Purchases and Sales Made in Q4 2021 in First Trust Multi Asset Divers (MDIV)
This table provides information about the institutional ownership of First Trust Multi Asset Divers (MDIV) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MULTI-ASSET DIVERS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
150K+ 14.3% |
$2.4M - $2.55M
|
1.2M
$19.3M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
125KNew |
$2M - $2.12M
|
125K
$2.01M
|
|
|
Jan 28, 2022
Q4 2021
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
97.5KNew |
$1.56M - $1.66M
|
97.5K
$1.57M
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
72.6K+ 34.8% |
$1.16M - $1.23M
|
281K
$4.52M
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
BUY
|
- |
67.1K+ 108.41% |
$1.07M - $1.14M
|
129K
$2.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
28.8K+ 7.99% |
$461K - $489K
|
389K
$6.26M
|
|
|
Feb 09, 2022
Q4 2021
|
Arbor Capital Management Inc
Anchorage, AK |
BUY
|
- |
21.8KNew |
$348K - $370K
|
21.8K
$350K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20.6K+ 12.67% |
$330K - $350K
|
183K
$2.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.9K+ 25.48% |
$239K - $254K
|
73.6K
$1.18M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13.8K+ 10.97% |
$221K - $235K
|
140K
$2.25M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
13.1K+ 1559.48% |
$209K - $222K
|
13.9K
$224K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$204K - $217K
|
12.8K
$205K
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
12K+ 9.67% |
$192K - $204K
|
136K
$2.19M
|
|
|
Feb 11, 2022
Q4 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
11.6KNew |
$186K - $198K
|
11.6K
$187K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
10.8K+ 4.3% |
$172K - $183K
|
261K
$4.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.8KNew |
$172K - $183K
|
10.8K
$173K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
9.72KNew |
$155K - $165K
|
9.72K
$156K
|
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
9.14KNew |
$146K - $155K
|
9.14K
$147K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.09K+ 17.99% |
$129K - $137K
|
53.1K
$853K
|
|
|
Feb 14, 2022
Q4 2021
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
5.7K+ 285.0% |
$91.1K - $96.8K
|
7.7K
$124K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.14K+ 22.34% |
$82.1K - $87.3K
|
28.1K
$452K
|
|
|
Feb 09, 2022
Q4 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
4.35KNew |
$69.6K - $73.9K
|
4.35K
$70K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
3.04K+ 5.04% |
$48.6K - $51.7K
|
63.4K
$1.02M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3.04K+ 3.69% |
$48.6K - $51.6K
|
85.3K
$1.37M
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.74KNew |
$43.8K - $46.6K
|
2.74K
$44.1K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.6K+ 9.72% |
$41.6K - $44.2K
|
29.3K
$472K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.19K+ 22.95% |
$35.1K - $37.2K
|
11.7K
$189K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.14K+ 5.14% |
$34.2K - $36.3K
|
43.7K
$703K
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
2.13KNew |
$34.1K - $36.3K
|
2.13K
$34.3K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2K+ 12.53% |
$32K - $34K
|
18K
$289K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.86K+ 6.3% |
$29.7K - $31.5K
|
31.3K
$503K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.85K+ 157.57% |
$29.6K - $31.5K
|
3.03K
$48.7K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.6KNew |
$25.6K - $27.2K
|
1.6K
$25.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
1.46KNew |
$23.3K - $24.8K
|
1.46K
$23.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.37K+ 38.68% |
$21.9K - $23.2K
|
4.9K
$78.8K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1.29K+ 5.01% |
$20.6K - $21.9K
|
27K
$434K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
600+ 54.69% |
$9.59K - $10.2K
|
1.7K
$27.3K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
500New |
$8K - $8.5K
|
500
$8.04K
|
|
|
Feb 11, 2022
Q4 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
302+ 0.96% |
$4.83K - $5.13K
|
31.8K
$512K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
280+ 0.8% |
$4.48K - $4.76K
|
35.4K
$569K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
200New |
$3.2K - $3.4K
|
200
$3.22K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
200New |
$3.2K - $3.4K
|
200
$3.22K
|
|
|
Jan 19, 2023
Q4 2021
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
200New |
$3.2K - $3.4K
|
200
$3.22K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
60+ 0.4% |
$959 - $1.02K
|
15K
$241K
|
|
|
Feb 03, 2022
Q4 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
8+ 0.4% |
$128 - $136
|
2.03K
$32.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-13- 0.69% |
$208 - $221
|
1.88K
$30.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-14- 1.37% |
$224 - $238
|
1.01K
$16.2K
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-24- 0.04% |
$384 - $408
|
53.5K
$860K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-47- 0.71% |
$752 - $799
|
6.58K
$106K
|
|
|
Jan 12, 2022
Q4 2021
|
Old Port Advisors
|
SELL
|
- |
-87- 0.8% |
$1.39K - $1.48K
|
10.9K
$175K
|