Purchases and Sales Made in Q1 2023 in Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information about the institutional ownership of Neuberger Berman High Yield Strategies Fund Inc. (NHS) during Q1 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman High Yield Strategies Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
73.5K+ 13.05% |
$574K - $685K
|
636K
$4.83M
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
46.5K+ 18.44% |
$364K - $433K
|
299K
$2.27M
|
|
May 10, 2023
Q1 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
45.4KNew |
$355K - $423K
|
45.4K
$345K
|
|
May 15, 2023
Q1 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
21.5KNew |
$168K - $201K
|
21.5K
$163K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.7KNew |
$138K - $165K
|
17.7K
$134K
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12K+ 3.76% |
$93.9K - $112K
|
331K
$2.51M
|
|
Apr 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
10.9K+ 45.2% |
$85.2K - $102K
|
35K
$266K
|
|
May 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
10.9K+ 45.2% |
$85.2K - $102K
|
35K
$266K
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
BUY
|
- |
6.5KNew |
$50.8K - $60.6K
|
6.5K
$49.3K
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.79K+ 23.38% |
$45.2K - $53.9K
|
30.5K
$232K
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5K+ 13.89% |
$39.1K - $46.6K
|
41K
$311K
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
4.28KNew |
$33.4K - $39.9K
|
4.28K
$32.5K
|
|
Apr 14, 2023
Q1 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
3.91K+ 2.51% |
$30.6K - $36.4K
|
160K
$1.21M
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
3.45K+ 36.19% |
$27K - $32.2K
|
13K
$98.6K
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.04K+ 58.6% |
$23.7K - $28.3K
|
8.22K
$62.4K
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.44K+ 2.49% |
$11.2K - $13.4K
|
59.3K
$450K
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
425+ 3.41% |
$3.32K - $3.96K
|
12.9K
$97.9K
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
283+ 10.08% |
$2.21K - $2.64K
|
3.09K
$23.5K
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
172+ 1.01% |
$1.35K - $1.6K
|
17.3K
$131K
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
149New |
$1.17K - $1.39K
|
149
$1.13K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-225- 0.64% |
$1.76K - $2.1K
|
35.1K
$266K
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-255- 2.22% |
$1.99K - $2.38K
|
11.2K
$85.3K
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-286- 0.96% |
$2.24K - $2.67K
|
29.6K
$224K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-812- 6.3% |
$6.35K - $7.57K
|
12.1K
$91.7K
|
|
Apr 20, 2023
Q1 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-922- 1.57% |
$7.21K - $8.59K
|
57.7K
$438K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.87K- 2.44% |
$14.6K - $17.4K
|
74.7K
$567K
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2K- 7.24% |
$15.7K - $18.7K
|
25.6K
$195K
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.6K- 3.19% |
$20.3K - $24.2K
|
78.9K
$599K
|
|
Apr 12, 2023
Q1 2023
|
Worth Asset Management, LLC
|
SELL
|
- |
-3.18K- 56.58% |
$24.9K - $29.6K
|
2.44K
$18.5K
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21.1K- 11.75% |
$165K - $197K
|
159K
$1.2M
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-61.3K- 34.57% |
$480K - $571K
|
116K
$881K
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-194K- 74.69% |
$1.52M - $1.81M
|
65.8K
$499K
|