Purchases and Sales Made in Q3 2021 in Nuveen California Municipal Value Fund (NCA)
This table provides information about the institutional ownership of Nuveen California Municipal Value Fund (NCA) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA MUNICIPAL VALUE FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
808KNew |
$8.44M - $8.81M
|
808K
$6.97M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
61.3K+ 12.71% |
$640K - $669K
|
544K
$4.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
52.1K+ 12.39% |
$545K - $569K
|
473K
$4.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
21.3K+ 8.26% |
$223K - $232K
|
279K
$2.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
11.2KNew |
$117K - $122K
|
11.2K
$96.7K
|
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
10.6KNew |
$110K - $115K
|
10.6K
$91.1K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.5KNew |
$110K - $115K
|
10.5K
$91K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
5.85K+ 17.61% |
$61.2K - $63.8K
|
39.1K
$337K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.67K+ 8.45% |
$38.4K - $40.1K
|
47.1K
$407K
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
3.64KNew |
$38K - $39.7K
|
3.64K
$31.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
3.55K+ 27.98% |
$37.1K - $38.7K
|
16.2K
$140K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.04K+ 11.12% |
$31.7K - $33.1K
|
30.3K
$262K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
667+ 3.62% |
$6.97K - $7.28K
|
19.1K
$165K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
350+ 0.73% |
$3.66K - $3.82K
|
48.4K
$417K
|
|
|
Nov 12, 2021
Q3 2021
|
Rb Capital Management, LLC
|
BUY
|
- |
214+ 0.61% |
$2.24K - $2.33K
|
35.5K
$306K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
163+ 0.64% |
$1.7K - $1.78K
|
25.5K
$220K
|
|
|
Nov 02, 2021
Q3 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
59+ 0.57% |
$617 - $644
|
10.5K
$90.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
31+ 0.08% |
$324 - $338
|
38.4K
$331K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-300- 1.71% |
$3.14K - $3.27K
|
17.2K
$148K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-781- 1.31% |
$8.16K - $8.52K
|
59K
$509K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-798- 6.92% |
$8.34K - $8.71K
|
10.7K
$92.6K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.5K- 11.01% |
$36.6K - $38.2K
|
28.3K
$244K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.38K- 7.73% |
$45.8K - $47.8K
|
52.3K
$451K
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-4.69KClosed |
$49K - $51.1K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-4.8KClosed |
$50.2K - $52.4K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.4K- 13.93% |
$56.5K - $59K
|
33.4K
$288K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.56K- 5.93% |
$68.6K - $71.6K
|
104K
$898K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-6.76K- 45.65% |
$70.6K - $73.7K
|
8.05K
$69.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-8.35K- 39.05% |
$87.2K - $91.1K
|
13K
$112K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-10.2KClosed |
$106K - $111K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-10.6KClosed |
$110K - $115K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-13.2K- 22.63% |
$137K - $144K
|
45K
$388K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-13.7KClosed |
$144K - $150K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Gamble Jones Investment Counsel
|
SELL
|
- |
-13.8KClosed |
$144K - $151K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-30.1K- 17.01% |
$314K - $328K
|
147K
$1.27M
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-44K- 24.96% |
$460K - $480K
|
132K
$1.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-74.5K- 25.62% |
$779K - $813K
|
216K
$1.87M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-88.3KClosed |
$923K - $963K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-96.9K- 16.28% |
$1.01M - $1.06M
|
498K
$4.3M
|