Purchases and Sales Made in Q3 2023 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q3 2023. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
240+ 2.1% |
$2.72K - $3.08K
|
11.7K
$154K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
163+ 0.86% |
$1.85K - $2.09K
|
19.2K
$254K
|
|
|
Oct 18, 2023
Q3 2023
|
Occidental Asset Management, LLC
|
BUY
|
- |
122+ 0.9% |
$1.38K - $1.57K
|
13.7K
$181K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
94+ 0.45% |
$1.06K - $1.21K
|
21.1K
$279K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
24+ 2.14% |
$272 - $308
|
1.15K
$15.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
17+ 2.01% |
$192 - $218
|
861
$11.4K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2023
Q3 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-2- 0.01% |
$22.6 - $25.7
|
15K
$198K
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-103- 3.58% |
$1.17K - $1.32K
|
2.78K
$36.7K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-198- 0.56% |
$2.24K - $2.54K
|
35.2K
$466K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-341- 42.31% |
$3.86K - $4.38K
|
465
$6.15K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-451- 0.28% |
$5.11K - $5.79K
|
160K
$2.12M
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
SELL
|
- |
-500- 50.0% |
$5.66K - $6.42K
|
500
$6.61K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Management Solutions, LLC
|
SELL
|
- |
-626- 0.5% |
$7.09K - $8.03K
|
126K
$1.66M
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-632- 17.45% |
$7.15K - $8.11K
|
2.99K
$39.5K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-686- 3.86% |
$7.77K - $8.8K
|
17.1K
$226K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-762- 1.46% |
$8.63K - $9.78K
|
51.6K
$682K
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-813- 0.3% |
$9.2K - $10.4K
|
271K
$3.58M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-821- 37.28% |
$9.29K - $10.5K
|
1.38K
$18.3K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-903- 4.9% |
$10.2K - $11.6K
|
17.5K
$232K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-919- 5.85% |
$10.4K - $11.8K
|
14.8K
$196K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.31K- 2.8% |
$14.8K - $16.8K
|
45.4K
$600K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.66K- 1.48% |
$18.8K - $21.3K
|
111K
$1.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.79K- 11.02% |
$20.2K - $22.9K
|
14.4K
$191K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.95K- 14.08% |
$22.1K - $25.1K
|
11.9K
$158K
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-2.23K- 6.84% |
$25.2K - $28.6K
|
30.4K
$401K
|
|
|
Nov 13, 2023
Q3 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-2.37K- 13.24% |
$26.9K - $30.4K
|
15.5K
$205K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.6K- 1.78% |
$29.4K - $33.3K
|
144K
$1.9M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.9K- 8.93% |
$32.9K - $37.2K
|
29.6K
$391K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-4K- 21.7% |
$45.3K - $51.3K
|
14.4K
$191K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.23K- 11.45% |
$47.9K - $54.3K
|
32.7K
$432K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.5K- 32.39% |
$62.3K - $70.6K
|
11.5K
$152K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.75K- 32.71% |
$65.1K - $73.8K
|
11.8K
$156K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.76K- 30.96% |
$65.2K - $74K
|
12.9K
$170K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.81K- 0.91% |
$65.7K - $74.5K
|
632K
$8.35M
|
|
|
Nov 01, 2023
Q3 2023
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-6.13K- 35.38% |
$69.4K - $78.6K
|
11.2K
$148K
|
|
|
Oct 20, 2023
Q3 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-6.16K- 36.22% |
$69.8K - $79.1K
|
10.9K
$143K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-6.18K- 3.68% |
$70K - $79.3K
|
162K
$2.14M
|
|
|
Oct 18, 2023
Q3 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-6.54K- 7.37% |
$74K - $83.8K
|
82.1K
$1.09M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.58K- 10.15% |
$74.5K - $84.5K
|
58.3K
$770K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-6.8K- 7.96% |
$77K - $87.3K
|
78.7K
$1.04M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-12.7K- 2.05% |
$144K - $163K
|
606K
$8.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-13.8K- 5.96% |
$156K - $177K
|
217K
$2.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-14K- 8.91% |
$158K - $180K
|
143K
$1.89M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.4K- 5.03% |
$186K - $211K
|
310K
$4.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-22K- 13.34% |
$249K - $282K
|
143K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-62.5K- 97.4% |
$707K - $801K
|
1.67K
$22K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-68.7K- 4.34% |
$778K - $882K
|
1.52M
$20M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-215K- 15.25% |
$2.44M - $2.76M
|
1.2M
$15.8M
|