Purchases and Sales Made in Q1 2023 in Nuveen Select Maturities Municipal Fund (NIM)
This table provides information about the institutional ownership of Nuveen Select Maturities Municipal Fund (NIM) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN SELECT MATURITIES MUNICIPAL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
69.4K+ 75.9% |
$631K - $667K
|
161K
$1.43M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
65.2KNew |
$593K - $626K
|
65.2K
$580K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
61.7K+ 91.93% |
$562K - $593K
|
129K
$1.15M
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
43.4K+ 28.87% |
$395K - $417K
|
194K
$1.72M
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
14.1K+ 1.44% |
$128K - $135K
|
989K
$8.8M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
8.29K+ 65.11% |
$75.5K - $79.7K
|
21K
$187K
|
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
6KNew |
$54.6K - $57.7K
|
6K
$53.4K
|
|
|
May 08, 2023
Q1 2023
|
Lokken Investment Group LLC
|
BUY
|
- |
5.07K+ 35.21% |
$46.1K - $48.7K
|
19.4K
$173K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.62K+ 49.34% |
$42.1K - $44.4K
|
14K
$124K
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
BUY
|
- |
4K+ 31.5% |
$36.4K - $38.4K
|
16.7K
$149K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.37K+ 16.45% |
$30.6K - $32.3K
|
23.8K
$212K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
3.07K+ 25.8% |
$27.9K - $29.5K
|
14.9K
$133K
|
|
|
May 02, 2023
Q1 2023
|
Wakefield Asset Management Lllp
Englewood, CO |
BUY
|
- |
2.72K+ 3.89% |
$24.8K - $26.2K
|
72.7K
$647K
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
428+ 2.18% |
$3.89K - $4.11K
|
20.1K
$179K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
220+ 19.64% |
$2K - $2.11K
|
1.34K
$11.9K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
163+ 0.51% |
$1.48K - $1.57K
|
31.9K
$284K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
160+ 0.66% |
$1.46K - $1.54K
|
24.4K
$217K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100New |
$910 - $961
|
100
$890
|
|
|
May 02, 2023
Q1 2023
|
Sightline Wealth Advisors, LLC
|
BUY
|
- |
67+ 0.53% |
$610 - $644
|
12.8K
$114K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23+ 0.51% |
$209 - $221
|
4.5K
$40.1K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22+ 0.06% |
$200 - $211
|
39K
$348K
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
6+ 0.05% |
$54.6 - $57.7
|
12K
$107K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-555- 1.54% |
$5.05K - $5.33K
|
35.6K
$317K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.23K- 4.77% |
$11.2K - $11.8K
|
24.5K
$218K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.33K- 8.6% |
$12.1K - $12.8K
|
14.1K
$126K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.35K- 1.3% |
$12.3K - $13K
|
103K
$914K
|
|
|
Apr 06, 2023
Q1 2023
|
Patten Group, Inc.
|
SELL
|
- |
-1.64K- 6.41% |
$15K - $15.8K
|
24K
$214K
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-1.82K- 5.31% |
$16.5K - $17.5K
|
32.4K
$289K
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.95K- 11.53% |
$17.7K - $18.7K
|
14.9K
$133K
|
|
|
Jan 02, 2024
Q1 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-3.33K- 5.03% |
$30.3K - $32K
|
63K
$560K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.39K- 3.7% |
$30.8K - $32.6K
|
88.2K
$785K
|
|
|
Apr 21, 2023
Q1 2023
|
Access Financial Services, Inc.
|
SELL
|
- |
-7.98K- 17.66% |
$72.6K - $76.6K
|
37.2K
$331K
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-13.9K- 36.03% |
$127K - $134K
|
24.7K
$220K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-29.9K- 81.14% |
$272K - $287K
|
6.94K
$61.8K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-64.1K- 8.62% |
$583K - $616K
|
679K
$6.05M
|