Purchases and Sales Made in Q3 2021 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q3 2021. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-44- 0.3% |
$653 - $695
|
14.6K
$186K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-294- 11.77% |
$4.36K - $4.65K
|
2.2K
$28.1K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-400- 1.56% |
$5.93K - $6.32K
|
25.3K
$323K
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-835- 7.69% |
$12.4K - $13.2K
|
10K
$128K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.52K- 1.41% |
$22.5K - $24K
|
106K
$1.36M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.71K- 78.67% |
$25.3K - $27K
|
463
$5.91K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.95KClosed |
$28.8K - $30.7K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.4K- 4.44% |
$35.6K - $37.9K
|
51.6K
$659K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-3.1K- 67.39% |
$46K - $49K
|
1.5K
$19.2K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-3.13K- 2.62% |
$46.4K - $49.4K
|
116K
$1.48M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.53K- 7.57% |
$52.4K - $55.8K
|
43.1K
$551K
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-3.93K- 0.17% |
$58.3K - $62.2K
|
2.3M
$29.4M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.24K- 3.74% |
$62.8K - $66.9K
|
109K
$1.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-4.52K- 2.62% |
$67.1K - $71.4K
|
168K
$2.14M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.66K- 6.37% |
$69.1K - $73.6K
|
68.5K
$874K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-4.88K- 27.95% |
$72.3K - $77.1K
|
12.6K
$161K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-5.21K- 6.9% |
$77.2K - $82.3K
|
70.3K
$897K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.95K- 6.7% |
$88.2K - $93.9K
|
82.8K
$1.06M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-6.39K- 8.04% |
$94.7K - $101K
|
73K
$932K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-7.31K- 74.25% |
$108K - $115K
|
2.53K
$32.4K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.03K- 2.97% |
$134K - $143K
|
295K
$3.77M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.1KClosed |
$150K - $159K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-10.1KClosed |
$150K - $159K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-10.5K- 4.03% |
$156K - $166K
|
251K
$3.21M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-10.6KClosed |
$157K - $167K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-10.8K- 16.08% |
$160K - $171K
|
56.5K
$721K
|
|
|
Nov 03, 2021
Q3 2021
|
Copperwynd Financial, LLC
|
SELL
|
- |
-10.8KClosed |
$161K - $171K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-11.2KClosed |
$166K - $177K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13.2KClosed |
$195K - $208K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13.3K- 1.22% |
$197K - $209K
|
1.08M
$13.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-13.6K- 0.43% |
$201K - $215K
|
3.17M
$40.4M
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-14.1K- 15.24% |
$209K - $222K
|
78.2K
$999K
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-19K- 1.77% |
$282K - $300K
|
1.05M
$13.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40.2K- 14.32% |
$596K - $635K
|
241K
$3.07M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-40.6KClosed |
$603K - $642K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-88.5KClosed |
$1.31M - $1.4M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-97.3K- 9.71% |
$1.44M - $1.54M
|
905K
$11.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-135K- 42.42% |
$2.01M - $2.14M
|
184K
$2.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.4MClosed |
$20.7M - $22.1M
|
0
$0
|