Purchases and Sales Made in Q3 2021 in Tortoise Energy Independence Fund, Inc. (NDP)
This table provides information about the institutional ownership of Tortoise Energy Independence Fund, Inc. (NDP) during Q3 2021. The information is specifically focused on institutions that hold shares of TORTOISE ENERGY INDEPENDENCE FUND, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
46.7KNew |
$843K - $1.02M
|
46.7K
$1.89M
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
39.3KNew |
$710K - $861K
|
39.3K
$1.59M
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
36.2KNew |
$653K - $793K
|
36.2K
$1.47M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
35K+ 90.55% |
$632K - $767K
|
73.6K
$2.98M
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
29K+ 18.25% |
$524K - $636K
|
188K
$7.62M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.72KNew |
$176K - $213K
|
9.72K
$394K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.75K+ 11.73% |
$67.7K - $82.2K
|
35.7K
$1.45M
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
151+ 1.23% |
$2.73K - $3.31K
|
12.4K
$502K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
71+ 3.49% |
$1.28K - $1.56K
|
2.11K
$85.4K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
61New |
$1.1K - $1.34K
|
61
$2.47K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-14- 0.26% |
$253 - $307
|
5.32K
$216K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-66- 2.58% |
$1.19K - $1.45K
|
2.49K
$101K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-301- 4.9% |
$5.44K - $6.6K
|
5.84K
$237K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-328Closed |
$5.92K - $7.19K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-409Closed |
$7.39K - $8.97K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.7K- 2.51% |
$66.8K - $81.1K
|
144K
$5.83M
|
|
Nov 12, 2021
Q3 2021
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-7.91K- 7.16% |
$143K - $173K
|
102K
$4.15M
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-55KClosed |
$993K - $1.21M
|
0
$0
|