Purchases and Sales Made in Q4 2021 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q4 2021. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-86- 0.26% |
$1.26K - $1.39K
|
33K
$421K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
SELL
|
- |
-215Closed |
$3.14K - $3.47K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-216- 66.67% |
$3.16K - $3.49K
|
108
$1.38K
|
|
|
Feb 07, 2022
Q4 2021
|
Orion Capital Management LLC
|
SELL
|
- |
-360Closed |
$5.26K - $5.82K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-365- 1.19% |
$5.34K - $5.9K
|
30.3K
$387K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-488- 22.14% |
$7.13K - $7.89K
|
1.72K
$21.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-800Closed |
$11.7K - $12.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-821- 0.12% |
$12K - $13.3K
|
707K
$9.03M
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-950Closed |
$13.9K - $15.4K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1K- 1.06% |
$14.6K - $16.2K
|
93.5K
$1.19M
|
|
|
Jan 28, 2022
Q4 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-1.02K- 7.96% |
$14.9K - $16.5K
|
11.8K
$151K
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Os, LLC
|
SELL
|
- |
-1.22K- 5.73% |
$17.8K - $19.7K
|
20K
$256K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-1.66K- 2.36% |
$24.3K - $26.8K
|
68.6K
$876K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.67K- 2.13% |
$24.4K - $27K
|
76.5K
$977K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.71K- 78.67% |
$25K - $27.6K
|
463
$5.91K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-2K- 1.46% |
$29.2K - $32.2K
|
134K
$1.71M
|
|
|
Jan 20, 2022
Q4 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-2.25K- 3.49% |
$32.9K - $36.4K
|
62.2K
$794K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.43K- 2.29% |
$35.6K - $39.3K
|
104K
$1.33M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.53KClosed |
$37K - $40.9K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Venture Visionary Partners LLC
|
SELL
|
- |
-2.67K- 7.44% |
$39K - $43.1K
|
33.2K
$424K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.85K- 0.96% |
$41.6K - $46K
|
292K
$3.73M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.86KClosed |
$41.9K - $46.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pointe Capital Management LLC
|
SELL
|
- |
-3.18K- 2.63% |
$46.4K - $51.3K
|
117K
$1.5M
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-3.37K- 8.38% |
$49.3K - $54.5K
|
36.8K
$470K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-4.74KClosed |
$69.4K - $76.7K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-4.75K- 4.21% |
$69.5K - $76.8K
|
108K
$1.38M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$73.1K - $80.8K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.06K- 4.64% |
$73.9K - $81.7K
|
104K
$1.33M
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-5.47K- 27.5% |
$80K - $88.4K
|
14.4K
$184K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-8.46KClosed |
$124K - $137K
|
0
$0
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-10KClosed |
$147K - $162K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.5K- 39.54% |
$154K - $170K
|
16.1K
$206K
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-12.6KClosed |
$184K - $203K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-13.1K- 1.27% |
$192K - $212K
|
1.02M
$13M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-14.6KClosed |
$213K - $235K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-20.3K- 15.92% |
$296K - $327K
|
107K
$1.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22.2K- 2.06% |
$325K - $359K
|
1.05M
$13.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-23.4K- 32.09% |
$343K - $379K
|
49.6K
$633K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-34.4K- 3.8% |
$502K - $555K
|
871K
$11.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-40.4K- 24.1% |
$591K - $653K
|
127K
$1.63M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-54.9K- 2.39% |
$803K - $888K
|
2.25M
$28.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-120KClosed |
$1.75M - $1.93M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-149KClosed |
$2.17M - $2.4M
|
0
$0
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-240K- 55.0% |
$3.51M - $3.88M
|
196K
$2.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.22M- 70.01% |
$32.4M - $35.8M
|
950K
$12.1M
|