Purchases and Sales Made in Q3 2022 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
217K+ 17.04% |
$2.56M - $3.08M
|
1.49M
$19.3M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
38.5K+ 15.0% |
$455K - $547K
|
295K
$3.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
38.2KNew |
$451K - $542K
|
38.2K
$493K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
36.8K+ 5.37% |
$435K - $522K
|
722K
$9.32M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
34.7KNew |
$410K - $492K
|
34.7K
$448K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
32.3K+ 10.09% |
$382K - $459K
|
353K
$4.55M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
30.1K+ 37.19% |
$355K - $427K
|
111K
$1.43M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
21.9K+ 3.0% |
$259K - $311K
|
752K
$9.71M
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
14.5KNew |
$172K - $206K
|
14.5K
$188K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13.1KNew |
$154K - $185K
|
13.1K
$169K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
11.6K+ 35.1% |
$137K - $165K
|
44.7K
$577K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.59K+ 3.48% |
$42.4K - $51K
|
107K
$1.38M
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.56K+ 2.09% |
$18.4K - $22.1K
|
76.2K
$983K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.43K+ 10.61% |
$16.9K - $20.2K
|
14.9K
$192K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.34KNew |
$15.8K - $19K
|
1.34K
$17.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
367+ 0.9% |
$4.33K - $5.21K
|
41.3K
$533K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
342+ 0.67% |
$4.04K - $4.85K
|
51.3K
$663K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
302+ 1.28% |
$3.57K - $4.29K
|
23.9K
$308K
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
265+ 1.09% |
$3.13K - $3.76K
|
24.6K
$318K
|
|
|
Oct 21, 2022
Q3 2022
|
Rb Capital Management, LLC
|
BUY
|
- |
112+ 0.89% |
$1.32K - $1.59K
|
12.7K
$164K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
98+ 0.48% |
$1.16K - $1.39K
|
20.6K
$265K
|
|
|
Oct 24, 2022
Q3 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
25+ 0.18% |
$295 - $355
|
14.1K
$183K
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
6+ 1.15% |
$70.9 - $85.1
|
526
$6.79K
|
|
|
Oct 13, 2022
Q3 2022
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
4+ 0.02% |
$47.2 - $56.8
|
25.2K
$325K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 14, 2022
Q3 2022
|
Blue Zone Wealth Advisors, LLC
|
SELL
|
- |
-262- 0.14% |
$3.09K - $3.72K
|
183K
$2.36M
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-450- 39.75% |
$5.31K - $6.39K
|
682
$8.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-750- 1.08% |
$8.86K - $10.6K
|
68.4K
$884K
|
|
|
Nov 01, 2022
Q3 2022
|
Leisure Capital Management
|
SELL
|
- |
-769- 0.38% |
$9.08K - $10.9K
|
203K
$2.62M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.22K- 4.83% |
$14.4K - $17.3K
|
24K
$309K
|
|
|
Oct 18, 2022
Q3 2022
|
Pacific Wealth Strategies Group, Inc.
|
SELL
|
- |
-1.6K- 4.18% |
$18.9K - $22.7K
|
36.6K
$473K
|
|
|
Oct 14, 2022
Q3 2022
|
Diligent Investors, LLC
|
SELL
|
- |
-3K- 5.56% |
$35.4K - $42.6K
|
51K
$658K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.45K- 6.13% |
$40.7K - $48.9K
|
52.8K
$681K
|
|
|
Nov 14, 2022
Q3 2022
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-4.44K- 17.85% |
$52.4K - $62.9K
|
20.4K
$264K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9.3K- 25.14% |
$110K - $132K
|
27.7K
$357K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-17.4K- 8.03% |
$206K - $247K
|
200K
$2.58M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-27.5K- 35.97% |
$325K - $390K
|
48.9K
$632K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-122K- 19.37% |
$1.44M - $1.73M
|
508K
$6.56M
|