Purchases and Sales Made in Q4 2023 in First Trust Multi Asset Divers (MDIV)
This table provides information about the institutional ownership of First Trust Multi Asset Divers (MDIV) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MULTI-ASSET DIVERS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-322- 3.73% |
$4.55K - $5.06K
|
8.31K
$137K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-363- 92.84% |
$5.13K - $5.71K
|
28
$461
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-462- 0.6% |
$6.52K - $7.26K
|
76K
$1.25M
|
|
|
Mar 28, 2024
Q4 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-468- 1.55% |
$6.61K - $7.36K
|
29.6K
$488K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-623- 1.51% |
$8.8K - $9.79K
|
40.7K
$670K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-922- 3.24% |
$13K - $14.5K
|
27.5K
$453K
|
|
|
Feb 06, 2024
Q4 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-990- 36.76% |
$14K - $15.6K
|
1.7K
$28K
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.04K- 1.76% |
$14.7K - $16.3K
|
57.9K
$954K
|
|
|
Feb 09, 2024
Q4 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-1.36K- 1.44% |
$19.2K - $21.4K
|
93.2K
$1.54M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.39K- 69.6% |
$19.7K - $21.9K
|
608
$10K
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.95K- 0.8% |
$27.5K - $30.6K
|
241K
$3.97M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.39K- 10.81% |
$33.7K - $37.5K
|
19.7K
$324K
|
|
|
Feb 01, 2024
Q4 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-2.6K- 5.64% |
$36.7K - $40.8K
|
43.4K
$716K
|
|
|
Feb 07, 2024
Q4 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-3.43K- 8.61% |
$48.5K - $54K
|
36.4K
$600K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.68K- 22.47% |
$52K - $57.8K
|
12.7K
$209K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.74K- 2.13% |
$52.8K - $58.8K
|
172K
$2.84M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.3K- 49.07% |
$74.8K - $83.3K
|
5.5K
$90.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.38K- 29.33% |
$76K - $84.6K
|
13K
$214K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-5.75K- 74.19% |
$81.2K - $90.4K
|
2K
$32.9K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-5.91K- 9.33% |
$83.5K - $93K
|
57.4K
$946K
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-6.5K- 20.42% |
$91.8K - $102K
|
25.3K
$417K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.72K- 1.5% |
$94.9K - $106K
|
442K
$7.28M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7.03K- 6.47% |
$99.3K - $111K
|
102K
$1.67M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.04K- 11.3% |
$99.4K - $111K
|
55.2K
$910K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.97K- 7.33% |
$127K - $141K
|
113K
$1.87M
|
|
|
Feb 08, 2024
Q4 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-11.3K- 10.1% |
$159K - $177K
|
100K
$1.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-20K- 75.78% |
$283K - $315K
|
6.4K
$105K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-20.6K- 16.78% |
$291K - $324K
|
102K
$1.69M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-27.4K- 12.33% |
$387K - $431K
|
195K
$3.21M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-28.3K- 41.27% |
$400K - $445K
|
40.3K
$664K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-32K- 9.13% |
$453K - $504K
|
319K
$5.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-34.1K- 4.24% |
$481K - $536K
|
770K
$12.7M
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-44.1K- 75.04% |
$622K - $693K
|
14.7K
$241K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-165K- 82.98% |
$2.34M - $2.6M
|
33.9K
$559K
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-320K- 93.61% |
$4.52M - $5.03M
|
21.8K
$360K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-342K- 29.84% |
$4.83M - $5.38M
|
805K
$13.3M
|