Latest Institutional Transactions on Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information on the latest institutional transactions involving Neuberger Berman High Yield Strategies Fund Inc. (NHS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-316- 8.86% |
$3.94K - $4.28K
|
3.25K
$24.9K
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
30KNew |
$374K - $406K
|
30K
$230K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q2 2021 | |||||||
Aug 17, 2021
Q2 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-3.25KClosed |
$41K - $44K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.18KClosed |
$14.8K - $15.9K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.27KClosed |
$16K - $17.1K
|
0
$0
|
|
Q1 2021 | |||||||
Feb 22, 2022
Q1 2021
|
Matrix Private Capital Group LLC
New York, NY |
SELL
|
- |
-43.7K- 66.95% |
$507K - $563K
|
21.6K
$165K
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-31.2KClosed |
$363K - $403K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
10.6KNew |
$124K - $137K
|
10.6K
$81.7K
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.15KClosed |
$13.4K - $14.8K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-4.87MClosed |
$52.4M - $58.7M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-277Closed |
$2.98K - $3.34K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-350Closed |
$3.76K - $4.21K
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-242Closed |
$2.6K - $2.91K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-14.5KClosed |
$156K - $174K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1.8KClosed |
$19.4K - $21.7K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-11KClosed |
$119K - $133K
|
0
$0
|
|
Jan 14, 2021
Q4 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.5KClosed |
$26.9K - $30.1K
|
0
$0
|
|
Q3 2020 | |||||||
Dec 11, 2020
Q3 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-11.5KClosed |
$120K - $131K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.8KClosed |
$39.8K - $43.6K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.48KClosed |
$15.4K - $16.9K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-23.7KClosed |
$197K - $264K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-22.8KClosed |
$189K - $253K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-42Closed |
$349 - $467
|
0
$0
|
|
Jul 16, 2020
Q2 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.8KClosed |
$115K - $154K
|
0
$0
|
|
Q1 2020 | |||||||
May 08, 2020
Q1 2020
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-11KClosed |
$78.5K - $140K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-536KClosed |
$6.21M - $6.49M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-248KClosed |
$2.87M - $3M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-103KClosed |
$1.19M - $1.25M
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-54.2KClosed |
$627K - $655K
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-35KClosed |
$405K - $423K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-11.5KClosed |
$133K - $139K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-400Closed |
$4.63K - $4.84K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.02KClosed |
$11.8K - $12.3K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-9.36KClosed |
$106K - $112K
|
0
$0
|
|
Jul 25, 2019
Q2 2019
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
461New |
$5.24K - $5.52K
|
461
$3.54K
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-740Closed |
$8.41K - $8.86K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-218KClosed |
$2.11M - $2.48M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-10.5KClosed |
$102K - $120K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-48KClosed |
$464K - $546K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-22.5KClosed |
$217K - $255K
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-47KClosed |
$453K - $534K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-900Closed |
$8.69K - $10.2K
|
0
$0
|
|
May 02, 2019
Q1 2019
|
Park Avenue Securities LLC
|
SELL
|
- |
-21.1KClosed |
$204K - $240K
|
0
$0
|
|
Q4 2018 | |||||||
Mar 24, 2023
Q4 2018
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-911Closed |
$8.37K - $10K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Wunderlich Capital Managemnt
Memphis, TN |
SELL
|
- |
-26.4KClosed |
$242K - $290K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-246Closed |
$2.26K - $2.71K
|
0
$0
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-53KClosed |
$487K - $583K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 07, 2018
Q3 2018
|
Destination Wealth Management
|
SELL
|
- |
-173Closed |
$1.87K - $1.9K
|
0
$0
|