Purchases and Sales Made in Q3 2023 in Nuveen California Amt Free Quality Municipal Income Fund (NKX)
This table provides information about the institutional ownership of Nuveen California Amt Free Quality Municipal Income Fund (NKX) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
148K+ 104.0% |
$1.52M - $1.72M
|
290K
$3.57M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
139K+ 7.94% |
$1.42M - $1.61M
|
1.88M
$23.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
84.2KNew |
$864K - $977K
|
84.2K
$1.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
72.2K+ 9.75% |
$741K - $837K
|
813K
$10M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
69.5K+ 37.68% |
$713K - $806K
|
254K
$3.12M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
29.9K+ 49.68% |
$307K - $347K
|
90K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
25.6K+ 35.25% |
$263K - $297K
|
98.4K
$1.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
18.5KNew |
$190K - $215K
|
18.5K
$228K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.2KNew |
$125K - $141K
|
12.2K
$150K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.21K+ 11.03% |
$74K - $83.6K
|
72.6K
$893K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
6.15KNew |
$63.1K - $71.4K
|
6.15K
$75.7K
|
|
|
Oct 10, 2023
Q3 2023
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
5.93K+ 30.74% |
$60.8K - $68.8K
|
25.2K
$310K
|
|
|
Oct 13, 2023
Q3 2023
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
3.83K+ 1.96% |
$39.3K - $44.4K
|
199K
$2.45M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.96K+ 19.75% |
$30.4K - $34.4K
|
18K
$221K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.06K+ 4.44% |
$10.9K - $12.3K
|
24.9K
$307K
|
|
|
Nov 15, 2023
Q3 2023
|
Westside Investment Management, Inc.
|
BUY
|
- |
668New |
$6.85K - $7.75K
|
668
$8.22K
|
|
|
Nov 03, 2023
Q3 2023
|
Diligent Investors, LLC
|
BUY
|
- |
564+ 1.04% |
$5.79K - $6.54K
|
54.8K
$674K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
298+ 0.73% |
$3.06K - $3.46K
|
41.2K
$507K
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
BUY
|
- |
68+ 0.28% |
$698 - $789
|
24.6K
$303K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
18+ 0.08% |
$185 - $209
|
22.2K
$273K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
17+ 0.05% |
$174 - $197
|
35.8K
$441K
|
|
|
Nov 03, 2023
Q3 2023
|
Silicon Valley Capital Partners
|
BUY
|
- |
5+ 1.27% |
$51.3 - $58
|
399
$4.91K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 07, 2023
Q3 2023
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-9- 0.04% |
$92.3 - $104
|
23.6K
$291K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-191- 0.7% |
$1.96K - $2.22K
|
27.3K
$336K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-223- 0.27% |
$2.29K - $2.59K
|
82.4K
$1.01M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.19K- 5.78% |
$12.3K - $13.9K
|
19.5K
$239K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.5K- 9.37% |
$15.4K - $17.4K
|
14.5K
$179K
|
|
|
Nov 15, 2023
Q3 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
SELL
|
- |
-2.47K- 10.11% |
$25.3K - $28.7K
|
22K
$270K
|
|
|
Nov 13, 2023
Q3 2023
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-2.7K- 4.16% |
$27.7K - $31.3K
|
62.3K
$766K
|
|
|
Oct 26, 2023
Q3 2023
|
Myecfo, LLC
La Jolla, CA |
SELL
|
- |
-3K- 3.28% |
$30.8K - $34.8K
|
88.4K
$1.09M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-3.34K- 0.62% |
$34.2K - $38.7K
|
533K
$6.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.39K- 7.6% |
$34.8K - $39.3K
|
41.2K
$507K
|
|
|
Oct 30, 2023
Q3 2023
|
Leisure Capital Management
|
SELL
|
- |
-4.54K- 2.23% |
$46.6K - $52.7K
|
199K
$2.45M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.19K- 16.03% |
$63.5K - $71.8K
|
32.4K
$399K
|
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-7.82K- 4.43% |
$80.2K - $90.7K
|
169K
$2.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-8.79K- 15.96% |
$90.2K - $102K
|
46.3K
$570K
|
|
|
Nov 06, 2023
Q3 2023
|
Pacific Wealth Strategies Group, Inc.
|
SELL
|
- |
-16.4K- 27.93% |
$168K - $190K
|
42.3K
$521K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-21.4K- 11.47% |
$220K - $248K
|
165K
$2.03M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-22.9K- 49.73% |
$235K - $266K
|
23.2K
$285K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-53.1K- 9.63% |
$545K - $616K
|
499K
$6.14M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-133K- 27.5% |
$1.36M - $1.54M
|
350K
$4.31M
|