Purchases and Sales Made in Q1 2023 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q1 2023. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
786K+ 50.97% |
$8.81M - $10M
|
2.33M
$30.8M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
308K+ 27.19% |
$3.46M - $3.93M
|
1.44M
$19.1M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
253K+ 79.17% |
$2.84M - $3.23M
|
574K
$7.58M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
241K+ 7.67% |
$2.7M - $3.07M
|
3.38M
$44.7M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
216K+ 231.42% |
$2.42M - $2.75M
|
309K
$4.09M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
199K+ 467.79% |
$2.23M - $2.54M
|
242K
$3.2M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
103K+ 6.01% |
$1.15M - $1.31M
|
1.81M
$24M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
91.1K+ 0.92% |
$1.02M - $1.16M
|
9.99M
$132M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
69.3K+ 2.35% |
$777K - $884K
|
3.02M
$39.9M
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
66.2K+ 15.47% |
$742K - $844K
|
494K
$6.53M
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
45.1KNew |
$506K - $575K
|
45.1K
$597K
|
|
|
May 08, 2023
Q1 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
41.1KNew |
$461K - $525K
|
41.1K
$544K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
37.6KNew |
$421K - $479K
|
37.6K
$497K
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
31.8K+ 27.95% |
$356K - $405K
|
145K
$1.92M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30K+ 3.23% |
$336K - $382K
|
958K
$12.7M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
23.1K+ 15.68% |
$259K - $295K
|
170K
$2.25M
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
22.1KNew |
$248K - $282K
|
22.1K
$292K
|
|
|
May 02, 2023
Q1 2023
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
17.3KNew |
$194K - $221K
|
17.3K
$229K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
17.2K+ 47.51% |
$193K - $219K
|
53.4K
$706K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
16.8K+ 14.0% |
$189K - $215K
|
137K
$1.81M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
15.8KNew |
$177K - $201K
|
15.8K
$208K
|
|
|
May 11, 2023
Q1 2023
|
Private Capital Management LLC
|
BUY
|
- |
14.5KNew |
$163K - $185K
|
14.5K
$192K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
12.1K+ 1.38% |
$136K - $154K
|
889K
$11.8M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
12KNew |
$135K - $154K
|
12K
$159K
|
|
|
Apr 28, 2023
Q1 2023
|
Copperwynd Financial, LLC
|
BUY
|
- |
11.5KNew |
$129K - $147K
|
11.5K
$153K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.1K+ 3.53% |
$125K - $142K
|
327K
$4.32M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.7K+ 53.57% |
$120K - $137K
|
30.8K
$407K
|
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
10.4KNew |
$116K - $132K
|
10.4K
$137K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
9.02K+ 13.5% |
$101K - $115K
|
75.9K
$1M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.97K+ 20.41% |
$101K - $114K
|
52.9K
$699K
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
6.82K+ 159.35% |
$76.5K - $87K
|
11.1K
$147K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.65K+ 11.87% |
$74.5K - $84.7K
|
62.6K
$828K
|
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
BUY
|
- |
6K+ 17.37% |
$67.3K - $76.5K
|
40.5K
$536K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
4.57K+ 10.02% |
$51.2K - $58.2K
|
50.2K
$663K
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.5K+ 19.8% |
$39.3K - $44.7K
|
21.2K
$280K
|
|
|
Apr 10, 2023
Q1 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
3.2K+ 9.19% |
$35.9K - $40.8K
|
38K
$503K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3K+ 1.95% |
$33.6K - $38.3K
|
157K
$2.08M
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
3KNew |
$33.6K - $38.2K
|
3K
$39.6K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.48K+ 2.78% |
$27.8K - $31.7K
|
91.7K
$1.21M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.42K+ 0.53% |
$27.2K - $30.9K
|
457K
$6.04M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.34K+ 2.94% |
$26.3K - $29.9K
|
81.9K
$1.08M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.73KNew |
$19.3K - $22K
|
1.73K
$22.8K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.65K+ 7.96% |
$18.5K - $21.1K
|
22.4K
$297K
|
|
|
May 15, 2023
Q1 2023
|
Coldstream Capital Management Inc
|
BUY
|
- |
1.52K+ 11.31% |
$17.1K - $19.4K
|
15K
$198K
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
BUY
|
- |
1.51K+ 8.95% |
$16.9K - $19.2K
|
18.3K
$243K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.25K+ 10.61% |
$14K - $15.9K
|
13K
$172K
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.14K+ 1.08% |
$12.7K - $14.5K
|
107K
$1.41M
|
|
|
Apr 19, 2023
Q1 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
1KNew |
$11.2K - $12.8K
|
1K
$13.2K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
968+ 20.03% |
$10.9K - $12.3K
|
5.8K
$76.7K
|
|
|
May 10, 2023
Q1 2023
|
Occidental Asset Management, LLC
|
BUY
|
- |
805+ 6.43% |
$9.02K - $10.3K
|
13.3K
$176K
|