Purchases and Sales Made in Q4 2023 in New Mountain Finance Corp (NMFC)
This table provides information about the institutional ownership of New Mountain Finance Corp (NMFC) during Q4 2023. The information is specifically focused on institutions that hold shares of New Mountain Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
BUY
|
- |
2.75K+ 0.51% |
$33.7K - $36.4K
|
548K
$6.42M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.6K+ 3.4% |
$31.9K - $34.3K
|
79.1K
$927K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.72KNew |
$21K - $22.7K
|
1.72K
$20.1K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.55KNew |
$19K - $20.5K
|
1.55K
$18.2K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.53K+ 10.97% |
$18.7K - $20.1K
|
15.4K
$181K
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
1.37K+ 0.04% |
$16.7K - $18.1K
|
3.08M
$36.1M
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.2K+ 4.99% |
$14.7K - $15.9K
|
25.2K
$296K
|
|
|
Jan 31, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
1.06K+ 2.45% |
$12.9K - $14K
|
44.1K
$517K
|
|
|
May 24, 2024
Q4 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
1.06K+ 2.45% |
$12.9K - $14K
|
44.1K
$517K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
1.02KNew |
$12.5K - $13.5K
|
1.02K
$12K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
765+ 13.7% |
$9.37K - $10.1K
|
6.35K
$74.4K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
659+ 9.81% |
$8.07K - $8.71K
|
7.38K
$86.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
640New |
$7.84K - $8.45K
|
640
$7.5K
|
|
|
Jan 31, 2024
Q4 2023
|
Tranquility Partners, LLC
|
BUY
|
- |
563+ 0.56% |
$6.9K - $7.44K
|
100K
$1.18M
|
|
|
Feb 06, 2024
Q4 2023
|
Coombe, Bender & CO LLC
|
BUY
|
- |
495+ 1.61% |
$6.06K - $6.54K
|
31.3K
$367K
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
441+ 2.36% |
$5.4K - $5.83K
|
19.1K
$224K
|
|
|
Jan 30, 2024
Q4 2023
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
400+ 1.23% |
$4.9K - $5.28K
|
33K
$387K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
360+ 17.42% |
$4.41K - $4.76K
|
2.43K
$28.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
238+ 0.09% |
$2.92K - $3.14K
|
251K
$2.95M
|
|
|
Jan 17, 2024
Q4 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
214+ 1.25% |
$2.62K - $2.83K
|
17.3K
$203K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
214+ 57.07% |
$2.62K - $2.83K
|
589
$6.9K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
207New |
$2.54K - $2.73K
|
207
$2.43K
|
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
200New |
$2.45K - $2.64K
|
200
$2.34K
|
|
|
Feb 09, 2024
Q4 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
155+ 0.71% |
$1.9K - $2.05K
|
21.9K
$256K
|
|
|
Jan 31, 2024
Q4 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
110+ 0.03% |
$1.35K - $1.45K
|
393K
$4.61M
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
45+ 0.16% |
$551 - $594
|
28.3K
$331K
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
29New |
$355 - $383
|
29
$340
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
15+ 0.12% |
$184 - $198
|
12.7K
$149K
|
|
|
Feb 05, 2024
Q4 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
7+ 0.05% |
$85.8 - $92.5
|
14.2K
$167K
|
|
|
Jan 11, 2024
Q4 2023
|
West Financial Advisors, LLC
|
BUY
|
- |
2+ 1.75% |
$24.5 - $26.4
|
116
$1.36K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1+ 1.18% |
$12.3 - $13.2
|
86
$1.01K
|
|
|
Jan 19, 2024
Q4 2023
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-3- 0.65% |
$36.8 - $39.6
|
461
$5.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-42- 79.25% |
$515 - $555
|
11
$129
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-256- 5.81% |
$3.14K - $3.38K
|
4.15K
$48.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-661- 1.76% |
$8.1K - $8.73K
|
36.9K
$432K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-780- 1.94% |
$9.56K - $10.3K
|
39.5K
$463K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-875- 7.71% |
$10.7K - $11.6K
|
10.5K
$123K
|
|
|
Feb 14, 2024
Q4 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-1.45K- 11.4% |
$17.7K - $19.1K
|
11.2K
$132K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-1.53K- 5.41% |
$18.7K - $20.2K
|
26.7K
$313K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.55K- 4.96% |
$19K - $20.5K
|
29.7K
$348K
|
|
|
Feb 09, 2024
Q4 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-1.76K- 1.25% |
$21.6K - $23.3K
|
139K
$1.63M
|
|
|
Feb 07, 2024
Q4 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-2.08K- 12.97% |
$25.5K - $27.5K
|
14K
$164K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-2.14K- 6.05% |
$26.2K - $28.3K
|
33.2K
$389K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.29K- 1.72% |
$28K - $30.2K
|
131K
$1.53M
|
|
|
Feb 13, 2024
Q4 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-2.4KClosed |
$29.4K - $31.7K
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.55K- 7.21% |
$31.2K - $33.7K
|
32.8K
$385K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.5K- 4.64% |
$42.9K - $46.2K
|
71.9K
$843K
|
|
|
Feb 14, 2024
Q4 2023
|
Cynosure Management, LLC
Salt Lake City, UT |
SELL
|
- |
-3.63K- 4.25% |
$44.5K - $48K
|
81.8K
$959K
|
|
|
Feb 14, 2024
Q4 2023
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-3.66K- 18.19% |
$44.8K - $48.3K
|
16.5K
$193K
|