18.3K - $19.4K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-458- 4.26% |
$18.4K - $19.6K
|
10.3K
$592K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-465- 7.84% |
$18.7K - $19.9K
|
5.47K
$315K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-485- 1.14% |
$19.5K - $20.8K
|
42.1K
$2.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-486- 0.99% |
$19.5K - $20.8K
|
48.8K
$2.81M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-489- 5.11% |
$19.7K - $20.9K
|
9.09K
$523K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-610- 5.42% |
$24.5K - $26.1K
|
10.6K
$612K
|
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-617- 7.33% |
$24.8K - $26.4K
|
7.81K
$449K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-626- 1.48% |
$25.2K - $26.8K
|
41.7K
$2.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-639- 2.07% |
$25.7K - $27.4K
|
30.2K
$1.74M
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
- |
-650- 8.29% |
$26.1K - $27.8K
|
7.2K
$414K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-752- 0.84% |
$30.2K - $32.2K
|
88.8K
$5.11M
|
|
|
Nov 12, 2021
Q3 2021
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-800- 4.94% |
$32.2K - $34.2K
|
15.4K
$886K
|
|
|
Nov 15, 2021
Q3 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-900- 13.24% |
$36.2K - $38.5K
|
5.9K
$339K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-971- 6.79% |
$39K - $41.6K
|
13.3K
$767K
|
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-995- 0.13% |
$40K - $42.6K
|
756K
$43.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.04K- 4.4% |
$41.6K - $44.3K
|
22.5K
$1.29M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.21K- 11.93% |
$48.6K - $51.7K
|
8.92K
$513K
|