Purchases and Sales Made in Q3 2023 in Nuveen Select Maturities Municipal Fund (NIM)
This table provides information about the institutional ownership of Nuveen Select Maturities Municipal Fund (NIM) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN SELECT MATURITIES MUNICIPAL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
137K+ 104.04% |
$1.16M - $1.24M
|
268K
$2.32M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
45.8K+ 4.37% |
$388K - $415K
|
1.1M
$9.47M
|
|
|
Nov 07, 2023
Q3 2023
|
Financial Counselors Inc
|
BUY
|
- |
38.7KNew |
$327K - $350K
|
38.7K
$334K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.1K+ 5.71% |
$289K - $309K
|
631K
$5.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
29.6KNew |
$251K - $268K
|
29.6K
$256K
|
|
|
Nov 14, 2023
Q3 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
17.6KNew |
$149K - $159K
|
17.6K
$152K
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
13.2K+ 115.17% |
$112K - $119K
|
24.6K
$213K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.5K+ 16.85% |
$106K - $113K
|
86.7K
$750K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.8K+ 66.43% |
$100K - $107K
|
29.6K
$256K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
11.5K+ 2572.2% |
$97.2K - $104K
|
11.9K
$103K
|
|
|
Oct 27, 2023
Q3 2023
|
Crestone Asset Management LLC
|
BUY
|
- |
10.7KNew |
$90.3K - $96.5K
|
10.7K
$92.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.52K+ 1.88% |
$29.8K - $31.9K
|
191K
$1.65M
|
|
|
Nov 03, 2023
Q3 2023
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
3K+ 10.2% |
$25.4K - $27.2K
|
32.4K
$280K
|
|
|
Nov 08, 2023
Q3 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
3K+ 11.49% |
$25.4K - $27.2K
|
29.1K
$252K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
2.9K+ 14.47% |
$24.5K - $26.2K
|
22.9K
$198K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.5K+ 7.11% |
$12.7K - $13.6K
|
22.6K
$195K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
500New |
$4.24K - $4.53K
|
500
$4.33K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
251+ 0.86% |
$2.13K - $2.27K
|
29.4K
$255K
|
|
|
Nov 01, 2023
Q3 2023
|
Sightline Wealth Advisors, LLC
|
BUY
|
- |
149+ 1.17% |
$1.26K - $1.35K
|
12.9K
$112K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
28+ 0.1% |
$237 - $253
|
28.2K
$244K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
9+ 0.07% |
$76.2 - $81.5
|
12K
$104K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-135- 0.2% |
$1.14K - $1.22K
|
66.3K
$573K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-351- 3.91% |
$2.97K - $3.18K
|
8.63K
$74.7K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-356- 1.46% |
$3.02K - $3.22K
|
24K
$208K
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-600- 0.95% |
$5.08K - $5.43K
|
62.4K
$539K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-729- 4.12% |
$6.17K - $6.6K
|
17K
$147K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-930- 2.67% |
$7.88K - $8.42K
|
33.9K
$293K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.78K- 1.13% |
$15.1K - $16.1K
|
155K
$1.34M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.86K- 12.41% |
$15.7K - $16.8K
|
13.1K
$113K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2K- 14.81% |
$16.9K - $18.1K
|
11.5K
$99.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.83K- 18.45% |
$24K - $25.6K
|
12.5K
$108K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.46K- 24.23% |
$29.3K - $31.3K
|
10.8K
$93.7K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-7.15K- 40.59% |
$60.6K - $64.7K
|
10.5K
$90.5K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-9.7K- 30.95% |
$82.2K - $87.8K
|
21.6K
$187K
|
|
|
Nov 01, 2023
Q3 2023
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-10K- 12.93% |
$85.1K - $90.9K
|
67.7K
$586K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.1K- 5.78% |
$94.2K - $101K
|
181K
$1.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-18.3K- 17.74% |
$155K - $165K
|
84.7K
$733K
|