Purchases and Sales Made in Q4 2022 in Nuveen Select Maturities Municipal Fund (NIM)
This table provides information about the institutional ownership of Nuveen Select Maturities Municipal Fund (NIM) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN SELECT MATURITIES MUNICIPAL FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
267K+ 37.77% |
$2.35M - $2.52M
|
975K
$8.57M
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
128K+ 20.76% |
$1.12M - $1.21M
|
744K
$6.54M
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
94.3K+ 168.99% |
$828K - $891K
|
150K
$1.32M
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
70.4K+ 334.44% |
$618K - $664K
|
91.4K
$804K
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
35.6K+ 113.02% |
$313K - $336K
|
67.2K
$590K
|
|
Feb 03, 2023
Q4 2022
|
Tortoise Investment Management, LLC
|
BUY
|
- |
33.3K+ 68.23% |
$293K - $315K
|
82.2K
$723K
|
|
Feb 09, 2023
Q4 2022
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
20.1KNew |
$176K - $190K
|
20.1K
$176K
|
|
Jan 02, 2024
Q4 2022
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
18.4K+ 38.51% |
$162K - $174K
|
66.3K
$583K
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.6KNew |
$146K - $157K
|
16.6K
$146K
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
15.4KNew |
$135K - $145K
|
15.4K
$135K
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
12.7KNew |
$112K - $120K
|
12.7K
$112K
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
12.7KNew |
$112K - $120K
|
12.7K
$112K
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
11K+ 34.65% |
$96.6K - $104K
|
42.8K
$376K
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
5KNew |
$43.9K - $47.2K
|
5K
$43.9K
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.88K+ 15.61% |
$42.8K - $46K
|
36.1K
$318K
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.73K+ 14.75% |
$41.5K - $44.7K
|
36.8K
$324K
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.48KNew |
$39.3K - $42.3K
|
4.48K
$39.4K
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
4.4KNew |
$38.6K - $41.5K
|
4.4K
$38.7K
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.2K+ 12.07% |
$36.9K - $39.7K
|
39K
$343K
|
|
Feb 08, 2023
Q4 2022
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
3.3K+ 12.64% |
$29K - $31.2K
|
29.4K
$258K
|
|
Jan 30, 2023
Q4 2022
|
Wakefield Asset Management Lllp
Englewood, CO |
BUY
|
- |
3.21K+ 4.8% |
$28.2K - $30.3K
|
70K
$615K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.17K+ 18.33% |
$27.8K - $29.9K
|
20.5K
$180K
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.65K+ 4.47% |
$14.5K - $15.6K
|
38.6K
$339K
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.12KNew |
$9.83K - $10.6K
|
1.12K
$9.84K
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
729+ 2.35% |
$6.4K - $6.88K
|
31.8K
$279K
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
66+ 0.56% |
$579 - $623
|
11.9K
$104K
|
|
Jan 26, 2023
Q4 2022
|
Sightline Wealth Advisors, LLC
|
BUY
|
- |
64+ 0.51% |
$562 - $604
|
12.7K
$112K
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
7+ 0.06% |
$61.5 - $66.1
|
12K
$106K
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2023
Q4 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-210- 1.06% |
$1.84K - $1.98K
|
19.7K
$173K
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-467- 2.93% |
$4.1K - $4.41K
|
15.5K
$136K
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1K- 3.96% |
$8.78K - $9.44K
|
24.2K
$213K
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.15K- 10.1% |
$10.1K - $10.9K
|
10.2K
$90K
|
|
Jan 19, 2023
Q4 2022
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.66K- 3.54% |
$14.5K - $15.6K
|
45.2K
$397K
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.69K- 1.81% |
$14.8K - $16K
|
91.6K
$805K
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2K- 17.58% |
$17.5K - $18.9K
|
9.37K
$82.3K
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.34K- 12.18% |
$20.6K - $22.1K
|
16.9K
$148K
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.05K- 2.85% |
$26.8K - $28.8K
|
104K
$915K
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.5K- 20.59% |
$30.7K - $33K
|
13.5K
$119K
|
|
Feb 10, 2023
Q4 2022
|
Patten Group, Inc.
|
SELL
|
- |
-4.56K- 15.11% |
$40.1K - $43.1K
|
25.6K
$225K
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.2K- 34.47% |
$54.4K - $58.5K
|
11.8K
$104K
|
|
Jan 30, 2023
Q4 2022
|
James Investment Research Inc
|
SELL
|
- |
-15.2K- 21.11% |
$133K - $143K
|
56.8K
$499K
|
|
Feb 14, 2023
Q4 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-21.4K- 38.45% |
$188K - $202K
|
34.3K
$301K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24.5K- 48.78% |
$215K - $231K
|
25.7K
$226K
|