Purchases and Sales Made in Q4 2023 in Virtus Dividend, Interest & Premium Strategy Fund (NFJ)
This table provides information about the institutional ownership of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) during Q4 2023. The information is specifically focused on institutions that hold shares of Virtus Dividend, Interest & Premium Strategy Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 04, 2024
Q4 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
250+ 100.0% |
$2.62K - $3.16K
|
500
$6.54K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
157+ 0.9% |
$1.65K - $1.98K
|
17.7K
$231K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
111+ 4.0% |
$1.16K - $1.4K
|
2.89K
$37.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Coldstream Capital Management Inc
|
BUY
|
- |
61+ 0.41% |
$640 - $770
|
15.1K
$197K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
44+ 0.37% |
$462 - $555
|
12K
$156K
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
34+ 0.22% |
$357 - $429
|
15.6K
$204K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 1.92% |
$231 - $278
|
1.17K
$15.3K
|
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
18+ 2.09% |
$189 - $227
|
879
$11.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8New |
$83.9 - $101
|
8
$105
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
8+ 0.58% |
$83.9 - $101
|
1.39K
$18.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 11, 2024
Q4 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-67- 0.02% |
$703 - $846
|
270K
$3.54M
|
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-117- 0.26% |
$1.23K - $1.48K
|
45.3K
$592K
|
|
|
Feb 05, 2024
Q4 2023
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-313- 2.69% |
$3.28K - $3.95K
|
11.3K
$148K
|
|
|
Feb 06, 2024
Q4 2023
|
Pointe Capital Management LLC
|
SELL
|
- |
-648- 0.73% |
$6.8K - $8.18K
|
87.9K
$1.15M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-745- 1.04% |
$7.82K - $9.4K
|
70.9K
$926K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-749- 0.82% |
$7.86K - $9.45K
|
90.4K
$1.18M
|
|
|
Feb 07, 2024
Q4 2023
|
Advisor Os, LLC
|
SELL
|
- |
-891- 3.22% |
$9.35K - $11.2K
|
26.8K
$350K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.09K- 2.4% |
$11.5K - $13.8K
|
44.4K
$580K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.3K- 2.51% |
$13.6K - $16.4K
|
50.3K
$657K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.34K- 9.03% |
$14K - $16.8K
|
13.5K
$176K
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.5K- 5.99% |
$15.7K - $18.9K
|
23.6K
$308K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.52K- 7.93% |
$16K - $19.2K
|
17.7K
$231K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.53K- 11.87% |
$16K - $19.3K
|
11.3K
$148K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.85K- 1.28% |
$19.4K - $23.3K
|
143K
$1.86M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-2K- 10.99% |
$20.9K - $25.2K
|
16.2K
$211K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2K- 6.12% |
$21K - $25.2K
|
30.7K
$401K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.25K- 12.73% |
$23.6K - $28.4K
|
15.4K
$202K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.43K- 2.14% |
$36K - $43.3K
|
157K
$2.05M
|
|
|
Jan 19, 2024
Q4 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-3.5K- 4.26% |
$36.7K - $44.1K
|
78.6K
$1.03M
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-3.6K- 8.34% |
$37.8K - $45.4K
|
39.6K
$517K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.99K- 1.84% |
$41.9K - $50.4K
|
213K
$2.79M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-4.99K- 16.85% |
$52.3K - $63K
|
24.6K
$322K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.25K- 6.03% |
$55.1K - $66.2K
|
81.8K
$1.07M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-7.47K- 4.62% |
$78.4K - $94.3K
|
154K
$2.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-8.87K- 18.42% |
$93K - $112K
|
39.3K
$513K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-13.2K- 8.96% |
$139K - $167K
|
135K
$1.76M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-15.7K- 5.06% |
$165K - $198K
|
294K
$3.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-16.1K- 0.45% |
$169K - $203K
|
3.55M
$46.4M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-18.7K- 1.24% |
$196K - $236K
|
1.5M
$19.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-25.1K- 53.8% |
$263K - $317K
|
21.6K
$282K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-27.2K- 62.59% |
$286K - $344K
|
16.3K
$213K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-28.2K- 76.43% |
$295K - $355K
|
8.68K
$113K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-29.1K- 7.01% |
$305K - $367K
|
386K
$5.05M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-30.5K- 2.6% |
$319K - $384K
|
1.14M
$14.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-37.1K- 45.64% |
$389K - $468K
|
44.1K
$577K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-54.1K- 70.88% |
$568K - $683K
|
22.2K
$291K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-58.3K- 40.61% |
$611K - $736K
|
85.2K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-80.4K- 56.3% |
$844K - $1.02M
|
62.4K
$816K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-110K- 6.44% |
$1.15M - $1.39M
|
1.6M
$20.9M
|