Purchases and Sales Made in Q4 2023 in Nuveen Multi Asset Income Fund (NMAI)
This table provides information about the institutional ownership of Nuveen Multi Asset Income Fund (NMAI) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen Multi-Asset Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
531K+ 12.69% |
$5.64M - $6.63M
|
4.72M
$58.4M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
303K+ 28.13% |
$3.22M - $3.78M
|
1.38M
$17.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
251KNew |
$2.67M - $3.13M
|
251K
$3.11M
|
|
|
Jan 12, 2024
Q4 2023
|
Heron Bay Capital Management
|
BUY
|
- |
154K+ 70.31% |
$1.63M - $1.92M
|
373K
$4.61M
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
87KNew |
$924K - $1.09M
|
87K
$1.08M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
66.1K+ 5.02% |
$701K - $824K
|
1.38M
$17.1M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
54.9KNew |
$583K - $685K
|
54.9K
$680K
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
53.5K+ 74.93% |
$569K - $668K
|
125K
$1.55M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
53.5K+ 74.93% |
$569K - $668K
|
125K
$1.55M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
44.9K+ 2445.89% |
$477K - $560K
|
46.7K
$578K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
42.1K+ 138.34% |
$447K - $525K
|
72.5K
$898K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
21.5KNew |
$228K - $268K
|
21.5K
$266K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
12.7KNew |
$135K - $158K
|
12.7K
$157K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.7KNew |
$124K - $146K
|
11.7K
$145K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
10.7KNew |
$114K - $134K
|
10.7K
$133K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.4K+ 31.66% |
$111K - $130K
|
43.4K
$538K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
8.34K+ 38.04% |
$88.5K - $104K
|
30.3K
$375K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
7.84K+ 114.49% |
$83.2K - $97.8K
|
14.7K
$182K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.76K+ 12.41% |
$82.4K - $96.9K
|
70.3K
$871K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
7.19K+ 8.79% |
$76.3K - $89.7K
|
89K
$1.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.64KNew |
$59.9K - $70.4K
|
5.64K
$69.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
4.41KNew |
$46.8K - $55K
|
4.41K
$54.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.76K+ 14.95% |
$39.9K - $46.9K
|
28.9K
$357K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.73K+ 11.02% |
$39.6K - $46.6K
|
37.6K
$466K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.05K+ 20.44% |
$32.4K - $38.1K
|
18K
$222K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
818New |
$8.69K - $10.2K
|
818
$10.1K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
755+ 3.33% |
$8.02K - $9.42K
|
23.4K
$290K
|
|
|
Jan 31, 2024
Q4 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
570New |
$6.05K - $7.11K
|
570
$7.06K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
444New |
$4.72K - $5.54K
|
444
$5.5K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
420+ 2.75% |
$4.46K - $5.24K
|
15.7K
$194K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
9+ 2.51% |
$95.6 - $112
|
367
$4.54K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-52- 12.84% |
$552 - $649
|
353
$4.37K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-242- 0.86% |
$2.57K - $3.02K
|
27.9K
$345K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-500- 1.92% |
$5.31K - $6.24K
|
25.6K
$317K
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-752- 62.82% |
$7.99K - $9.38K
|
445
$5.51K
|
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-921- 1.68% |
$9.78K - $11.5K
|
53.9K
$667K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.25K- 14.7% |
$13.3K - $15.6K
|
7.25K
$89.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.52K- 6.42% |
$26.8K - $31.5K
|
36.8K
$455K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.56K- 9.18% |
$27.2K - $32K
|
25.3K
$314K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.11K- 14.22% |
$43.6K - $51.3K
|
24.8K
$307K
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-5K- 7.11% |
$53.1K - $62.4K
|
65.4K
$809K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.75K- 4.42% |
$61.1K - $71.8K
|
124K
$1.54M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-6.09K- 25.16% |
$64.6K - $76K
|
18.1K
$224K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-13.4K- 2.31% |
$142K - $167K
|
567K
$7.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-15.5K- 29.48% |
$165K - $194K
|
37.2K
$461K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-19.6K- 44.21% |
$208K - $245K
|
24.7K
$306K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-32.2K- 98.36% |
$342K - $402K
|
538
$6.66K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-35.6K- 33.14% |
$378K - $444K
|
71.7K
$888K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-42.9K- 22.92% |
$455K - $535K
|
144K
$1.78M
|